Ken Paxton
Warren Kenneth Paxton Jr.[1] (born December 23, 1962) is an American lawyer and politician who has served as the Attorney General of Texas since January 2015. Paxton is a Tea Party conservative.[2] He previously served as Texas State Senator for the 8th district and the Texas State Representative for the 70th district.
Ken Paxton | |
---|---|
51st Attorney General of Texas | |
Assumed office January 5, 2015 | |
Governor | Greg Abbott |
Preceded by | Greg Abbott |
Member of the Texas Senate from the 8th district | |
In office January 8, 2013 – January 4, 2015 | |
Preceded by | Florence Shapiro |
Succeeded by | Van Taylor |
Member of the Texas House of Representatives from the 70th district | |
In office January 14, 2003 – January 8, 2013 | |
Preceded by | David Counts |
Succeeded by | Scott Sanford |
Personal details | |
Born | Warren Kenneth Paxton Jr. December 23, 1962 Minot, North Dakota, U.S. |
Political party | Republican |
Spouse(s) | Angela Paxton |
Education | Baylor University (BA, MBA) University of Virginia (JD) |
Paxton has been under indictment since 2015 on securities fraud charges relating to activities prior to taking office; he has pleaded not guilty.[3][4] Additionally, in October 2020, several high-level assistants in Paxton's office accused him of "bribery, abuse of office and other crimes".[5][6][7]
Background
Paxton was born on Minot Air Force Base in North Dakota where his father was stationed while in the United States Air Force. His parents and their three children lived in a trailer, often without air conditioning, parked outside wherever his father was temporarily stationed. At various times, they lived in Florida, New York, North Carolina, California, and Oklahoma. A lifelong football fan, Paxton carried a jersey autographed by Bill Bates, formerly of the Dallas Cowboys. Bates later was named Paxton's campaign treasurer.[8]
At the age of twelve, Paxton nearly lost an eye in a game of hide-and-seek; a misdiagnosis led to long-term problems with his vision. As a result, his good eye is green; his damaged one, brown and droopy. He was again seriously injured while he was a student at Baylor University in Waco, Texas. An elbow to his face in a game of basketball shattered the bones around his already damaged right eye.[8] At Baylor, he majored in psychology and was a member of the Baylor University Chamber of Commerce. In 1985, he was elected president of the Baylor Student Government Association.[9]
Paxton received a psychology degree in 1985 from Baylor University, and a Master of Business Administration at the Hankamer School of Business in 1986. Paxton then worked for two years as a management consultant before returning to school in 1988. In 1991, he received a Juris Doctor degree from the University of Virginia School of Law.
Paxton worked at Strasburger & Price, L.L.P. from 1991 to 1995, and J.C. Penney Company, Inc. from 1995 to 2002.
Texas legislature
House of Representatives (2003–2013)
In 2002, Paxton ran in the Republican primary for the Texas House in District 70. He captured 39.45% of the vote and moved into a runoff with Bill Vitz, whom he then defeated with 64% of the vote. He went on to face Fred Lusk (D) and Robert Worthington (L) for the newly redistricted open seat. On November 4, 2002, Paxton won with 28,012 votes to Lusk's 7,074 votes and Worthington's 600 votes.[10]
Paxton won re-election against Democrat Martin Woodward in 2004. Paxton captured 76% of the vote, or 58,520 votes compared to 18,451 votes for Woodward.[11] Paxton won re-election in 2006, defeating Rick Koster (D) and Robert Virasin (L). Paxton received 30,062 votes to Koster's 12,265 votes and Virasin's 1,222 votes.[12] Paxton won re-election by again defeating Robert Virasin (L), 73,450 to 11,751 votes.[13] Paxton ran unopposed for re-election in 2010.
