System accident
A system accident (or normal accident) is an "unanticipated interaction of multiple failures" in a complex system.[1] This complexity can either be of technology or of human organizations, and is frequently both. A system accident can be easy to see in hindsight, but extremely difficult in foresight because there are simply too many action pathways to seriously consider all of them. Charles Perrow first developed these ideas in the mid-1980s.[1] William Langewiesche in the late 1990s wrote, "the control and operation of some of the riskiest technologies require organizations so complex that serious failures are virtually guaranteed to occur."[2]
Safety systems themselves are sometimes the added complexity which leads to this type of accident.[3]
Once an enterprise passes a certain point in size, with many employees, specialization, backup systems, double-checking, detailed manuals, and formal communication, employees can all too easily recourse to protocol, habit, and "being right." Rather like attempting to watch a complicated movie in a language one is unfamiliar with, the narrative thread of what is going on can be lost. And since real world accidents almost always have multiple causes, other phenomena such as groupthink can also be occurring at the same time. In particular, it is a mark of a dysfunctional organization to simply blame the last person who touched something.
In 2012 Charles Perrow wrote, "A normal accident [system accident] is where everyone tries very hard to play safe, but unexpected interaction of two or more failures (because of interactive complexity), causes a cascade of failures (because of tight coupling)." Charles Perrow uses the term normal accident to emphasize that, given the current level of technology, such accidents are highly likely over a number of years or decades.[4]
James T. Reason extended this approach with human reliability[5] and the Swiss cheese model, now widely accepted in aviation safety and healthcare.
There is an aspect of an animal devouring its own tail, in that more formality and effort to get it exactly right can actually make the situation worse.[6] For example, the more organizational riga-ma-role involved in adjusting to changing conditions, the more employees will likely delay reporting such changes, "problems," and unexpected conditions.
These accidents often resemble Rube Goldberg devices in the way that small errors of judgment, flaws in technology, and insignificant damages combine to form an emergent disaster.
William Langewiesche writes about, "an entire pretend reality that includes unworkable chains of command, unlearnable training programs, unreadable manuals, and the fiction of regulations, checks, and controls."[6]
An opposing idea is that of the high reliability organization.[7]
Scott Sagan
Scott Sagan has multiple publications discussing the reliability of complex systems, especially regarding nuclear weapons. The Limits of Safety (1993) provided an extensive review of close calls during the Cold War that could have resulted in a nuclear war by accident.[8]
Possible system accidents
Apollo 13 space flight, 1970
Apollo 13 Review Board:
" [Introduction] . . . It was found that the accident was not the result of a chance malfunction in a statistical sense, but rather resulted from an unusual combination of mistakes, coupled with a somewhat deficient and unforgiving design [Emphasis added]. . .
"g. In reviewing these procedures before the flight, officials of NASA, ER, and Beech did not recognize the possibility of damage due to overheating. Many of these officials were not aware of the extended heater operation. In any event, adequate thermostatic switches might have been expected to protect the tank."[9]
Three Mile Island, 1979
Charles Perrow:
"It resembled other accidents in nuclear plants and in other high risk, complex and highly interdependent operator-machine systems; none of the accidents were caused by management or operator ineptness or by poor government regulation, though these characteristics existed and should have been expected. I maintained that the accident was normal, because in complex systems there are bound to be multiple faults that cannot be avoided by planning and that operators cannot immediately comprehend."[10]
ValuJet (AirTran) 592, Everglades, 1996
William Langewiesche:
He points out that in "the huge MD-80 maintenance manual . . . By diligently pursuing his options, the mechanic could have found his way to a different part of the manual and learned that . . . [oxygen generators] must be disposed of in accordance with local regulatory compliances and using authorized procedures."[6]
- That is, most safety procedures as written are "correct" in a sense, but neither helpful nor informative.
Brian Stimpson:
Step 2. The unmarked cardboard boxes, stored for weeks on a parts rack, were taken over to SabreTech's shipping and receiving department and left on the floor in an area assigned to ValuJet property.
Step 3. Continental Airlines, a potential SabreTech customer, was planning an inspection of the facility, so a SabreTech shipping clerk was instructed to clean up the work place. He decided to send the oxygen generators to ValuJet's headquarters in Atlanta and labelled the boxes "aircraft parts". He had shipped ValuJet material to Atlanta before without formal approval. Furthermore, he misunderstood the green tags to indicate "unserviceable" or "out of service" and jumped to the conclusion that the generators were empty.
Step 4. The shipping clerk made up a load for the forward cargo hold of the five boxes plus two large main tires and a smaller nose tire. He instructed a co-worker to prepare a shipping ticket stating "oxygen canisters - empty". The co-worker wrote, "Oxy Canisters" followed by "Empty" in quotation marks. The tires were also listed.
