American exceptionalism

The first reference to the concept by name, and possibly its origin, was by the French writer Alexis de Tocqueville in his 1835/1840 work Democracy in America:[20]

The position of the Americans is therefore quite exceptional, and it may be believed that no democratic people will ever be placed in a similar one. Their strictly Puritanical origin, their exclusively commercial habits, even the country they inhabit, which seems to divert their minds from the pursuit of science, literature, and the arts, the proximity of Europe, which allows them to neglect these pursuits without relapsing into barbarism, a thousand special causes, of which I have only been able to point out the most important, have singularly concurred to fix the mind of the American upon purely practical objects. His passions, his wants, his education, and everything about him seem to unite in drawing the natives of the United States earthward; his religion alone bids him turn, from time to time, a transient and distracted glance to heaven. Let us cease, then, to view all democratic nations under the example of the American people.[21]

Newspaper reporting the annexation of the Republic of Hawaii in 1898. American exceptionalism has fueled American expansion through the ideology of manifest destiny.[22]

Kammen says that many foreign visitors commented on American exceptionalism including Karl Marx, Francis Lieber, Hermann Eduard von Holst, James Bryce, H. G. Wells, G. K. Chesterton, and Hilaire Belloc and that they did so in complimentary terms.[23] The theme became common, especially in textbooks. From the 1840s to the late 19th century, the McGuffey Readers sold 120 million copies and were studied by most American students. Skrabec (2009) argues the Readers "hailed American exceptionalism, manifest destiny, and America as God's country.... Furthermore, McGuffey saw America as having a future mission to bring liberty and democracy to the world."[24]

In June 1927 Jay Lovestone, a leader of the Communist Party USA and who would soon be named as general secretary, described America's economic and social uniqueness. He noted the increasing strength of American capitalism and the country's "tremendous reserve power" and said that they both prevented a communist revolution.[25] In 1929, the Soviet leader Joseph Stalin, disbelieving that America was so resistant to revolution, called Lovestone's ideas "the heresy of American exceptionalism,"[26] which was the first use of the specific term "American exceptionalism."[27] The Great Depression appeared to underscore Stalin's argument that American capitalism falls under the general laws of Marxism.[28] In June 1930, during the national convention of the Communist Party USA in New York, it was declared, "The storm of the economic crisis in the United States blew down the house of cards of American exceptionalism and the whole system of opportunistic theories and illusions that had been built upon American capitalist 'prosperity.'"[29]

The Church of Jesus Christ of Latter-day Saints (LDS Church) believes that the Americas, including the United States is a unique place,[30] populated by a chosen people composed of Lamanites (Indigenous Americans)[31] and Mormons for a singular destiny, linking the United States to the Biblical promised land in the Book of Mormon, with the Constitution of the United States being divinely inspired. Joseph Smith argued that the millennial New Jerusalem was to be built in America (10th Article of Faith) and reported God as saying "it is not right that any man should be in bondage one to another. And for this purpose have I established the Constitution of this land, by the hands of wise men whom I raised up unto this very purpose, and redeemed the land by the shedding of blood" (D&C 101:79–80).[32]

Although officially shunned by the LDS Church, fundamentalist Mormons believe in the White Horse Prophecy, which argues that Mormons will be the ones called upon to preserve the Constitution as it hangs "by a thread".[33][34]

In general, Americans have had the consideration of national "uniqueness." The historian Dorothy Ross points to three different currents regarding unique characteristics.

1. Some Protestants believed American progress would facilitate the return of Jesus Christ and the Christian Millennium.[35]
2. Some 19th century historians linked American liberty to the development of liberty in Anglo-Saxon England.[36]
3. Other American writers looked to the "millennial newness" of America. Henry Nash Smith stressed the theme of "virgin land" in the American frontier that promised an escape from the decay that had befallen earlier republics.[37][38]

Recently, socialists and other writers, tried to discover or describe this exceptionalism of the U.S. within and outside its borders.[39]

The concept has also been discussed in the context of the 21st century in a book co-authored by the U.S. Vice President Dick Cheney: Exceptional: Why the World Needs a Powerful America (2015).[40]

Many scholars use a model of American exceptionalism developed by Harvard political scientist Louis Hartz. In The Liberal Tradition in America (1955), Hartz argued that the American political tradition lacks the left-wing/socialist and right-wing/aristocratic elements that dominated in most other lands because colonial America lacked feudal traditions, such as established churches, landed estates, and a hereditary nobility,[41] although some European practices of feudal origin, such as primogeniture and indentured service, were transmitted to America. The "liberal consensus" school, typified by David Potter, Daniel Boorstin, and Richard Hofstadter followed Hartz in emphasizing that political conflicts in American history remained within the tight boundaries of a liberal consensus regarding private property, individual rights, and representative government. The national government that emerged was far less centralized or nationalized than its European counterparts.[42]