After getting re-elected, Paxton ran for Speaker of the Texas House of Representatives against Joe Straus of District 121 in Bexar County and fellow Republican Warren Chisum of District 88 in Pampa, Texas. Paxton said that if elected speaker, he would take "bold action in defense of our conservative values."[14] Sensing certain defeat, Paxton pulled out of the Speaker's race before the vote.[8] Paxton was endorsed by HuckPAC, the official political action committee of Mike Huckabee,[15] and was endorsed by the National Rifle Association.[16][17] Straus was elected to his second term as Speaker and was re-elected in 2013, 2015, and 2017.
Texas State Senate (2013–2015)
Paxton was in the Texas State Senate from 2013 until January 2015 when his term as Attorney General began.
Attorney General of Texas (2015–present)
2014 election
Paxton became a candidate for Texas attorney general when the incumbent Greg Abbott decided to run for governor to succeed the retiring Rick Perry.[18] Paxton led a three-candidate field in the Republican primary held on March 4, 2014, polling 566,114 votes (44.4%). State Representative Dan Branch of Dallas County received 426,595 votes (33.5 percent). Eliminated in the primary was Texas Railroad Commissioner Barry Smitherman of Austin, who polled the remaining 281,064 (22.1 percent). Paxton faced Dan Branch in the runoff election on May 27, 2014, and won with 465,395 votes (63.63 percent). Branch received 265,963 votes (36.36 percent).[19][20]
In the November 4 general election, Paxton defeated a Democratic attorney from Houston named Sam Houston.[21]
Paxton took office on January 5, 2015.[22] Paxton's campaign raised $945,000 in the first half of 2016, leaving Paxton with just under $3 million in his campaign account for a potential 2018 re-election bid.[23]
Paxton's wife, Angela Paxton, his closest political advisor, often opens up his events with a musical performance. She calls her husband "a very competitive person".[8] Paxton won the attorney general's election without the endorsement of a single Texas newspaper.[8] In 2018, Angela Paxton won the District 8 seat in the Texas Senate.[24]
2018 election
In 2018, Paxton ran for re-election unopposed in the Republican primary, and he was endorsed by U.S. President Donald Trump. Paxton won a second term as attorney general in the general election held on November 6, 2018, narrowly defeating Democratic nominee Justin Nelson, a lawyer, and Libertarian Party nominee Michael Ray Harris by a margin of 4,173,538 (50.6 percent) to 3,874,096 (47 percent) and Harris receiving 2.4%.[25][26]
Immigration
In 2018, Paxton falsely claimed that undocumented immigrants had committed over 600,000 crimes since 2011 in Texas.[27] PolitiFact said that it had debunked the numbers before, and that the numbers exceed the state's estimates by more than 400%.[27]
Obama executive orders
Paxton led a coalition of twenty-six states challenging President Barack Obama's Deferred Action for Parents of Americans and Lawful Permanent Residents (DAPA) executive action, which granted deferred action status to certain undocumented immigrants who had lived in the United States since 2010 and had children who were American citizens or lawful permanent residents.[28] Paxton argued that the president should not be allowed to "unilaterally rewrite congressional laws and circumvent the people's representatives."[28] The Supreme Court heard the case, United States v. Texas, and issued a split 4-4 ruling in the case in June 2016. Because of the split ruling, a 2015 lower-court ruling invalidating Obama's plan was left in place.[29] In July 2017, Paxton led a group of Republican Attorneys General and Idaho Governor Butch Otter in threatening the Trump administration that they would litigate if the president did not terminate the Deferred Action for Childhood Arrivals policy that had been put into place by president Barack Obama, although never implemented in Texas because of legal action on behalf of the state.[30] The other Attorneys General who joined in making the threats to Trump included Steve Marshall of Alabama, Leslie Rutledge of Arkansas, Lawrence Wasden of Idaho, Derek Schmidt of Kansas, Jeff Landry of Louisiana, Doug Peterson of Nebraska, Alan Wilson of South Carolina, and Patrick Morrisey of West Virginia.[31]
Trump executive orders
In 2017, Paxton voiced support for the application of eminent domain to obtain right-of-way along the Rio Grande in Texas for construction of the border wall advocated by President Donald Trump as a means to curtail illegal immigration. Paxton said that private landowners must receive a fair price when property is taken for the pending construction. He said that the wall serves "a public purpose providing safety to people not only along the border, but to the entire nation. ... I want people to be treated fairly, so they shouldn't just have their land taken from them," but there must be just compensation.[32]
