Topologies on spaces of linear maps

In mathematics, a linear map is a mapping X  Y between two modules (including vector spaces) that preserves the operations of addition and scalar multiplication.

By studying the linear maps between two modules one can gain insight into their structures. If the modules have additional structure, like topologies or bornologies, then one can study the subspace of linear maps that preserve this structure.

Topologies of uniform convergence on arbitrary spaces of maps

Throughout we assume the following:

  1. T is any non-empty set and 𝒢 is a non-empty collection of subsets of T directed by subset inclusion (i.e. for any G, H ∈ 𝒢 there exists some K ∈ 𝒢 such that GHK).
  2. Y is a topological vector space (not necessarily Hausdorff or locally convex) and 𝒩 is a basis of neighborhoods of 0 in Y.
  3. YT denotes the set of all Y-valued functions with domain T.
  4. F is a vector subspace of YT (not necessarily consisting of linear maps).
Definition and notation: For any subsets G of X and N of Y, let
"𝒰(G, N) := { fF : f (G) ⊆ N}.

Basic neighborhoods at the origin

Henceforth assume that G ∈ 𝒢 and N ∈ 𝒩.

Properties
  • 𝒰(G, N) is an absorbing subset of F if and only if for all fF, N absorbs f (G).[1]
  • If N is balanced then so is 𝒰(G, N).[1]
  • If N is convex then so is 𝒰(G, N).
Algebraic relations
  • For any scalar s, s𝒰(G, N) = 𝒰(G, sN); so in particular, -𝒰(G, N) = 𝒰(G, -N).[1]
  • 𝒰(GH, MN) ⊆ 𝒰(G, M) ∩ 𝒰(H, N) for any subsets G and H of X and non-empty subsets M and N of Y.[2] Thus:
    • If MN then 𝒰(G, M) ⊆ 𝒰(G, N).[1]
    • If GH then 𝒰(H, N) ⊆ 𝒰(G, N).
    • For any M, N ∈ 𝒩 and subsets G, H, K of T, if GHK then 𝒰(K, MN) ⊆ 𝒰(G, M) ∩ 𝒰(H, N).
  • 𝒰(∅, N) = F.
  • 𝒰(G, N) - 𝒰(G, N) ⊆ 𝒰(G, N - N).[3]
  • 𝒰(G, M) + 𝒰(G, N) ⊆ 𝒰(G, M + N).[2]
  • For any family 𝒮 of subsets of T, 𝒰(S ∈ 𝒮 S, N) = S ∈ 𝒮 𝒰(S, N).[3]
  • For any family of neighborhoods of 0 in Y, 𝒰(G, M ∈ ℳ M) = M ∈ ℳ 𝒰(G, M).[3]

𝒢-topology

Then the set {𝒰(G, N) : G ∈ 𝒢, N ∈ 𝒩} forms a neighborhood basis[4] at the origin for a unique translation-invariant topology on F, where this topology is not necessarily a vector topology (i.e. it might not make F into a TVS). This topology does not depend on the neighborhood basis 𝒩 that was chosen and it is known as the topology of uniform convergence on the sets in 𝒢 or as the 𝒢-topology.[5] However, this name is frequently changed according to the types of sets that make up 𝒢 (e.g. the "topology of uniform convergence on compact sets" or the "topology of compact convergence", see the footnote for more details[6]).

A subset 𝒢1 of 𝒢 is said to be fundamental with respect to 𝒢 if each G ∈ 𝒢 is a subset of some element in 𝒢1. In this case, the collection 𝒢 can be replaced by 𝒢1 without changing the topology on F.[5] One may also replace 𝒢 with the collection of all subsets of all finite unions of elements of 𝒢 without changing the resulting 𝒢-topology on F.[3]

Definition:[2] Call a subset B of T F-bounded if f (B) is a bounded subset of Y for every fF.