Parts of American exceptionalism can be traced to American Puritan roots.[43] Many Puritans with Arminian leanings embraced a middle ground between strict Calvinist predestination and a less restricting theology of Divine Providence. They believed that God had made a covenant with their people and had chosen them to provide a model for the other nations of the Earth. One Puritan leader, John Winthrop, metaphorically expressed this idea as a "City upon a Hill: the Puritan community of New England should serve as a model for the rest of the world.[44][45] That metaphor is often used by proponents of exceptionalism. The Puritans' moralistic values have remained a component of the national identity for centuries.[46]

In that vein, Max Weber was a pioneer in delineating a connection between capitalism and exceptionalism. Eric Luis Uhlmann of Northwestern University argues that Puritan values were eventually taken up by all other Americans.[47] Kevin M. Schultz underlines how they helped America to keep to its Protestant Promise, especially Catholics and Jews.[48]

The ideas that created the American Revolution were derived from a tradition of republicanism that had been repudiated by the British mainstream. The historian Gordon S. Wood has argued, "Our beliefs in liberty, equality, constitutionalism, and the well-being of ordinary people came out of the Revolutionary era. So too did our idea that we Americans are a special people with a special destiny to lead the world toward liberty and democracy."[49] Wood notes that the term is "presently much-maligned" although it is vigorously supported by others such as Jon Butler.[50]

Thomas Paine's Common Sense for the first time expressed the belief that America was not just an extension of Europe but a new land and a country of nearly unlimited potential and opportunity that had outgrown the British mother country. Those sentiments laid the intellectual foundations for the revolutionary concept of American exceptionalism and were closely tied to republicanism, the belief that sovereignty belonged to the people, not a hereditary ruling class.[51]

Religious freedom characterized the American Revolution in unique ways when most major nations had state religions. Republicanism, led by Thomas Jefferson and James Madison, created modern constitutional republicanism, which limits ecclesiastical powers. The historian Thomas Kidd (2010) argues, "With the onset of the revolutionary crisis, a significant conceptual shift convinced Americans across the theological spectrum that God was raising America for some particular purpose."[52] Kidd further argues that "a new blend of Christian and republican ideology led religious traditionalists to embrace wholesale the concept of republican virtue."[53]

According to Tucker and Hendrickson (1992), Jefferson believed America "was the bearer of a new diplomacy, founded on the confidence of a free and virtuous people, that would secure ends based on the natural and universal rights of man, by means that escaped war and its corruptions." Jefferson sought a radical break from the traditional European emphasis on "reason of state," which could justify any action, and the usual priority of foreign policy and the needs of the ruling family over those of the people.[54]

Jefferson envisaged America becoming the world's great "Empire of Liberty," the model for democracy and republicanism. He identified his nation as a beacon to the world, as he said when he departed the presidency in 1809: "Trusted with the destinies of this solitary republic of the world, the only monument of human rights, and the sole depository of the sacred fire of freedom and self-government, from hence it is to be lighted up in other regions of the earth, if other areas of the earth shall ever become susceptible of its benign influence."[55]

Proponents of American exceptionalism argue that the United States is exceptional in that it was founded on a set of republican ideals rather than on a common heritage, ethnicity, or ruling elite. In the formulation of President Abraham Lincoln in his Gettysburg Address, America is a nation "conceived in liberty, and dedicated to the proposition that all men are created equal." In Lincoln's interpretation, America is inextricably connected with freedom and equality, and the American mission is to ensure "that government of the people, by the people, for the people, shall not perish from the earth." The historian T. Harry Williams argues that Lincoln believed:

In the United States man would create a society that would be the best and the happiest in the world. The United States was the supreme demonstration of democracy. However, the Union did not exist just to make men free in America. It had an even greater mission—to make them free everywhere. By the mere force of its example, America would bring democracy to an undemocratic world.[59]

American policies have been characterized since their inception by a system of federalism (between the states and the federal government) and checks and balances (among the legislative, executive, and judicial branches), which were designed to prevent any faction, region, or government organ from becoming too powerful. Some proponents of the theory of American exceptionalism argue that the system and the accompanying distrust of concentrated power prevent the United States from suffering a "tyranny of the majority," preserve a free republican democracy, and allow citizens to live in a locality whose laws reflect those voters' values. A consequence of the political system is that laws can vary widely across the country. Critics of American exceptionalism maintain that the system merely replaces the power of the federal majority over states with power by the states over local entities. On the balance, the American political system arguably allows for more local dominance but prevents more domestic dominance than a more unitary system would.[60]

The historian Eric Foner has explored the question of birthright citizenship, the provision of the Fourteenth Amendment (1868) that makes anyone born in the United States a full citizen. He argues that:

birthright citizenship stands as an example of the much-abused idea of American exceptionalism... birthright citizenship does make the United States (along with Canada) unique in the developed world. No European nation recognizes the principle.[61]