In 2017, Paxton joined thirteen other state attorneys general in filing a friend-of-the-court briefs in defense of both Trump's first and second executive orders on travel and immigration primarily from majority-Muslim countries (informally referred to as the "Muslim ban"). In filings in the U.S. Court of Appeals for the Ninth Circuit, U.S. Court of Appeals for the Fourth Circuit, and the U.S. Supreme Court, Paxton argued that the order—which places a 90-day ban on the issuance of visas to traveled from six designated majority-Muslim countries, imposes a 120-day halt on the admission of refugees to the U.S., and caps annual refugee admissions to 50,000 people—is constitutionally and legally valid.[33][34]
In May 2017, Paxton filed a preemptive lawsuit designed to ascertain the constitutionality of the new Texas law imposing penalties on sanctuary cities, known as SB 4, signed into law by Governor Greg Abbott. The law imposes penalties on local officials who place restrictions on their police forces or other agencies' cooperation with immigration enforcement, and requires county jails to honor requests from U.S. Immigration and Customs Enforcement to hold detainees suspected of being eligible for deportation.[35] The suit asked the United States District Court for the Western District of Texas to clarify whether the law is at odds with the Fourth and Fourteenth constitutional amendments or is not in conflict with some other federal law. Paxton said that the measure "is constitutional, lawful and a vital step in securing our borders." Among those opposed to the measure are the police chiefs and sheriffs of some of the largest jurisdictions in Texas. Critics call the ban legalization of discrimination against minorities, and suits against the legislation are expected to be filed.[36] Although initially key aspects of the law were enjoined by the court, the US Fifth Circuit Court of Appeals upheld nearly all of it on appeal, except for a provision that interfered with the First Amendment right to freedom of expression on the subject by local officials.[35]
Challenge to the Clean Power Plan
Paxton has mounted a legal challenge to the Clean Power Plan, which is President Obama's "state-by-state effort to fight climate change by shifting away from coal power to cleaner-burning natural gas and renewable resources."[37] Paxton has said that the Environmental Protection Agency (EPA) is trying to "force Texas to change how we regulate energy production" through an "unprecedented expansion of federal authority."[37] The Clean Power Plan would require Texas to cut an annual average of 51 million tons of emissions, down 21 percent from 2012 levels. Paxton says the required reductions would cost the state jobs, push electricity costs too high, and threaten reliability on the electrical grid. Paxton says there is no evidence that the plan will mitigate climate change, directly contradicting studies by the EPA that have shown the regulation will reduce carbon pollution by 870 million tons in 2030.[38] He further asserts that the EPA lacks the statutory authority to write the state's policies.[39]
Challenge to Department of Labor overtime rule
Paxton sued the Obama administration over a new rule by the United States Department of Labor which would make five million additional workers eligible for overtime pay. The new rule would mean workers earning up to an annual salary of $47,500 would become eligible for overtime pay when working more than 40 hours per week.[40] Paxton has said the new regulations "may lead to disastrous consequences for our economy." Along with Texas, twenty other states have joined the lawsuit.[41]
LGBT rights
As Attorney General, Paxton appointed several social conservatives and opponents of LGBT rights to positions in his department.[42]
In June 2015, after the issuance of the Obergefell v. Hodges decision, in which the Supreme Court ruled that same-sex couples have a constitutional right to marry, Paxton offered support for clerks who refused to issue marriage licenses to same-sex couples. His statement said, "I will do everything I can from this office to be a public voice for those standing in defense of their rights."[43]
