Multiway number partitioning

In computer science, multiway number partitioning is the problem of partitioning a multiset of numbers into a fixed number of subsets, such that the sums of the subsets are as similar as possible. It was first presented by Ronald Graham in 1969 in the context of the multiprocessor scheduling problem.[1]:sec.5 The problem is parametrized by a positive integer k, and called k-way number partitioning.[2] The input to the problem is a multiset S of numbers (usually integers), whose sum is k*T.

The associated decision problem is to decide whether S can be partitioned into k subsets such that the sum of each subset is exactly T. There is also an optimization problem: find a partition of S into k subsets, such that the k sums are "as near as possible". The exact optimization objective can be defined in several ways:

  • Minimize the difference between the largest sum and the smallest sum. This objective is common in papers about multiway number partitioning, as well as papers originating from physics applications.[3]
  • Minimize the largest sum. This objective corresponds to a special case of multiprocessor scheduling in which all processors are identical. There are k identical processors, and each number in S represents the time required to complete a single-processor job. The goal is to partition the jobs among the processors such that the makespan (the finish time of the last job) is minimized.
  • Maximize the smallest sum. This objective corresponds to the application of fair item allocation, particularly the maximin share . It also appears in voting manipulation problems,[4] and in sequencing of maintenance actions for modular gas turbine aircraft engines.[5]

These three objective functions are equivalent when k=2, but they are all different when k≥3.[6]

All these problems are NP-hard,[7] but there are various algorithms that solve it efficiently in many cases.

Some closely-related problems are:

  • The partition problem - a special case of multiway number partitioning in which the number of subsets is 2.
  • The 3-partition problem - a different and harder problem, in which the number of subsets is not considered a fixed parameter, but is determined by the input (the number of sets is the number of integers divided by 3).
  • The bin packing problem - a dual problem in which the total sum in each subset is bounded, but k is flexible; the goal is to find a partition with the smallest possible k. The optimization objectives are closely related: the optimal number of d-sized bins is at most k, iff the optimal size of a largest subset in a k-partition is at most d.[8]
  • The multiprocessor scheduling problem - a more general problem in which different processors may have different speeds.

Approximation algorithms

There are various algorithms that obtain a guaranteed approximation of the optimal solution in polynomial time. There are different approximation algorithms for different objectives.

Minimizing the largest sum

The approximation ratio in this context is the largest sum in the solution returned by the algorithm, divided by the largest sum in the optimal solution (the ratio is more than 1).

  • Greedy number partitioning (also called the Largest Processing Time method) loops over the numbers, and puts each number in the set whose current sum is smallest. If the numbers are not sorted, then the runtime is O(n) and the approximation ratio is at most . Sorting the numbers increases the runtime to O(n log n ) and improves the approximation ratio to 7/6 when k=2, and in general. If the numbers are distributed uniformly in [0,1], then the approximation ratio is at most almost surely , and in expectation.
  • Largest Differencing Method (also called the Karmarkar-Karp algorithm ) sorts the numbers in descending order and repeatedly replaces numbers by their differences. The runtime complextiy is O(n log n ). In the worst case, its approximation ratio is similar - at most 7/6 for k =2, and at most in general. However, in the average case it performs much better than the greedy algorithm: for k =2, when numbers are distributed uniformly in [0,1], its approximation ratio is at most in expectation. It also performs better in simulation experiments.
  • The Multifit algorithm uses binary search combined with an algorithm for bin packing . In the worst case, its makespan is at most 8/7 for k =2, and at most 13/11 in general.

Several polynomial-time approximation schemes (PTAS) have been developed:

  • Graham[9]:sec.6 presented the following algorithm. For any integer r>0, choose the r largest numbers in S and partition them optimally. Then allocate the remaining numbers arbitrarily. This algorithm has approximation ratio and it runs in time .
  • Sanhi[10] presented a PTAS for the case where k is not part of the input.
  • Hochbaum and Shmoys[11] presented the following algorithms, which work even when k is part of the input.
    • For any r >0, an algorithm with approximation ratio at most (6/5+2-r )  in time .
    • For any r >0, an algorithm with approximation ratio at most (7/6+2-r )  in time .
    • For any ε>0, an algorithm with approximation ratio at most (1+ε)  in time .
  • There are variations of this idea that are fully polynomial-time approximation schemes for the subset-sum problem, and hence for the partition problem as well. [12]

Maximizing the smallest sum

The approximation ratio in this context is the smallest sum in the solution returned by the algorithm, divided by the smallest sum in the optimal solution (the ratio is less than 1).