Step 5. A day or two later the boxes were delivered to the ValuJet ramp agent for acceptance on Flight 592. The shipping ticket listing tires and oxygen canisters should have caught his attention but didn't. The canisters were then loaded against federal regulations, as ValuJet was not registered to transport hazardous materials. It is possible that, in the ramp agent's mind, the possibility of SabreTech workers sending him hazardous cargo was inconceivable.[11][12]
2008 financial institution near-meltdown
In a 2014 monograph, economist Alan Blinder stated that complicated financial instruments made it hard for potential investors to judge whether the price was reasonable. In a section entitled "Lesson # 6: Excessive complexity is not just anti-competitive, it’s dangerous," he further stated, "But the greater hazard may come from opacity. When investors don’t understand the risks that inhere in the securities they buy (examples: the mezzanine tranche of a CDO-Squared ; a CDS on a synthetic CDO,...), big mistakes can be made--especially if rating agencies tell you they are triple-A, to wit, safe enough for grandma. When the crash comes, losses may therefore be much larger than investors dreamed imaginable. Markets may dry up as no one knows what these securities are really worth. Panic may set in. Thus complexity per se is a source of risk."[13]
Possible future applications of concept
Five-fold increase in airplane safety since 1980s, but flight systems sometimes switch to unexpected "modes" on their own
In an article entitle "The Human Factor", William Langewiesche talks the 2009 crash of Air France Flight 447 over the mid-Atlantic. He points out that, since the 1980s when the transition to automated cockpit systems began, safety has improved fivefold. Langwiesche writes, "In the privacy of the cockpit and beyond public view, pilots have been relegated to mundane roles as system managers." He quotes engineer Earl Wiener who takes the humorous statement attributed to the Duchess of Windsor that one can never be too rich or too thin, and adds "or too careful about what you put into a digital flight-guidance system." Wiener says that the effect of automation is typically to reduce the workload when it is light, but to increase it when it's heavy.
Boeing Engineer Delmar Fadden said that once capacities are added to flight management systems, they become impossibly expensive to remove because of certification requirements. But if unused, may in a sense lurk in the depths unseen.[14]
Langewiesche cites industrial engineer Nadine Sarter who writes about "automation surprises," often related to system modes the pilot does not fully understand or that the system switches to on its own. In fact, one of the more common questions asked in cockpits today is, "What’s it doing now?" In response to this, Langewiesche again points to the fivefold increase in safety and writes, "No one can rationally advocate a return to the glamour of the past."[14]
Healthier interplay between theory and practice in which safety rules are sometimes changed?
From the article "A New Accident Model for Engineering Safer Systems," by Nancy Leveson, in Safety Science, April 2004:
"However, instructions and written procedures are almost never followed exactly as operators strive to become more efficient and productive and to deal with time pressures. . . . . even in such highly constrained and high-risk environments as nuclear power plants, modification of instructions is repeatedly found and the violation of rules appears to be quite rational, given the actual workload and timing constraints under which the operators must do their job. In these situations, a basic conflict exists between error as seen as a deviation from the normative procedure and error as seen as a deviation from the rational and normally used effective procedure (Rasmussen and Pejtersen, 1994)."[15]
See also
References
Notes
- Perrow, Charles (1984 & 1999). Normal Accidents: Living with High-Risk Technologies, With a New Afterword and a Postscript on the Y2K Problem, Basic Books, 1984, Princeton University Press, 1999, page 70.
- "Charles Perrow's thinking is more difficult for pilots like me to accept. Perrow came unintentionally to his theory about normal accidents after studying the failings of large organizations. His point is not that some technologies are riskier than others, which is obvious, but that the control and operation of some of the riskiest technologies require organizations so complex that serious failures are virtually guaranteed to occur [Emphasis added]. Those failures will occasionally combine in unforeseeable ways, and if they induce further failures in an operating environment of tightly interrelated processes, the failures will spin out of control, defeating all interventions." —from The Lessons of Valujet 592, The Atlantic, William Langewiesche, March 1998, in section entitled A "Normal Accident" which is about two-thirds of the way into the entire article.
- The Crash of ValuJet 592: Implications for Health Care, J. Daniel Beckham, January '99. DOC file --> http://www.beckhamco.com/41articlescategory/054_crashofvalujet592.doc Mr. Beckham runs a health care consulting company, and this article is included on the company website. He writes, "Accidents at both Chernobyl and Three Mile Island were set off by failed safety systems."
- GETTING TO CATASTROPHE: CONCENTRATIONS, COMPLEXITY AND COUPLING, Charles Perrow, The Montréal Review, December 2012.
- Reason, James (1990-10-26). Human Error. Cambridge University Press. ISBN 0-521-31419-4.
- Langewiesche, William (March 1998). The Lessons of Valujet 592, The Atlantic. See especially the last three paragraphs of this long article: “ . . . Understanding why might keep us from making the system even more complex, and therefore perhaps more dangerous, too.”
