Frank A. Delaney IV

Frank A. Delaney IV (born February 4, 1963) is an American stockbroker who was sanctioned by the U.S. Securities and Exchange Commission.[1]

Early life

Frank A. Delaney IV was born on February 4, 1963 in Denville, New Jersey. He is the fifth of six children born to Frank A. Delaney III and Elise Murphy[2] and attended Delbarton School in Morristown, New Jersey where he graduated in 1981. He received The Delbarton Leadership Award for excellence in Academics being a leader among his peers on and off the athletic fields. Delaney graduated from Gettysburg College in 1986 with a bachelor's degree in Political Science. Delaney played three years of baseball as a catcher for Gettysburg College, winning the 1986 Middle Atlantic Conference Championship in 1986. The entire team was entered into the Gettysburg College Athletic Hall of Athletic Honor in 1996.[3][4]

Career

In November 1989, Delaney became a member of the New York Stock Exchange and was a Senior Managing Director at Henderson Brothers, Inc., and Bear Wagner.[5]

Delaney was awarded the Excalibur Award by the National Cancer Society on five occasions (1998, 2000, 2001, 2002) and was honored by the American Cancer Society in 2003 at their Annual Northeastern Ball. Delaney spent four years on the Board of Gettysburg College. Delaney also served for six years on the board of the Mental Health Association of Monmouth County.[6][7]

Personal life

Delaney lives in Monmouth Beach, New Jersey with his wife Alexandra and his two children

  • Sarah Delaney
  • Frank A. Delaney V

References
  1. "SEC institutes enforcement action against 20 former New York Stock Exchange Specialists alleging pervasive course of fraudulent trading (2005-54)". www.sec.gov. Retrieved 15 September 2016.
  2. "Paid Notice: Deaths DELANEY, MARK ALEXANDER". The New York Times. 26 April 2003. Retrieved 15 September 2016.
  3. Delaney, Frank. "Archived copy" (PDF). Two River Times. Archived from the original (PDF) on 2014-02-22. Retrieved 2012-12-10.CS1 maint: archived copy as title (link)
  4. Delaney, Frank. "News@Gettysburg". Gettysburg College. Retrieved July 31, 2001.
  5. Bray, Chad; Davies, Paul (November 22, 2006). "Prosecuters Drop Last Five NYSE Trading Cases". Wall Street Journal. Retrieved November 28, 2020. Cite journal requires |journal= (help)
  6. U.S. Attorney's Office (April 12, 2005). "15 Current and Former Registered Specialists on the New York Stock Exchange Indicted on Federal Securities Fraud Charges" (PDF). Specialist Broker. US Attorney Southern District of New York. Archived from the original (PDF) on February 21, 2014. Retrieved November 28, 2020.
  7. Moyer, Liz (2006-11-21). "Justice Beats A Retreat On Wall Street". Forbes.com.
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