  • For greedy number partitioning , if the numbers are not sorted then the worst-case approximation ratio is 1/k.[5] Sorting the numbers increases the approximation ratio to 5/6 when k=2, and in general, and it is tight.[13]
  • Woeginger[5] presented a PTAS that attains an approximation factor of in time , where a huge constant that is exponential in the required approximation factor ε. The algorithm uses Lenstra's algorithm for integer linear programming.

Other objective functions

Let si (for i between 1 and k) be the sum of subset i in a given partition. Instead of minimizing the objective function max(si), one can minimize the objective function max(f(si)), where f is any fixed function. Similarly, one can minimize the objective function sum(f(si)), or maximize min(f(si)), or maximize sum(f(si)). Alon, Azar, Woeginger and Yadid[14] presented a general PTAS, that works for any f which satisfies a certain continuity condition, and is convex (for the minimization problems) or concave (for the maximization problems). Their algorithm generalizes the PTAS-s of Sanhi, Hochbaum and Shmoys, and Woeginger. The runtime of their PTAS is linear in n, but exponential in the approximation precision. They show that, for some functions f that do not satisfy these conditions, no PTAS exists unless P=NP.

Exact algorithms

There are exact algorithms, that always find the optimal partition. Since the problem is NP-hard, such algorithms might take exponential time in general, but may be practially usable in certain cases.

  • The pseudopolynomial time number partitioning takes O(n(k − 1)mk − 1) memory, where m is the largest number in the input. It is practical only when k=2, or when k=3 and the inputs are small integers.[15]
  • The Complete Greedy Algorithm (CGA) considers all partitions by constructing a k-ary tree. Each level in the tree corresponds to an input number, where the root corresponds to the largest number, the level below to the next-largest number, etc. Each of the k branches corresponds to a different set in which the current number can be put. Traversing the tree in depth-first order requires only O(n) space, but might take O(kn) time. The runtime can be improved by using a greedy heuristic: in each level, develop first the branch in which the current number is put in the set with the smallest sum. This algorithm finds first the solution found by greedy number partitioning, but then proceeds to look for better solutions.
  • The Complete Karmarkar-Karp algorithm (CKK) considers all partitions by constructing a tree of degree . Each level corresponds to a pair of k-tuples, and each of the branches corresponds to a different way of combining these k-tuples. This algorithm finds first the solution found by the largest differencing method, but then proceeds to find better solutions. For k =2 and k =3, CKK runs substantially faster than CGA on random instances. The advantage of CKK over CGA is much larger in the latter case (when an equal partition exists), and can be of several orders of magnitude. In practice, with k=2, problems of arbitrary size can be solved by CKK if the numbers have at most 12 significant digit s; with k=3, at most 6 significant digits.[16] CKK can also run as an anytime algorithm : it finds the KK solution first, and then finds progressively better solutions as time allows (possibly requiring exponential time to reach optimality, for the worst instances).[17] For k ≥ 4, CKK becomes much slower, and CGA performs better.
  • Recursive Number Partitioning (RNP) uses CKK for k=2, but for k>2 it recursively splits S into subsets and splits k into halves. It performs much better than CKK.[15]
  • Korf, Schreiber and Moffitt presented hybrid algorithms, combining CKK, CGA and other methods from the subset sum problem and the bin packing problem to achieve an even better performance.[18][19][20][21]

Reduction to bin packing

The bin packing problem has many fast solvers. A BP solver can be used to find an optimal number partitioning.[22] The idea is to use binary search to find the optimal makespan. To initialize the binary search, we need a lower bound and an upper bound:

  • Some lower bounds on the makespan are: (sum S)/k - the average value per subset, s1 - the largest number in S, and sk + sk+1 - the size of a bin in the optimal partition of only the largest k+1 numbers.
  • Some upper bounds can be attained by running heuristic algorithms, such as the greedy algorithm or KK.