- Becoming a high reliability organization, Critical Care, M. Christianson, K. Sutcliffe, et. al, 8 Dec. 2011. Opposing concept. This is a concept which disagrees with that of system accident.
- Sagan, Scott D. (1993). The Limits of Safety: Organizations, Accidents, and Nuclear Weapons. Princeton U. Pr. ISBN 0-691-02101-5.
- REPORT OF APOLLO 13 REVIEW BOARD ("Cortright Report"), Chair Edgar M. Cortright, CHAPTER 5, FINDINGS, DETERMINATIONS, AND RECOMMENDATIONS.
- Perrow, C. (1982), Perrow's abstract for his chapter entitled "The President’s Commission and the Normal Accident," in Sils, D., Wolf, C. and Shelanski, V. (Eds), Accident at Three Mile Island: The Human Dimensions, Boulder, Colorado, U.S: Westview Press, 1982 pp.173–184.
- Stimpson, Brian (Oct. 1998). Operating Highly Complex and Hazardous Technological Systems Without Mistakes: The Wrong Lessons from ValuJet 592, Manitoba Professional Engineer. This article provides counter-examples of complex organizations which have good safety records such as U.S. Nimitz-class aircraft carriers and the Diablo Canyon nuclear plant in California.
- See also Normal Accidents: Living with High-Risk Technologies, Charles Perrow, revised 1999 edition, pages 383 & 592.
- What Did We Learn from the Financial Crisis, the Great Recession, and the Pathetic Recovery? (PDF file), Alan S. Blinder, Princeton University, Griswold Center for Economic Policy Studies, Working Paper No. 243, November 2014.
- The Human Factor, Vanity Fair, William Langewiesche, September 17, 2014. " . . . pilots have been relegated to mundane roles as system managers, . . . Since the 1980s, when the shift began, the safety record has improved fivefold, to the current one fatal accident for every five million departures. No one can rationally advocate a return to the glamour of the past."
- A New Accident Model for Engineering Safer Systems, Nancy Leveson, Safety Science, Vol. 42, No. 4, April 2004. Paper based on research partially supported by National Science Foundation and NASA. " . . In fact, a common way for workers to apply pressure to management without actually going out on strike is to 'work to rule,' which can lead to a breakdown in productivity and even chaos. . "
Further reading
- Cooper, Alan (2004-03-05). The Inmates Are Running The Asylum: Why High Tech Products Drive Us Crazy and How To Restore The Sanity. Indianapolis: Sams - Pearson Education. ISBN 0-672-31649-8.
- Gross, Michael Joseph (May 29, 2015). Life and Death at Cirque du Soleil, This Vanity Fair article states: " . . . A system accident is one that requires many things to go wrong in a cascade. Change any element of the cascade and the accident may well not occur, but every element shares the blame. . . "
- Helmreich, Robert L. (1994). "Anatomy of a system accident: The crash of Avianca Flight 052". International Journal of Aviation Psychology. 4 (3): 265–284. doi:10.1207/s15327108ijap0403_4. PMID 11539174.
- Hopkins, Andrew (June 2001). "Was Three Mile Island A Normal Accident?" (PDF). Journal of Contingencies and Crisis Management. 9 (2): 65–72. doi:10.1111/1468-5973.00155. Archived from the original (PDF) on August 29, 2007. Retrieved 2008-03-06.
- Beyond Engineering: A New Way of Thinking About Technology, Todd La Prote, Karlene Roberts, and Gene Rochlin, Oxford University Press, 1997. This book provides counter-examples of complex systems which have good safety records.
- Pidgeon, Nick (Sept. 22, 2011). "In retrospect: Normal accidents," Nature.
- Perrow, Charles (May 29, 2000). "Organizationally Induced Catastrophes" (PDF). Institute for the Study of Society and Environment. University Corporation for Atmospheric Research. Retrieved February 6, 2009. Cite journal requires
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(help) - Roush, Wade Edmund. CATASTROPHE AND CONTROL: HOW TECHNOLOGICAL DISASTERS ENHANCE DEMOCRACY, Ph.D Dissertation, Massachusetts Institute of Technology, 1994, page 15. ' . . Normal Accidents is essential reading today for industrial managers, organizational sociologists, historians of technology, and interested lay people alike, because it shows that a major strategy engineers have used in this century to keep hazardous technologies under control—multiple layers of "fail-safe" backup devices—often adds a dangerous level of unpredictability to the system as a whole. . '
- "Test shows oxygen canisters sparking intense fire". CNN.com. 1996-11-19. Retrieved 2008-03-06.
- Wallace, Brendan (2009-03-05). Beyond Human Error. Florida: CRC Press. ISBN 978-0-8493-2718-6.