In 2016, Paxton led a coalition of thirteen states that sought an injunction to block a guidance letter issued by the Department of Education and Department of Justice that interpreted Title IX to require public schools to allow transgender students to use restrooms that accorded with their gender identity.[44][45] Paxton submitted court filings that the Obama administration had "conspired to turn workplaces and educational settings across the country into laboratories for a massive social experiment"[44] and termed the directive a "gun to the head" that threatens the independence of school districts.[46] The states dropped the suit after the directive was revoked by President Donald Trump.[47]
Challenge to Department of Labor's "persuader rule"
Paxton is involved in a legal challenge to a rule by the Department of Labor which forces employers to report any "actions, conduct or communications" undertaken to "affect an employee's decisions regarding his or her representation or collective bargaining rights".[48] Known as the "persuader rule", the new regulation went into effect in April 2016. Opponents of the rule say it will prevent employers from speaking on labor issues or seeking legal counsel. In June 2016, a federal judge granted a preliminary injunction against the rule. Paxton called the injunction "a victory for the preservation of the sanctity of attorney-client confidentiality".[49]
ExxonMobil litigation
In 2016, Paxton was one of eleven Republican state attorneys general who sided with ExxonMobil in the company's suit to block a climate change probe by the Commonwealth of Massachusetts.[50]
Paxton and the other state AGs filed an amicus curiae brief, contending that Massachusetts Attorney General Maura Healey used her office to "tip the scales on a public policy debate, undermine the first Amendment and abuse the office's subpoena power."[51] Healey had launched a probe of ExxonMobil's historical marketing and sale of fossil fuel products, requiring the company to produce 40 years worth of documents regarding fossil fuel products and securities. Healey said the documents would prove that ExxonMobil "knew about the risks of climate change decades ago and fraudulently concealed that knowledge from the public."[52] The amicus brief supported Exxon Mobil's motion for a preliminary injunction.[51] Paxton questioned Healey's use of law-enforcement authority regarding the global warming controversy, which he called an "ongoing public policy debate of international importance." Paxton described Healey's attempts to obtain historical company records for a public policy debate as a threat to freedom of speech, stating: "The Constitution was written to protect citizens from government witch-hunts that are nothing more than an attempt to suppress speech on an issue of public importance, just because a government official happens to disagree with that particular viewpoint."[52] The brief portrayed climate change as an issue that was still a matter of scientific debate, although in fact the scientific consensus is that the earth is warming and human activity is primarily responsible.[50]
U.S. Virgin Islands attorney general Claude Walker had also issued a subpoena for Exxon's records. Paxton issued a request to intervene in the case, stating: "What is Exxon Mobil's transgression? Holding a view about climate change that the Attorney General of the Virgin Islands disagrees with. This is about the criminalization of speech and thought." Walker dropped the subpoena in June 2016.[53]
Volkswagen, Apple, and MoneyGram lawsuits
In 2012, Paxton was part of a lawsuit against Apple, charging the company with violating antitrust laws by conspiring with publishers to artificially raise the prices of electronic books.[54] Apple was ordered to pay $400 million to U.S. consumers who paid artificially-inflated prices for e-books, and $20 million to the states in reimbursement for legal costs.[55]
In June 2016, it was announced that Volkswagen would pay the state of Texas $50 million in relation to the Volkswagen emissions scandal. Paxton had sued the company in 2015 in connection with the automaker's admitted use of software that allowed its vehicles to circumvent emissions limits.[56]
Paxton is part of a 21-state lawsuit against the state of Delaware. The lawsuit alleges that MoneyGram gave uncashed checks to the state of Delaware instead of the state where the money order or travelers check was bought. The case has gone directly to the U.S. Supreme Court because it is a dispute among states.[57] Paxton said an audit showed that Delaware owed other states $150 million, and that Delaware unlawfully took possession of uncashed checks instead of sending the checks back to the states where the money orders were purchased.[58] The state of Delaware disputes these claims.[58]
Lawsuit over homestead tax exemptions