Given a lower and an upper bound, run the BP solver with bin size middle := (lower+upper)/2.

  • If the result contains more than k bins, then the optimal makespan must be larger: set lower to middle and repeat.
  • If the result contains at most k bins, then the optimal makespan may be smaller set higher to middle and repeat.

Variants

In the balanced number partitioning problem, the cardinality of each subset must be either floor(n/k) or ceiling(n/k), i.e., the cardinality of all subsets must be the same up to 1.[23]

A recent variant is the multidimensional multiway number partitioning.[24]

Applications

One application of the partition problem is for manipulation of elections. Suppose there are three candidates (A, B and C). A single candidate should be elected using the veto voting rule, i.e., each voter vetos a single candidate and the candidate with the fewest vetos wins. If a coalition wants to ensure that C is elected, they should partition their vetoes among A and B so as to maximize the smallest number of vetoes each of them gets. If the votes are weighted, then the problem can be reduced to the partition problem, and thus it can be solved efficiently using CKK. For k=2, the same is true for any other voting rule that is based on scoring. However, for k>2 and other voting rules, some other techniques are required.[25]

References

  1. Graham, Ron L. (1969-03-01). "Bounds on Multiprocessing Timing Anomalies". SIAM Journal on Applied Mathematics. 17 (2): 416–429. doi:10.1137/0117039. ISSN 0036-1399.
  2. Mertens, Stephan (2006), "The Easiest Hard Problem: Number Partitioning", in Allon Percus; Gabriel Istrate; Cristopher Moore (eds.), Computational complexity and statistical physics, Oxford University Press US, p. 125, arXiv:cond-mat/0310317, Bibcode:2003cond.mat.10317M, ISBN 978-0-19-517737-4
  3. Mertens, Stephan (2006), "The Easiest Hard Problem: Number Partitioning", in Allon Percus; Gabriel Istrate; Cristopher Moore (eds.), Computational complexity and statistical physics, Oxford University Press US, p. 125, arXiv:cond-mat/0310317, Bibcode:2003cond.mat.10317M, ISBN 978-0-19-517737-4
  4. Walsh, Toby (2009-07-11). "Where are the really hard manipulation problems? the phase transition in manipulating the veto rule". Proceedings of the 21st international jont conference on Artifical intelligence. IJCAI'09. Pasadena, California, USA: Morgan Kaufmann Publishers Inc.: 324–329.
  5. Woeginger, Gerhard J. (1997-05-01). "A polynomial-time approximation scheme for maximizing the minimum machine completion time". Operations Research Letters. 20 (4): 149–154. doi:10.1016/S0167-6377(96)00055-7. ISSN 0167-6377.
  6. Korf, Richard Earl (2010-08-25). "Objective Functions for Multi-Way Number Partitioning". Third Annual Symposium on Combinatorial Search.
  7. Garey, Michael R.; Johnson, David S. (1979). Computers and Intractability: A Guide to the Theory of NP-Completeness. W. H. Freeman and Company. p. 238. ISBN 978-0716710448.
  8. Hochbaum, Dorit S.; Shmoys, David B. (1987-01-01). "Using dual approximation algorithms for scheduling problems theoretical and practical results". Journal of the ACM. 34 (1): 144–162. doi:10.1145/7531.7535. ISSN 0004-5411.
  9. Graham, Ron L. (1969-03-01). "Bounds on Multiprocessing Timing Anomalies". SIAM Journal on Applied Mathematics. 17 (2): 416–429. doi:10.1137/0117039. ISSN 0036-1399.
  10. Sahni, Sartaj K. (1976-01-01). "Algorithms for Scheduling Independent Tasks". Journal of the ACM. 23 (1): 116–127. doi:10.1145/321921.321934. ISSN 0004-5411.
