Handshaking

In telecommunications, a handshake is an automated process of negotiation between two participants (example "Alice and Bob") through the exchange of information that establishes the protocols of a communication link at the start of the communication, before full communication begins.[1] The handshaking process usually takes place in order to establish rules for communication when a computer attempts to communicate with another device. Signals are usually exchanged between two devices to establish a communication link. For example, when a computer communicates with another device such as a modem, the two devices will signal each other that they are switched on and ready to work, as well as to agree to which protocols are being used.[2]

This article is about the computer science term. For the greeting habit, see Handshake. For the mathematical lemma, see Handshaking lemma.

Handshaking can negotiate parameters that are acceptable to equipment and systems at both ends of the communication channel, including information transfer rate, coding alphabet, parity, interrupt procedure, and other protocol or hardware features. Handshaking is a technique of communication between two entities. However, within TCP/IP RFCs, the term "handshake" is most commonly used to reference the TCP three-way handshake. For example, the term "handshake" is not present in RFCs covering FTP or SMTP. One exception is Transport Layer Security, TLS, setup, FTP RFC 4217. In place of the term "handshake", FTP RFC 3659 substitutes the term "conversation" for the passing of commands.[3][4][5]

A simple handshaking protocol might only involve the receiver sending a message meaning "I received your last message and I am ready for you to send me another one." A more complex handshaking protocol might allow the sender to ask the receiver if it is ready to receive or for the receiver to reply with a negative acknowledgement meaning "I did not receive your last message correctly, please resend it" (e.g., if the data was corrupted en route).[6]

Handshaking facilitates connecting relatively heterogeneous systems or equipment over a communication channel without the need for human intervention to set parameters.

Example

TCP three-way handshake
Example of three way handshaking

Establishing a normal TCP connection requires three separate steps:

  1. The first host (Alice) sends the second host (Bob) a "synchronize" (SYN) message with its own sequence number , which Bob receives.
  2. Bob replies with a synchronize-acknowledgment (SYN-ACK) message with its own sequence number and acknowledgement number , which Alice receives.
  3. Alice replies with an acknowledgment (ACK) message with acknowledgement number , which Bob receives and to which he doesn't need to reply.
In this setup, the synchronize messages act as service requests from one server to the other, while the acknowledgement messages return to the requesting server to let it know the message was received.

The reason for the client and server not using a default sequence number such as 0 for establishing the connection is to protect against two incarnations of the same connection reusing the same sequence number too soon, which means a segment from an earlier incarnation of a connection might interfere with a later incarnation of the connection.

SMTP

The Simple Mail Transfer Protocol (SMTP) is the key Internet standard for email transmission. It includes handshaking to negotiate authentication, encryption and maximum message size.

TLS handshake
Main article: Transport Layer Security § TLS handshake

When a Transport Layer Security (SSL or TLS) connection starts, the record encapsulates a "control" protocol—the handshake messaging protocol (content type 22). This protocol is used to exchange all the information required by both sides for the exchange of the actual application data by TLS. It defines the messages formatting or containing this information and the order of their exchange. These may vary according to the demands of the client and server—i.e., there are several possible procedures to set up the connection. This initial exchange results in a successful TLS connection (both parties ready to transfer application data with TLS) or an alert message (as specified below).

The protocol is used to negotiate the secure attributes of a session. (RFC 5246, p. 37)[7]

WPA2 wireless

The WPA2 standard for wireless uses a four-way handshake defined in IEEE 802.11i-2004.

Dial-up access modems

One classic example of handshaking is that of dial-up modems, which typically negotiate communication parameters for a brief period when a connection is first established, and there after use those parameters to provide optimal information transfer over the channel as a function of its quality and capacity. The "squealing" (which is actually a sound that changes in pitch 100 times every second) noises made by some modems with speaker output immediately after a connection is established are in fact the sounds of modems at both ends engaging in a handshaking procedure; once the procedure is completed, the speaker might be silenced, depending on the settings of operating system or the application controlling the modem.

Serial "Hardware Handshaking"

This frequently used term describes the use of RTS and CTS signals over a serial interconnection. It is, however, not quite correct; it's not a true form of handshaking, and is better described as flow control. This flow control mechanism is described in the article on RS-232.

References
  1. "What is handshaking? - Definition from WhatIs.com". SearchNetworking. Retrieved 2018-02-19.
  2. Ware, Peter; Chivers, Bill; Cheleski, Paul (2001). Jacaranda Information Processes and Technology: HSC Course. Australia: John Wiley & Sons Australia. pp. 92–93. ISBN 978-0701634728.
  3. TCP RFC 793, 2581
  4. SMTP RFC 821,5321, 2821, 1869,6531, 2822
  5. FTP 959, 3659 (conversation), 2228,4217 (TLS handshake),5797
  6. "handshaking". TheFreeDictionary's Encyclopedia.
  7. The Transport Layer Security (TLS) Protocol, version 1.2. IETF. August 2008. doi:10.17487/RFC5246. RFC 5246.
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