Well-quasi-ordering

In mathematics, specifically order theory, a well-quasi-ordering or wqo is a quasi-ordering such that any infinite sequence of elements from contains an increasing pair with .

Motivation

Well-founded induction can be used on any set with a well-founded relation, thus one is interested in when a quasi-order is well-founded. (Here, by abuse of terminology, a quasiorder is said to be well-founded if the corresponding strict order is a well-founded relation.) However the class of well-founded quasiorders is not closed under certain operations—that is, when a quasi-order is used to obtain a new quasi-order on a set of structures derived from our original set, this quasiorder is found to be not well-founded. By placing stronger restrictions on the original well-founded quasiordering one can hope to ensure that our derived quasiorderings are still well-founded.

An example of this is the power set operation. Given a quasiordering for a set one can define a quasiorder on 's power set by setting if and only if for each element of one can find some element of that is larger than it with respect to . One can show that this quasiordering on needn't be well-founded, but if one takes the original quasi-ordering to be a well-quasi-ordering, then it is.

Formal definition

A well-quasi-ordering on a set is a quasi-ordering (i.e., a reflexive, transitive binary relation) such that any infinite sequence of elements from contains an increasing pair with . The set is said to be well-quasi-ordered, or shortly wqo.

A well partial order, or a wpo, is a wqo that is a proper ordering relation, i.e., it is antisymmetric.

Among other ways of defining wqo's, one is to say that they are quasi-orderings which do not contain infinite strictly decreasing sequences (of the form ) nor infinite sequences of pairwise incomparable elements. Hence a quasi-order (X, ≤) is wqo if and only if (X, <) is well-founded and has no infinite antichains.

Examples

Pic.1: Integer numbers with the usual order
Pic.2: Hasse diagram of the natural numbers ordered by divisibility
Pic.3: Hasse diagram of with componentwise order
  • , the set of natural numbers with standard ordering, is a well partial order (in fact, a well-order). However, , the set of positive and negative integers, is not a well-quasi-order, because it is not well-founded (see Pic.1).
  • , the set of natural numbers ordered by divisibility, is not a well-quasi-order: the prime numbers are an infinite antichain (see Pic.2).
  • , the set of vectors of natural numbers (where is finite) with component-wise ordering, is a well partial order (Dickson's lemma; see Pic.3). More generally, if is well-quasi-order, then is also a well-quasi-order for all .
  • Let be an arbitrary finite set with at least two elements. The set of words over ordered lexicographically (as in a dictionary) is not a well-quasi-order because it contains the infinite decreasing sequence . Similarly, ordered by the prefix relation is not a well-quasi-order, because the previous sequence is an infinite antichain of this partial order. However, ordered by the subsequence relation is a well partial order.[1] (If has only one element, these three partial orders are identical.)
  • More generally, , the set of finite -sequences ordered by embedding is a well-quasi-order if and only if is a well-quasi-order (Higman's lemma). Recall that one embeds a sequence into a sequence by finding a subsequence of that has the same length as and that dominates it term by term. When is an unordered set, if and only if is a subsequence of .
  • , the set of infinite sequences over a well-quasi-order , ordered by embedding, is not a well-quasi-order in general. That is, Higman's lemma does not carry over to infinite sequences. Better-quasi-orderings have been introduced to generalize Higman's lemma to sequences of arbitrary lengths.
  • Embedding between finite trees with nodes labeled by elements of a wqo is a wqo (Kruskal's tree theorem).
  • Embedding between infinite trees with nodes labeled by elements of a wqo is a wqo (Nash-Williams' theorem).
  • Embedding between countable boolean algebras is a well-quasi-order. This follows from Laver's theorem and a theorem of Ketonen.

Wqo's versus well partial orders

In practice, the wqo's one manipulates are quite often not orderings (see examples above), and the theory is technically smoother if we do not require antisymmetry, so it is built with wqo's as the basic notion. On the other hand, according to Milner 1985, no real gain in generality is obtained by considering quasi-orders rather than partial orders... it is simply more convenient to do so.

Observe that a wpo is a wqo, and that a wqo gives rise to a wpo between equivalence classes induced by the kernel of the wqo. For example, if we order by divisibility, we end up with if and only if , so that .

Infinite increasing subsequences

If is wqo then every infinite sequence contains an infinite increasing subsequence (with ). Such a subsequence is sometimes called perfect. This can be proved by a Ramsey argument: given some sequence , consider the set of indexes such that has no larger or equal to its right, i.e., with . If is infinite, then the -extracted subsequence contradicts the assumption that is wqo. So is finite, and any with larger than any index in can be used as the starting point of an infinite increasing subsequence.

The existence of such infinite increasing subsequences is sometimes taken as a definition for well-quasi-ordering, leading to an equivalent notion.

Properties of wqos

  • Given a quasiordering the quasiordering defined by is well-founded if and only if is a wqo.[4]
  • A quasiordering is a wqo if and only if the corresponding partial order (obtained by quotienting by ) has no infinite descending sequences or antichains. (This can be proved using a Ramsey argument as above.)
  • Given a well-quasi-ordering , any sequence of upward-closed subsets eventually stabilises (meaning there exists such that ; a subset is called upward-closed if ): assuming the contrary , a contradiction is reached by extracting an infinite non-ascending subsequence.
  • Given a well-quasi-ordering , any subset of has a finite number of minimal elements with respect to , for otherwise the minimal elements of would constitute an infinite antichain.

Notes

^ Here x < y means: and

  1. Gasarch, W. (1998), "A survey of recursive combinatorics", Handbook of Recursive Mathematics, Vol. 2, Stud. Logic Found. Math., 139, Amsterdam: North-Holland, pp. 1041–1176, doi:10.1016/S0049-237X(98)80049-9, MR 1673598. See in particular page 1160.
  2. Nešetřil, Jaroslav; Ossona de Mendez, Patrice (2012), "Lemma 6.13", Sparsity: Graphs, Structures, and Algorithms, Algorithms and Combinatorics, 28, Heidelberg: Springer, p. 137, doi:10.1007/978-3-642-27875-4, ISBN 978-3-642-27874-7, MR 2920058.
  3. Damaschke, Peter (1990), "Induced subgraphs and well-quasi-ordering", Journal of Graph Theory, 14 (4): 427–435, doi:10.1002/jgt.3190140406, MR 1067237.
  4. Forster, Thomas (2003). "Better-quasi-orderings and coinduction". Theoretical Computer Science. 309 (1–3): 111–123. doi:10.1016/S0304-3975(03)00131-2.

References

See also

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