Theorem[5][2]  The 𝒢-topology on F is compatible with the vector space structure of F if and only if every G ∈ 𝒢 is F-bounded; that is, if and only if for every G ∈ 𝒢 and every fF, f (G) is bounded in Y.

Nets and uniform convergence

Definition:[2] Let fF and let f = (fi)iI be a net in F. Then for any subset G of T, say that f converges uniformly to f on G if for every N ∈ 𝒩 there exists some i0I such that for every iI satisfying ii0, fi - f ∈ 𝒰(G, N) (or equivalently, fi(g) - f (g) ∈ N for every gG).

Theorem[2]  If fF and if f = (fi)iI is a net in F, then ff in the 𝒢-topology on F if and only if for every G ∈ 𝒢, f converges uniformly to f on G.

Inherited properties

Local convexity

If Y is locally convex then so is the 𝒢-topology on F and if (pi)iI is a family of continuous seminorms generating this topology on Y then the 𝒢-topology is induced by the following family of seminorms:

pG,i(f) = supxG pi(f(x)),

as G varies over 𝒢 and i varies over I.[7]

Hausdorffness

If Y is Hausdorff and T = G ∈ 𝒢 G then the 𝒢-topology on F is Hausdorff.[2]

Suppose that T is a topological space. If Y is Hausdorff and F is the vector subspace of YT consisting of all continuous maps that are bounded on every G ∈ 𝒢 and if G ∈ 𝒢 G is dense in T then the 𝒢-topology on F is Hausdorff.

Boundedness

A subset H of F is bounded in the 𝒢-topology if and only if for every G ∈ 𝒢, H(G) := hH h(G) is bounded in Y.[7]

Examples of 𝒢-topologies

Pointwise convergence

If we let 𝒢 be the set of all finite subsets of T then the 𝒢-topology on F is called the topology of pointwise convergence. The topology of pointwise convergence on F is identical to the subspace topology that F inherits from YT when YT is endowed with the usual product topology.

If X is a non-trivial completely regular Hausdorff topological space and C(X) is the space of all real (or complex) valued continuous functions on X, the topology of pointwise convergence on C(X) is metrizable if and only if X is countable.[2]

𝒢-topologies on spaces of continuous linear maps

Throughout this section we will assume that X and Y are topological vector spaces. 𝒢 will be a non-empty collection of subsets of X directed by inclusion.

Notation: L(X; Y) will denote the vector space of all continuous linear maps from X into Y. If L(X; Y) is given the 𝒢-topology inherited from YX then this space with this topology is denoted by L𝒢(X, Y).
Notation: The continuous dual space of a topological vector space X over the field 𝔽 (which we will assume to be real or complex numbers) is the vector space L(X; 𝔽) and is denoted by X'.

The 𝒢-topology on L(X; Y) is compatible with the vector space structure of L(X; Y) if and only if for all G ∈ 𝒢 and all f ∈ L(X; Y) the set f(G) is bounded in Y, which we will assume to be the case for the rest of the article. Note in particular that this is the case if 𝒢 consists of (von-Neumann) bounded subsets of X.

Assumptions on 𝒢

Assumptions that guarantee a vector topology
Assumption (𝒢 is directed): 𝒢 will be a non-empty collection of subsets of X directed by (subset) inclusion. That is, for any G, H ∈ 𝒢, there exists K ∈ 𝒢 such that GHK.

The above assumption guarantees that the collection of sets 𝒰(G, N) forms a filter base. The next assumption will guarantee that the sets 𝒰(G, N) are balanced. Every TVS has a neighborhood basis at 0 consisting of balanced sets so this assumption isn't burdonsome.

Assumption (N ∈ 𝒩 are balanced): 𝒩 is a neighborhoods basis of 0 in Y that consists entirely of balanced sets.

The following assumption is very commonly made because it will guarantee that each set 𝒰(G, N) is absorbing in L(X; Y).

Assumption (G ∈ 𝒢 are bounded): 𝒢 is assumed to consist entirely of bounded subsets of X.
Other possible assumptions

The next theorem gives ways in which 𝒢 can be modified without changing the resulting 𝒢-topology on Y.