In 2015, the Texas State Legislature passed a law implementing property tax reductions by increasing the homestead exemption to $25,000 and prohibiting localities from reducing or repealing any local option homestead exemption already on the books. After this law was passed, 21 school districts reduced or eliminated their local optional homestead exemptions. In 2016, Paxton intervened in a lawsuit challenging the practice of school districts reducing or repealing their local optional homestead exemptions.[59]
Second Amendment lawsuits
In 2016, three University of Texas at Austin professors sued in an effort to ban concealed handguns from campus. The state's campus carry law allows law-abiding citizens to carry concealed weapons. The lawsuit brought by the professors sought to block the law. Paxton called the lawsuit "frivolous" and said it should be dismissed.[60][61] The suit was indeed dismissed in July 2017 by a federal district court, and on appeal, the dismissal was upheld by a three-judge panel of the 5th Circuit Court of Appeals.[62]
In 2016, Paxton sued the city of Austin to allow license holders to openly carry handguns in city hall.[63] Paxton prevailed, and the court decided not only that the city of Austin must allow such carry, but also ordered it to pay a fine to the state for each day it prevented investigators from the attorney general's office from carrying their firearms.[64]
Voting rights
Paxton has "crusaded against voter fraud" as state attorney general;[65] there is no evidence of widespread voter fraud in Texas, although the state's "efforts to enact and enforce the strictest voter ID law in the nation were so plagued by delays, revisions, court interventions and inadequate education that the casting of ballots in the 2016 election was inevitably troubled."[66]
Paxton's office is seeking 2016 Texas voting records in an effort to find voter fraud, such as potential voting by non-citizens or in the name of the deceased. This includes individual voting history and application materials for voter registrations. Officials in Bexar County say there have been no major cases of voter fraud in San Antonio.[67] However, the Associated Press reported that the top election official in Bexar County estimates that nearly six hundred affidavits submitted by voters declined to present identification and should have been declined. Instead, the official said such voters should have been required to cast provisional ballots. AP projected that the overall number who cast improper affidavits as 13,500 in the largest Texas counties.[68]
Fort Bend County's top elections official said that these cases are not voter fraud, noting that only those who were registered to vote qualified for an affidavit, and that "poll workers were trained to 'err on the side of letting people use the affidavit instead of denying them the chance to vote.'"[68]
The San Antonio Express-News criticized the state's voter identification law, which Paxton seeks to have reinstated after it was struck down by United States District Judge Nelva Gonzales Ramos of Corpus Christi, who found the measure to be a violation of the Voting Rights Act, and found that it was passed with the intent to discriminate against black and Hispanic voters. Paxton's office appealed the decision.[69] Appeals continue in the case.[70]
In March 2017, Paxton told The Washington Times that he was convinced that voter fraud exists in Texas, and claimed that local election officials in Texas were not on the lookout for detecting fraud.[71] Experts stated that there is no reliable evidence of widespread voter fraud in the United States,[71] and a Texas study of elections over a decade determined that there were about three cases of fraud for every one million votes in the state.[72]
During the 2020 election season, which played out amid the coronavirus pandemic, Paxton filed a lawsuit against Harris County Clerk Chris Hollins to stop him from sending applications for absentee ballots accompanied by instructions regarding eligibility to all of registered voters in the county.[73] Paxton lost in the trial court and in the intermediate court of appeals, but the Texas Supreme Court reversed and directed the trial court to enter an injunction.[74] The mail-vote promotion is part and parcel of Hollins' package of innovative measures to reduce the COVID infection risk of in-person voting while maximizing opportunities for all voters to participate under pandemic conditions.[75][76] The Republican Party of Texas is opposed to expansion of voting by mail and other accommodations, and filed its own legal actions seeking to enjoin Hollins by court order.[77]
Religion in schools