Yale Law School Dean Harold Hongju Koh has identified what he says is "the most important respect in which the United States has been genuinely exceptional, about international affairs, international law, and promotion of human rights: namely, in its outstanding global leadership and activism." He argues:

To this day, the United States remains the only superpower capable, and at times willing, to commit real resources and make real sacrifices to build, sustain, and drive an international system committed to international law, democracy, and the promotion of human rights. Experience teaches that when the United States leads on human rights, from Nuremberg to Kosovo, other countries follow.[62]

Peggy Noonan, an American political pundit, wrote in The Wall Street Journal that "America is not exceptional because it has long attempted to be a force for good in the world, it tries to be a force for good because it is exceptional."

Former U.S. Vice President Dick Cheney explores the concept of United States global leadership in a 2015 book on American foreign policy, Exceptional: Why the World Needs a Powerful America, co-authored with his daughter, Liz Cheney, a former official of the U.S. Department of State.[63]

Proponents of American exceptionalism often claim that many features of the "American spirit" were shaped by the frontier process. Following Frederick Jackson Turner's Frontier Thesis, they argue that the American frontier allowed individualism to flourish as pioneers adopted democracy and equality and shed centuries-old European institutions such as royalty, standing armies, established churches, and a landed aristocracy that owned most of the land.[64] However, the frontier experience was not entirely unique to the United States. Other nations had frontiers without them shaping them nearly as much as the American frontier did, usually because they were under the control of a strong national government. South Africa, Russia, Brazil, Argentina, Canada, and Australia had long frontiers, but they did not have "free land" and local control.[65] The political and cultural environments were much different since the other frontiers neither involved widespread ownership of free land nor allowed the settlers to control the local and provincial governments, as was the case in America. Their edge did not shape their national psyches.[66] Each nation had entirely different frontier experiences. For example, the Dutch Boers in South Africa were defeated in war by Britain. In Australia, "mateship" and working together were valued more than individualism was in the United States.[67]

For most of its history, especially from the mid-19th to the early-20th centuries, the United States has been known as the "land of opportunity" and in that sense prided and promoted itself on providing individuals with the opportunity to escape from the contexts of their class and family background.[68] Examples of that social mobility include:

• Occupational: children could easily choose careers that were not based upon their parents' choices.[69]
• Physical: geographical location was not seen as static, and citizens often relocated freely over long distances without a barrier.[70]
• Status: as in most countries, family standing and riches were often a means to remain in a higher social circle. America was notably unusual because if an accepted wisdom that anyone, from poor immigrants upwards, who worked hard could aspire to similar standing, regardless of circumstances of birth. That aspiration is commonly called living the American dream. Birth details were not taken as a social barrier to the upper echelons or high political status in American culture. That stood in contrast to other countries in which many larger offices were socially determined and usually difficult to enter unless one was born into the suitable social group.[71]

However, social mobility in the US is lower than in some European Union countries if it is defined by income movements. American men born into the lowest income quintile are much more likely to stay there than similar people in the Nordic countries or the United Kingdom.[72] Many economists, such as Harvard economist N. Gregory Mankiw, however, state that the discrepancy has little to do with class rigidity; rather, it is a reflection of income disparity: "Moving up and down a short ladder is a lot easier than moving up and down a tall one."[73]

Regarding public welfare, Richard Rose asked in 1989 whether the evidence shows whether the U.S. "is becoming more like other mixed-economy welfare states, or increasingly exceptional." He concluded, "By comparison with other advanced industrial nations America is today exceptional in total public expenditure, in major program priorities, and in the value of public benefits."[74]

During the George W. Bush administration (2001–2009), the term was somewhat abstracted from its historical context.[80] Proponents and opponents alike began using it to describe a phenomenon wherein certain political interests view the United States as being "above" or an "exception" to the law, specifically the law of nations.[81] (That phenomenon is less concerned with justifying American uniqueness than with asserting its immunity to international law.) The new use of the term has served to confuse the topic and muddy the waters since its unilateralist emphasis, and the actual orientation diverges somewhat from prior uses of the phrase. A certain number of those who subscribe to "old-style" or "traditional American exceptionalism," the idea that America is a more nearly exceptional nation than are others and that it differs qualitatively from the rest of the world and has a unique role to play in world history, also agree that the United States is and ought to be entirely subject to and bound by public international law. Indeed, recent research shows that "there is some indication for American exceptionalism among the [U.S.] public, but very little evidence of unilateral attitudes."[82]

On September 12, 2013, in the context of U.S. President Barack Obama's comment about American exceptionalism during his September 10, 2013 talk to the American people while he was considering military action on Syria for its alleged use of chemical weapons against civilians, Russian President Vladimir Putin criticized Obama: "It is extremely dangerous to encourage people to see themselves as exceptional, whatever the motivation."[83]