Theorem[1]  Let 𝒢 be a non-empty collection of bounded subsets of X. Then the 𝒢-topology on L(X; Y) is not altered if 𝒢 is replaced by any of the following collections of (also bounded) subsets of X:

  1. all subsets of all finite unions of sets in 𝒢;
  2. all scalar multiples of all sets in 𝒢;
  3. all finite Minkowski sums of sets in 𝒢;
  4. the balanced hull of every set in 𝒢;
  5. the closure of every set in 𝒢;

and if X and Y are locally convex, then we may add to this list:

  1. the closed convex balanced hull of every set in 𝒢.
Common assumptions

Some authors (e.g. Narici) require that 𝒢 satisfy the following condition, which implies, in particular, that 𝒢 is directed by subset inclusion:

𝒢 is assumed to be closed with respect to the formation of subsets of finite unions of sets in 𝒢 (i.e. every subset of every finite union of sets in 𝒢 belongs to 𝒢).

Some authors (e.g. Trèves) require that 𝒢 be directed under subset inclusion and that it satisfy the following condition:

If G ∈ 𝒢 and s is a scalar then there exists a H ∈ 𝒢 such that sGH.

If 𝒢 is a bornology on X, which is often the case, then these axioms are satisfied. If 𝒢 is a saturated family of bounded subsets of X then these axioms are also satisfied.

Properties

Hausdorffness
Definition:[8] If T is a TVS then we say that 𝒢 is total in T if the linear span of G ∈ 𝒢 G is dense in T.

If F is the vector subspace of YT consisting of all continuous linear maps that are bounded on every G ∈ 𝒢, then the 𝒢-topology on F is Hausdorff if Y is Hausdorff and 𝒢 is total in T.[1]

Completeness

For the following theorems, suppose that X is a topological vector space and Y is a locally convex Hausdorff spaces and 𝒢 is a collection of bounded subsets of X that covers X, is directed by subset inclusion, and satisfies the following condition: if G ∈ 𝒢 and s is a scalar then there exists a H ∈ 𝒢 such that sGH.

  • L𝒢(X; Y) is complete if
    1. X is locally convex and Hausdorff,
    2. Y is complete, and
    3. whenever u : XY is a linear map then u restricted to every set G ∈ 𝒢 is continuous implies that u is continuous,
  • If X is a Mackey space then L𝒢(X; Y)is complete if and only if both and Y are complete.
  • If X is barrelled then L𝒢(X; Y) is Hausdorff and quasi-complete.
  • Let X and Y be TVSs with Y quasi-complete and assume that (1) X is barreled, or else (2) X is a Baire space and X and Y are locally convex. If 𝒢 covers X then every closed equicontinuous subset of L(X; Y) is complete in L𝒢(X; Y) and L𝒢(X; Y) is quasi-complete.[9]
  • Let X be a bornological space, Y a locally convex space, and 𝒢 a family of bounded subsets of X such that the range of every null sequence in X is contained in some G ∈ 𝒢. If Y is quasi-complete (resp. complete) then so is L𝒢(X; Y).[10]
Boundedness

Let X and Y be topological vector spaces and H be a subset of L(X; Y). Then the following are equivalent:[7]

  1. H is bounded in L𝒢(X; Y);
  2. For every G ∈ 𝒢, H(G) := hH h(G) is bounded in Y;[7]
  3. For every neighborhood V of 0 in Y the set hH h−1(V) absorbs every G ∈ 𝒢.