Paxton "has often criticized what he calls anti-Christian discrimination in Texas schools."[78] In 2015, Paxton opposed an atheist group's legal action seeking a halt to the reading of religious prayers before school board meetings.[78] In December 2016, Paxton gained attention after intervening in a dispute in Killeen, Texas, in which a middle school principal told a nurse's aide to take down a six-foot poster in the school containing a quote from Christian scripture. Paxton sided with the aide, who won in court.[78]
In early 2017 Paxton objected to a Texas school's use of an empty classroom to allow its Muslim students to pray, issuing a press release that claimed that "the high school's prayer room is ... apparently excluding students of other faiths." School officials said that Paxton had never asked them about this assertion, and that the room was a spare room used by faculty and non-Muslim students as well as for multiple activities, from grading papers to Buddhist meditation. The Frisco Independent School District superintendent, in a letter sent in response to Paxton, called his press release "a publicity stunt by the [Office of Attorney General] to politicize a nonissue."[78][79][80]
Gerrymandering
Paxton defended Texas in a federal lawsuit involving allegations that Texas's congressional districts were gerrymandered. In 2017, a three-judge panel of a U.S. federal court based in San Antonio ruled that the Republican-controlled Texas Legislature drew congressional-district to discriminate against minority voters, and ordered the redrawing of Texas's 35th and 27th congressional districts. Paxton appealed the ruling, contending that the previous maps were lawful, and vowed to "aggressively defend the maps on all fronts"; U.S. Representative Lloyd Doggett criticized the appeal as a "desperate, highly questionable Paxton-Abbott maneuver" coming "after yet another ruling against the state of Texas for intentional discrimination".[81][82]
Affordable Care Act
Paxton initiated a lawsuit seeking to have the Affordable Care Act (Obamacare) ruled unconstitutional in its entirety.[83]
Challenge to 2020 presidential election results
On December 8, 2020, Paxton sued the states of Georgia, Michigan, Wisconsin, and Pennsylvania, where certified results showed Joe Biden the victor over President Donald Trump, alleging a variety of unconstitutional actions in their presidential balloting, arguments that had already been rejected in other courts.[84] In Texas v. Pennsylvania, Paxton asked the United States Supreme Court to invalidate the states' sixty-two electoral votes, allowing Trump to be declared the winner of a second presidential term.[85] Because the suit is cast as a dispute between states, the Supreme Court has original jurisdiction, although it often declines to hear such suits.[86] There is no evidence of widespread illegal voting in the election.[87] Paxton's lawsuit included claims that had been tried unsuccessfully in other courts and shown to be false.[88] Officials from the four states described Paxton's lawsuit as recycling false and disproven claims of irregularity.[89] Trump and seventeen Republican state attorneys general filed motions to support the case, the merits of which were sharply criticized by legal experts and politicians.[90][91] Election law expert Rick Hasen described the lawsuit as "the dumbest case I've ever seen filed on an emergency basis at the Supreme Court."[92] Republican Senator Ben Sasse opined that the situation of Paxton initiating the lawsuit "looks like a fella begging for a pardon filed a PR stunt", in reference to Paxton's own legal issues (securities fraud charges and abuse of office allegations).[93][94] Paxton has called the pardon speculation "an absurdly laughable conspiracy theory" and said the lawsuit is about election integrity.[93] The case was quickly dismissed on December 11.[95][96]
After the failure of his lawsuit, Paxton traveled to Washington to speak at a political rally for President Trump on January 6, 2021. In his speech, Paxton told the crowd "we will not quit fighting".[97] Immediately following, the crowd of Trump supporters left the rally and stormed the United States Capitol building in a riot that resulted in the death of 5 people, including a police officer.[98][99] In reaction to the violence and loss of life, Paxton falsely claimed that the rioters were liberal activists posing as Trump supporters.[100] He was the only state attorney general to not condemn the insurrection.[101]
Coronavirus pandemic
In 2020, during the coronavirus pandemic, Paxton threatened to file lawsuits against local governments unless they rescinded stay-at-home orders and rescinded rules regarding the use of face masks to combat the spread of coronavirus.[102] The city of Austin encouraged restaurants to keep logs of contact information, so as to as to ensure contact tracing in the event of an outbreak; Paxton described this as "Orwellian."[103] Paxton sued the city of Austin again in December 2020 when the city implemented restrictions preventing indoor dining and drinking on New Years weekend amid surging COVID-19 cases.[104]