Critics on the left such as Marilyn Young and Howard Zinn have argued that American history is so morally flawed because of slavery, civil rights, and social welfare issues that it cannot be an exemplar of virtue.[84] Zinn argues that American exceptionalism cannot be of divine origin because it was not benign, especially in dealing with Native Americans.[85]

Donald E. Pease mocks American exceptionalism as a "state fantasy" and a "myth" in his 2009 book The New American Exceptionalism:[86] "Pease notes that state fantasies cannot altogether conceal the inconsistencies they mask, showing how such events as the revelations of prisoner abuse at Abu Ghraib prison and the exposure of government incompetence after Hurricane Katrina opened fissures in the myth of exceptionalism."[86]

The American theologian Reinhold Niebuhr argued that the automatic assumption that America acts for the right will bring about moral corruption although Niebuhr supported America's Cold War policies. His position, "Christian realism," advocated a liberal notion of responsibility that justified interference in other nations.[87]

US historians like Thomas Bender "try and put an end to the recent revival of American exceptionalism, a defect he esteems to be inherited from the Cold War."[88] Gary W. Reichard and Ted Dickson argue "how the development of the United States has always depended on its transactions with other nations for commodities, cultural values and populations."[89] Roger Cohen asks, "How exceptional can you be when every major problem you face, from terrorism to nuclear proliferation to gas prices, requires joint action?"[90] Harold Koh distinguishes "distinctive rights, different labels, the 'flying buttress' mentality, and double standards. (…) [T]he fourth face—double standards—presents the most dangerous and destructive form of American exceptionalism."[91] Godfrey Hodgson also concludes that "the US national myth is dangerous".[92] Samantha Power asserts that "we're neither the shining example, nor even competent meddlers. It's going to take a generation or so to reclaim American exceptionalism."[93]

In 1898, Pope Leo XIII denounced what he deemed to be the heresy of Americanism in his encyclical Testem benevolentiae nostrae.[94] He targeted American exceptionalism in the ecclesiastical domain and argued that it stood in opposition to papal denunciations of modernism.[95][96] In the late 19th century, there was a tendency for US Catholic clergy to view American society as inherently different from other Christian nations and to argue that the understanding of Church doctrine had to be enlarged in order to encompass the "American Experience," which included greater individualism, tolerance of other religions, and separation of church and state.[97]

Herbert London defined pre-emptive declinism as a postmodern belief "that the United States is not an exceptional nation and is not entitled by virtue of history to play a role on the world stage different from other nations".[98] London ascribed that view to Paul Krugman and others.[99] Krugman had written in The New York Times, "We have always known that America's reign as the world's greatest nation would eventually end. However, most of us imagined that our downfall, when it came, would be something grand and tragic."[99]

According to RealClearPolitics, declarations of America's declining power have been common in the English-language media. In 1988, Flora Lewis said, "Talk of U.S. decline is real in the sense that the U.S. can no longer pull all the levers of command or pay all the bills." According to Anthony Lewis in 1990, Europeans and Asians are already finding confirmation of their suspicion that the United States is in decline. Citing America's dependence on foreign sources of energy and "crucial weaknesses" in the military, Tom Wicker concluded "that maintaining superpower status is becoming more difficult—nearly impossible—for the United States."[100] In 2004, Patrick Buchanan lamented "the decline and fall of the greatest industrial republic the world had ever seen."[101] In 2007, Matthew Parris of The Sunday Times wrote that the United States is "overstretched," and he romantically recalled the Kennedy presidency, when "America had the best arguments" and could use moral persuasion, rather than force, to have its way in the world. From his vantage point in Shanghai, the International Herald Tribune's Howard French worries about "the declining moral influence of the United States" over an emergent China.[100]

In his book, The Post-American World, Newsweek editor Fareed Zakaria refers to a "Post-American world" that he says "is not about the decline of America, but rather about the rise of everyone else."[102]

In December 2009, historian Peter Baldwin published a book arguing that despite widespread attempts to contrast the "American way of life" and the "European social model," America and Europe are actually very similar to a number of social and economic indices. Baldwin claimed that the black underclass accounts for many of the few areas in which a stark difference exists between the US and Europe, such as homicide and child poverty.[103]

The historian Felipe Fernández-Armesto argues that it be commonly thought that all people consider themselves exceptional. In most cases in which the subject has been broached, the similarities between the conflicting parties outweigh the differences. Things such as the "dynamic wealth creation, the democracy, the accessibility of opportunity, the cult of civil liberty, the tradition of tolerance," and what Fernández-Armesto considers evils such as the materialistic economy, the excessive privileges of wealth, and the selective illiberality are standard features in many modern societies. However, he adds, America is made exceptional by the intensity with which those characteristics are concentrated there.[104]

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