Furthermore,

  • If X and Y are locally convex Hausdorff space and if H is bounded in L𝜎(X; Y) (i.e. pointwise bounded or simply bounded) then it is bounded in the topology of uniform convergence on the convex, balanced, bounded, complete subsets of X.[11]
  • If X and Y are locally convex Hausdorff spaces and if X is quasi-complete (i.e. closed and bounded subsets are complete), then the bounded subsets of L(X; Y) are identical for all 𝒢-topologies where 𝒢 is any family of bounded subsets of X covering X.[11]
  • If 𝒢 is any collection of bounded subsets of X whose union is total in X then every equicontinuous subset of L(X; Y) is bounded in the 𝒢-topology.[9]

Examples

𝒢 ⊆ 𝒫(X) ("topology of uniform convergence on ...") Notation Name ("topology of...") Alternative name
finite subsets of X Lσ(X; Y) pointwise/simple convergence topology of simple convergence
precompact subsets of X precompact convergence
compact convex subsets of X Lγ(X; Y) compact convex convergence
compact subsets of X Lc(X; Y) compact convergence
bounded subsets of X Lb(X; Y) bounded convergence strong topology

The topology of pointwise convergence Lσ(X; Y)

By letting 𝒢 be the set of all finite subsets of X, L(X; Y) will have the weak topology on L(X; Y) or the topology of pointwise convergence or the topology of simple convergence and L(X; Y) with this topology is denoted by L𝜎(X; Y). Unfortunately, this topology is also sometimes called the strong operator topology, which may lead to ambiguity;[1] for this reason, this article will avoid referring to this topology by this name.

Definition: A subset of L(X; Y) is called simply bounded or weakly bounded if it is bounded in L𝜎(X; Y).

The weak-topology on L(X; Y) has the following properties:

  • If X is separable (i.e. has a countable dense subset) and if Y is a metrizable topological vector space then every equicontinuous subset H of L𝜎(X; Y) is metrizable; if in addition Y is separable then so is H.[12]
    • So in particular, on every equicontinuous subset of L(X; Y), the topology of pointwise convergence is metrizable.
  • Let YX denote the space of all functions from X into Y. If L(X; Y) is given the topology of pointwise convergence then space of all linear maps (continuous or not) X into Y is closed in YX.
    • In addition, L(X; Y) is dense in the space of all linear maps (continuous or not) X into Y.
  • Suppose X and Y are locally convex. Any simply bounded subset of L(X; Y) is bounded when L(X; Y) has the topology of uniform convergence on convex, balanced, bounded, complete subsets of X. If in addition X is quasi-complete then the families of bounded subsets of L(X; Y) are identical for all 𝒢-topologies on L(X; Y) such that 𝒢 is a family of bounded sets covering X.[11]
Equicontinuous subsets
  • The weak-closure of an equicontinuous subset of L(X; Y) is equicontinuous.
  • If Y is locally convex, then the convex balanced hull of an equicontinuous subset of L(X; Y) is equicontinuous.
  • Let X and Y be TVSs and assume that (1) X is barreled, or else (2) X is a Baire space and X and Y are locally convex. Then every simply bounded subset of L(X; Y) is equicontinuous.[9]
  • On an equicontinuous subset H of L(X; Y), the following topologies are identical: (1) topology of pointwise convergence on a total subset of X; (2) the topology of pointwise convergence; (3) the topology of precompact convergence.[9]

Compact convergence Lc(X; Y)

By letting 𝒢 be the set of all compact subsets of X, L(X; Y) will have the topology of compact convergence or the topology of uniform convergence on compact sets and L(X; Y) with this topology is denoted by Lc(X; Y).

The topology of compact convergence on L(X; Y) has the following properties:

  • If X is a Fréchet space or a LF-space and if Y is a complete locally convex Hausdorff space then Lc(X; Y) is complete.
  • On equicontinuous subsets of L(X; Y), the following topologies coincide:
    • The topology of pointwise convergence on a dense subset of X,
    • The topology of pointwise convergence on X,
    • The topology of compact convergence.
    • The topology of precompact convergence.
  • If X is a Montel space and Y is a topological vector space, then Lc(X; Y) and Lb(X; Y) have identical topologies.