Voting rights
Paxton opposed an expansion of absentee voting to voters who lack immunity to coronavirus.[105] A county district judge found that such voters should be granted absentee votes under a provision that gives disabled individuals access to absentee votes.[105] After the ruling, Paxton publicly contradicted the ruling, leading votings rights advocates to file a lawsuit against Paxton for misleading voters about their eligibility to cast mail-in ballots.[105][106]
In September 2020, a state appeals court rejected Paxton's request for an injunction seeking to halt sending absentee ballot applications to some 2.4 million registered voters in Harris County, a heavily Democratic county encompassing Houston.[107][108]
Whistleblower allegations-abuse of office
In October 2020, seven of Paxton's top aides published a letter that accused Paxton of improper influence, abuse of office, bribery and other crimes, and said they had provided information to law enforcement and asked them to investigate.[109][110] The letter was signed by First Assistant Attorney General Jeff Mateer, and some other top aides.[110] Paxton denied misconduct and said he would not resign.[110][111] By the end of the month, all of them had either been fired, quit, or put on leave.[112]
The Associated Press reported that the allegations involved Paxton illegally using his office to benefit real estate developer Nate Paul, who had donated $25,000 to Paxton's 2018 campaign.[113] The Associated Press also reported that the allegations include the claim that Paxton had an extramarital affair with a woman, and that he had later advocated for that woman to be hired by Paul's company, World Class. Paul has acknowledged employing the woman, but denied that he had done so on Paxton's behalf.[114]
Securities fraud indictment
Securities and Exchange Commission civil action
On April 11, 2016, the U.S. Securities and Exchange Commission (SEC) filed a civil enforcement action against Paxton in the United States District Court for the Eastern District of Texas. The SEC's complaint specifically charged Paxton with violating various provisions of the Securities Act of 1933 and various provisions (including Rule 10b-5) of the Securities Exchange Act of 1934 by defrauding the Servergy investors.[115] Paxton denied the allegations.[116][117][118][119] One of the defendants and Servergy itself reached a separate settlement with the SEC, agreeing to pay $260,000 in penalties.[120]
On October 7, 2016, U.S. District Judge Amos L. Mazzant III conditionally dismissed the SEC's civil fraud charges, finding the SEC had not alleged Paxton had any legal obligation to inform investors that he was receiving a commission and giving the SEC two weeks to refile with any new allegations.[121] Mazzant said that the SEC was trying to fit a "square peg into a round hole."[122]
On October 22, 2016, the SEC refiled its securities fraud claims against Paxton.[123] The SEC made the additional allegations that Paxton and Cook's investment club required all of its members to accept the same risks on all investments and that it specifically forbade members from making money off investments of other members.[123] The SEC further alleged that Paxton did not properly disclose his Severgy ownership stake on his taxes and that he attempted to conceal the stake by at different times claiming it was his fee for legal services, that it was a gift, and that he had only received it after investing money.[120] Cook later backtracked on these claims, undermining the SEC case against Paxton. Then Cook's attorney conceded there was never a "formal investment group" involving Cook and Paxton but rather an "ad hoc arrangement where, from time to time, good friends might invest in the same transaction" with the particular participants varying from transaction to transaction.[124]
On March 2, 2017, Mazzant dismissed the civil securities fraud case against Paxton for a second time on grounds that he, the attorney general had "no plausible legal duty" to inform investors that he would earn a commission if they purchased stock in a technical company that Paxton represented.[125] With the second dismissal of the case with prejudice, the SEC could not bring new action on the same claim against Paxton.[126] The dismissal of the SEC case did not have a direct impact on the state criminal case, which remained pending. However, the burden of proof in criminal court is higher than in civil court.[127][121]
