McCleskey v. Kemp

Warren McCleskey was convicted of two counts of armed robbery and one count of murder in the Superior Court of Fulton County, Georgia. McCleskey was African American; his victim was white Atlanta Police Officer Frank Schlatt. At the sentencing hearing, the jury found two aggravating circumstances existed beyond a reasonable doubt: the murder was committed during the course of an armed robbery, and the murder was committed upon a police officer engaged in the performance of his duties. A finding of either aggravating circumstance was sufficient to impose the death penalty. Petitioner did not provide any mitigating circumstances, and the jury recommended the death penalty. The court followed the jury's recommendation and sentenced petitioner to death.

On appeal to the federal courts via a habeas petition, petitioner alleged the state's capital sentencing process was administered in a racially discriminatory manner in violation of the Fourteenth Amendment. Petitioner based his claims on a study, conducted by jurists David C. Baldus, Charles Pulaski, and statistician George Woodworth (the “Baldus study”), that indicated a risk that racial consideration entered into capital sentencing determinations.[7]

Baldus, a law professor at the University of Iowa College of Law, studied 2500 murder cases in Georgia. Baldus' study concluded that all individuals convicted of murdering whites were far more likely to receive the death penalty, thus establishing that the application of the death penalty in Georgia was linked with the race of the victim. One of his models concluded that even after taking account of 39 nonracial variables, defendants charged with killing white victims were 4.3 times as likely to receive a death sentence than defendants charged with killing blacks.[7]

The Court, in an opinion by Justice Lewis Powell, held that the statistical study did not present substantial evidence that would require a reversal of petitioner's conviction.[8] The Court concluded that the lower court had properly applied Georgia law.

The decision said that even if Baldus' statistical data were accepted at face value, the defense failed to show evidence of conscious, deliberate bias by law officials associated with the case, and it dismissed evidence of general disparities in sentencing, such as the Baldus study, as "an inevitable part of our criminal justice system."[1] A major point in dispute in reaching the majority's decision was the proposition that the 2,500 cases studied, like other cases in general, did not share common personnel or officials but each case involved a different set of jurors, frequently different judges, and different prosecutors. Thus no common mechanism was either identified or likely to explain a racially disparate impact. Without a plausible basis for inferring that a racially disparate effect was circumstantial evidence of a racially biased cause (even if a hidden cause), the Supreme Court majority did not find racial bias or discrimination. The majority sought to distinguish between a disparate effect as evidence of a discriminatory system from a disparate effect without a discriminatory cause. Thus, the Supreme Court left open the possibility that if a racially biased influence were identified the result might be different. Without more, the majority viewed each of the 2,500 cases in the study as a separate event without any discernible linkage between them.

Three dissenting opinions were filed by Justices Brennan, Blackmun, and Stevens. The dissenters largely agreed with and crossjoined one another's dissents, and Justice Marshall joined two of the dissents.

Brennan's lengthy dissent noted at the outset the belief he shared with Justice Marshall that "the death penalty is in all circumstances cruel and unusual punishment forbidden by the Eighth and Fourteenth Amendments." Brennan further contended that even if capital punishment were constitutional, it could hardly be so where it was demonstrably biased against members of a particular race.

Blackmun's dissent largely echoed Brennan's concerns regarding the evidence of racial bias in capital cases.

Stevens did not go so far as to suggest that the death penalty was inherently inappropriate under these circumstances but stated that the case should have been remanded to the Court of Appeals for a determination of the validity of the Baldus study.

McCleskey v. Kemp has bearing on claims broader than those involving the death penalty. McCleskey has been used to illustrate that claims based on government denial of "equal protection of the laws" to racial minorities may fail unless something more than discriminatory effect can be shown. The Supreme Court generally requires, in addition to discriminatory effect, for a discriminatory purpose to be shown as the government's motivation for creating the law in the first place (See: Washington v. Davis,[9] and Personnel Administrator of Massachusetts v. Feeney,[10] for further clarification of this concept). Thus, although a discriminatory effect may be an ingredient of a successful Equal Protection claim, it is probably insufficient on its own (see Palmer v. Thomas).[11] Overall, McCleskey may be seen to clarify the Supreme Court's desire to punish discriminatory acts by government rather than merely discriminatory effects. At the same time federal and state governments choosing to use executions continue to carry out their deadly work with full and undeniable knowledge that the practice is tainted by racial bias, similar the pre-Furman practices made unconstitutional in 1972.[12]

Michelle Alexander, author of The New Jim Crow, has criticized the decision:

McClesky versus Kemp has immunized the criminal justice system from judicial scrutiny for racial bias. It has made it virtually impossible to challenge any aspect, criminal justice process, for racial bias in the absence of proof of intentional discrimination, conscious, deliberate bias ... Evidence of conscious intentional bias is almost impossible to come by in the absence of some kind of admission. But the U.S. Supreme Court has said that the courthouse doors are closed to claims of racial bias in the absence of that kind of evidence, which has really immunized the entire criminal justice system from judicial and to a large extent public scrutiny of the severe racial disparities and forms of racial discrimination that go on every day unchecked by our courts and our legal process.[13]

Warren McCleskey (March 17, 1945 - September 25, 1991) was executed by electrocution in September 1991.[14]

• List of United States Supreme Court cases, volume 481
• List of United States Supreme Court cases
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• Live from Death Row
• Furman v. Georgia

General:

• Capital punishment in Georgia (U.S. state)
• Capital punishment in the United States
• List of people executed in Georgia (U.S. state)

• Amsterdam, Anthony G. (2007). "Race and the Death Penalty Before and After McCleskey". Columbia Human Rights Law Review. 39: 34. ISSN 0090-7944.
• Baldus, David C.; Pulaski, Charles A.; Woodworth, George (1990). Equal Justice and the Death Penalty: A Legal and Empirical Analysis. Boston: Northeastern University Press. ISBN 978-1-55553-056-3.
• Baldus, David C.; Pulaski, Charles A.; Woodworth, George (1992). "Law and Statistics in Conflict: Reflections on McCleskey v. Kemp". In Kagehiro, Dorothy K.; Laufer, William S. (eds.). Handbook of Psychology and Law. New York: Springer-Verlag. pp. 271–291. ISBN 978-0-387-97568-9.
• Graines, Steven; Wyatt, Justin (2000). "The Rehnquist Court, Legal Process Theory, and McCleskey v. Kemp". American Journal of Criminal Law. 28: 1. ISSN 0092-2315.
• Kennedy, Randall L. (1988). "McCleskey v. Kemp: Race, Capital Punishment, and the Supreme Court". Harvard Law Review. 101 (7): 1388–1443. doi:10.2307/1341399. JSTOR 1341399.
• Keys, David P. and Maratea, R. J. eds. (2016). Race and the Death Penalty: The Legacy of McCleskey v. Kemp'.'. Lynne Rienner: Boulder, CO ISBN 978-1626373563.
• Maratea, R. J. (2019). Killing with Prejudice: Institutionalized Racism in American Capital Punishment'.'. NYU Press: New York, NY ISBN 978-1479888603.
• Patterson, Chaka M. (1995). "Race and the Death Penalty: the Tension Between Individualized Justice And Racially Neutral Standards". Texas Wesleyan Law Review. 2: 80–95. ISSN 1081-5449.

• Text of McCleskey v. Kemp, 481 U.S. 279 (1987) is available from:  Justia  Library of Congress  Oyez (oral argument audio) 
• Appeal transcript
• Discussion of the death penalty
• McCleskey v. Kemp 25th Anniversary