Topology of bounded convergence Lb(X; Y)

By letting 𝒢 be the set of all bounded subsets of X, L(X; Y) will have the topology of bounded convergence on X or the topology of uniform convergence on bounded sets and L(X; Y) with this topology is denoted by Lb(X; Y).[1]

The topology of bounded convergence on L(X; Y) has the following properties:

  • If X is a bornological space and if Y is a complete locally convex Hausdorff space then Lb(X; Y) is complete.
  • If X and Y are both normed spaces then the topology on L(X; Y) induced by the usual operator norm is identical to the topology on Lb(X; Y).[1]
    • In particular, if X is a normed space then the usual norm topology on the continuous dual space X' is identical to the topology of bounded convergence on X'.
  • Every equicontinuous subset of L(X; Y) is bounded in Lb(X; Y).

Polar topologies

Throughout, we assume that X is a TVS.

𝒢-topologies versus polar topologies

If X is a TVS whose bounded subsets are exactly the same as its weakly bounded subsets (e.g. if X is a Hausdorff locally convex space), then a 𝒢-topology on X' (as defined in this article) is a polar topology and conversely, every polar topology if a 𝒢-topology. Consequently, in this case the results mentioned in this article can be applied to polar topologies.

However, if X is a TVS whose bounded subsets are not exactly the same as its weakly bounded subsets, then the notion of "bounded in X" is stronger than the notion of "σ(X, X')-bounded in X" (i.e. bounded in X implies σ(X, X')-bounded in X) so that a 𝒢-topology on X' (as defined in this article) is not necessarily a polar topology. One important difference is that polar topologies are always locally convex while 𝒢-topologies need not be.

Polar topologies have stronger results than the more general topologies of uniform convergence described in this article and we refer the read to the main article: polar topology. We list here some of the most common polar topologies.

List of polar topologies

Suppose that X is a TVS whose bounded subsets are the same as its weakly bounded subsets.

Notation: If 𝛥(Y, X) denotes a polar topology on Y then Y endowed with this topology will be denoted by Y𝛥(Y, X) or simply Y𝛥 (e.g. for σ(Y, X) we'd have 𝛥 = σ so that Yσ(Y, X) and Yσ all denote Y with endowed with σ(Y, X)).
𝒢 ⊆ 𝒫(X)
("topology of uniform convergence on ...")
Notation Name ("topology of...") Alternative name
finite subsets of X σ(Y, X)
s(Y, X)
pointwise/simple convergence weak/weak* topology
σ(X, Y)-compact disks τ(Y, X) Mackey topology
σ(X, Y)-compact convex subsets γ(Y, X) compact convex convergence
σ(X, Y)-compact subsets
(or balanced σ(X, Y)-compact subsets)
c(Y, X) compact convergence
σ(X, Y)-bounded subsets b(Y, X)
𝛽(Y, X)
bounded convergence strong topology

𝒢-ℋ-topologies on spaces of bilinear maps

We will let ℬ(X, Y; Z) denote the space of separately continuous bilinear maps and B(X, Y; Z) denote the space of continuous bilinear maps, where X, Y, and Z are topological vector space over the same field (either the real or complex numbers). In an analogous way to how we placed a topology on L(X; Y) we can place a topology on ℬ(X, Y; Z) and B(X, Y; Z).

Let 𝒢 (resp. ) be a family of subsets of X (resp. Y) containing at least one non-empty set. Let 𝒢 × ℋ denote the collection of all sets G × H where G ∈ 𝒢, H ∈ ℋ. We can place on ZX × Y the 𝒢 × ℋ-topology, and consequently on any of its subsets, in particular on B(X, Y; Z) and on ℬ(X, Y; Z). This topology is known as the 𝒢-ℋ-topology or as the topology of uniform convergence on the products G × H of 𝒢 × ℋ.