  11. Hochbaum, Dorit S.; Shmoys, David B. (1987-01-01). "Using dual approximation algorithms for scheduling problems theoretical and practical results". Journal of the ACM. 34 (1): 144–162. doi:10.1145/7531.7535. ISSN 0004-5411.
  12. Hans Kellerer; Ulrich Pferschy; David Pisinger (2004), Knapsack problems, Springer, p. 97, ISBN 9783540402862
  13. Csirik, János; Kellerer, Hans; Woeginger, Gerhard (1992-06-01). "The exact LPT-bound for maximizing the minimum completion time". Operations Research Letters. 11 (5): 281–287. doi:10.1016/0167-6377(92)90004-M. ISSN 0167-6377.
  14. Alon, Noga; Azar, Yossi; Woeginger, Gerhard J.; Yadid, Tal (1998). "Approximation schemes for scheduling on parallel machines". Journal of Scheduling. 1 (1): 55–66. doi:10.1002/(SICI)1099-1425(199806)1:13.0.CO;2-J. ISSN 1099-1425.
  15. Korf, Richard E. (2009). Multi-Way Number Partitioning (PDF). IJCAI.
  16. Korf, Richard E. (1995-08-20). "From approximate to optimal solutions: a case study of number partitioning". Proceedings of the 14th international joint conference on Artificial intelligence - Volume 1. IJCAI'95. Montreal, Quebec, Canada: Morgan Kaufmann Publishers Inc.: 266–272. ISBN 978-1-55860-363-9.
  17. Korf, Richard E. (1998-12-01). "A complete anytime algorithm for number partitioning". Artificial Intelligence. 106 (2): 181–203. doi:10.1016/S0004-3702(98)00086-1. ISSN 0004-3702.
  18. Korf, Richard E. (2011-07-16). "A hybrid recursive multi-way number partitioning algorithm". Proceedings of the Twenty-Second international joint conference on Artificial Intelligence - Volume Volume One. IJCAI'11. Barcelona, Catalonia, Spain: AAAI Press: 591–596. ISBN 978-1-57735-513-7.
  19. Schreiber, Ethan L.; Korf, Richard E. (2014-07-27). "Cached iterative weakening for optimal multi-way number partitioning". Proceedings of the Twenty-Eighth AAAI Conference on Artificial Intelligence. AAAI'14. Québec City, Québec, Canada: AAAI Press: 2738–2744.
  20. Richard E. Korf, Ethan L. Schreiber, and Michael D. Moffitt (2014). "Optimal Sequential Multi-Way Number Partitioning" (PDF).CS1 maint: multiple names: authors list (link)
  21. Schreiber, Ethan L.; Korf, Richard E.; Moffitt, Michael D. (2018-07-25). "Optimal Multi-Way Number Partitioning". Journal of the ACM. 65 (4): 24:1–24:61. doi:10.1145/3184400. ISSN 0004-5411.
  22. Schreiber, Ethan L.; Korf, Richard E. (2013-08-03). "Improved bin completion for optimal bin packing and number partitioning". Proceedings of the Twenty-Third international joint conference on Artificial Intelligence. IJCAI '13. Beijing, China: AAAI Press: 651–658. ISBN 978-1-57735-633-2.
  23. Yakir, Benjamin (1996-02-01). "The Differencing Algorithm LDM for Partitioning: A Proof of a Conjecture of Karmarkar and Karp". Mathematics of Operations Research. 21 (1): 85–99. doi:10.1287/moor.21.1.85. ISSN 0364-765X.
  24. Pop, Petrică C.; Matei, Oliviu (2013-11-01). "A memetic algorithm approach for solving the multidimensional multi-way number partitioning problem". Applied Mathematical Modelling. 37 (22): 9191–9202. doi:10.1016/j.apm.2013.03.075. ISSN 0307-904X.
  25. Walsh, Toby (2009-07-11). "Where are the really hard manipulation problems? the phase transition in manipulating the veto rule". Proceedings of the 21st international jont conference on Artifical intelligence. IJCAI'09. Pasadena, California, USA: Morgan Kaufmann Publishers Inc.: 324–329.
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