However, as before, this topology is not necessarily compatible with the vector space structure of ℬ(X, Y; Z) or of B(X, Y; Z) without the additional requirement that for all bilinear maps, b in this space (that is, in ℬ(X, Y; Z) or in B(X, Y; Z)) and for all G ∈ 𝒢 and H ∈ ℋ, the set b(G, H) is bounded in X. If both 𝒢 and consist of bounded sets then this requirement is automatically satisfied if we are topologizing B(X, Y; Z) but this may not be the case if we are trying to topologize ℬ(X, Y; Z). The 𝒢-ℋ-topology on ℬ(X, Y; Z) will be compatible with the vector space structure of ℬ(X, Y; Z) if both 𝒢 and consists of bounded sets and any of the following conditions hold:

  • X and Y are barrelled spaces and Z is locally convex.
  • X is a F-space, Y is metrizable, and Z is Hausdorff, in which case ℬ(X, Y; Z) = B(X, Y; Z).
  • X, Y, and Z are the strong duals of reflexive Fréchet spaces.
  • X is normed and Y and Z the strong duals of reflexive Fréchet spaces.

The ε-topology

Suppose that X, Y, and Z are locally convex spaces and let 𝒢' and ' be the collections of equicontinuous subsets of X' and Y', respectively. Then the 𝒢'-ℋ'-topology on will be a topological vector space topology. This topology is called the ε-topology and with this topology it is denoted by or simply by .

Part of the importance of this vector space and this topology is that it contains many subspace, such as , which we denote by . When this subspace is given the subspace topology of it is denoted by .

In the instance where Z is the field of these vector spaces, is a tensor product of X and Y. In fact, if X and Y are locally convex Hausdorff spaces then is vector space-isomorphic to , which is in turn is equal to .

These spaces have the following properties:

  • If X and Y are locally convex Hausdorff spaces then ε is complete if and only if both X and Y are complete.
  • If X and Y are both normed (or both Banach) then so is

See also

References

  1. Narici & Beckenstein 2011, pp. 371-423.
  2. Jarchow 1981, pp. 43-55.
  3. Narici & Beckenstein 2011, pp. 19-45.
  4. Note that each set 𝒰(G, N) is a neighborhood of the origin for this topology, but it is not necessarily an open neighborhood of the origin.
  5. Schaefer & Wolff 1999, pp. 79-88.
  6. In practice, 𝒢 usually consists of a collection of sets with certain properties and this name is changed appropriately to reflect this set so that if, for instance, 𝒢 is the collection of compact subsets of T (and T is a topological space), then this topology is called the topology of uniform convergence on the compact subsets of T.
  7. Schaefer & Wolff 1999, p. 81.
  8. Schaefer & Wolff 1999, p. 80.
  9. Schaefer & Wolff 1999, p. 83.
  10. Schaefer & Wolff 1999, p. 117.
  11. Schaefer & Wolff 1999, p. 82.
  12. Schaefer & Wolff 1999, p. 87.

Bibliography

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  • Khaleelulla, S. M. (1982). Counterexamples in Topological Vector Spaces. Lecture Notes in Mathematics. 936. Berlin, Heidelberg, New York: Springer-Verlag. ISBN 978-3-540-11565-6. OCLC 8588370.
  • Narici, Lawrence; Beckenstein, Edward (2011). Topological Vector Spaces. Pure and applied mathematics (Second ed.). Boca Raton, FL: CRC Press. ISBN 978-1584888666. OCLC 144216834.
  • Hogbe-Nlend, Henri (1977). Bornologies and functional analysis. Amsterdam: North-Holland Publishing Co. pp. xii+144. ISBN 0-7204-0712-5. MR 0500064.
  • Schaefer, Helmut H.; Wolff, Manfred P. (1999). Topological Vector Spaces. GTM. 8 (Second ed.). New York, NY: Springer New York Imprint Springer. ISBN 978-1-4612-7155-0. OCLC 840278135.
  • Trèves, François (2006) [1967]. Topological Vector Spaces, Distributions and Kernels. Mineola, N.Y.: Dover Publications. ISBN 978-0-486-45352-1. OCLC 853623322.
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