State securities fraud felony indictment
On July 28, 2015, a state grand jury indicted Paxton on three criminal charges:[128] two counts of securities fraud (a first-degree felony) and one count of failing to register with state securities regulators (a third-degree felony).[129][130] Paxton's indictment marked the first such criminal indictment of a Texas Attorney General in thirty-two years since Texas Attorney General Jim Mattox was indicted for bribery in 1983.[131] The complainants in the case are Joel Hochberg, a Florida businessman and Byron Cook, a former Republican member of the Texas House of Representatives.[132][133] Paxton and Cook were former friends and roommates while serving together in the Texas House.[133] Three special prosecutors were trying the state's case.[134]
The state prosecution against Paxton grows out of Paxton selling shares of Servergy Inc., a technology company, to investors in 2011. Prosecutors allege that Paxton sold shares of Servergy to investors (raising $840,000) while failing to disclose that he was receiving compensation from the company in the form of 100,000 shares of stock in return. Paxton says the 100,000 shares of stock he received from Servergy's founder and CEO were a gift, and not a sales commission, and they were provided to Paxton long before the sales transactions occurred.[116]
On August 3, 2015, following the unsealing of the grand jury indictment,[128] Paxton was arrested and booked.[135] He pleaded not guilty, and has portrayed "the case against him as a political witch-hunt."[136] Paxton and his supporters claim that the prosecution has its origin in a dispute among Texas Republicans, with conservatives like Paxton on one side and moderates like Cook on the other, and suggest that Cook's complaint, several years after the Servergy deal, was political payback.[133] The Wall Street Journal editorial board has called the prosecution politically motivated and compared it to previous Texas prosecutions that eventually were thrown out of court such as the Tom Delay and Rick Perry cases.[137]
Paxton unsuccessfully sought to quash the indictments.[138] This challenge was rejected by the trial judge, the Fifth Court of Appeals, and the Court of Criminal Appeals, Texas' criminal court of last resort.[134]
Paxton's trial has been delayed multiple times[139][140] over side issues, such as the venue where the trial will take place and the amount of the special prosecutors' fees.[141] In March 2017, District Judge George Gallagher, a Republican from Fort Worth, granted the prosecution's motion for a change of venue, moving the trial to Houston in Harris County. Gallagher also denied Paxton's motion to dismiss one of the charges against him because of issues which arose about the grand jury.[142] On May 30, 2017, the Fifth Court of Appeals of Texas agreed with Paxton that the transfer of Paxton's trial to Houston required assignment of the case to a new judge to replace Judge Gallagher and all orders issued by Judge Gallagher after the change of venue were voided.[143] The current judge in the case is Robert Johnson of the 177th District Court in Harris County. Johnson was chosen at random to preside.[144]
In November 2018, the Texas Court of Criminal Appeals invalidated the trial court's order approving of payments of attorneys' fees to the special prosecutors in the case, and directed the lower court to issue payments "in accordance with an approved fee schedule," siding with county commissioners in Paxton's home county of Collin County, who had rejected the prosecutors's invoice.[145] The special prosecutors in the case have suggested that if they are not paid, they could withdraw from prosecution of Paxton.[145] The special prosecutors filed a motion for reconsideration in the Texas Court of Criminal Appeals in December 2018.[146] In June 2019, the Texas Court of Criminal Appeals declined to reconsider the motion, thus upholding the November 2018 ruling.[147] Shortly thereafter, one of three prosecutors pursuing criminal charges against Paxton asked to step down from the case.[148]
Paxton filed a motion to move the case from Harris County to his native Collin County, in 2019.[149] Judge Robert Johnson granted Paxton's defense team's motion in June 2020; the prosecution is appealing.[141]
Electoral history
Attorney General elections
Texas Attorney General Election, 2018[150] | |||
---|---|---|---|
Party | Candidate | Votes | % |
Republican | Ken Paxton | 4,172,599 | 50.60 |
Democratic | Justin Nelson | 3,873,186 | 47.00 |
Libertarian | Michael Ray Harris | 200,407 | 2.40 |
Texas Attorney General Election, 2014[151] | |||
---|---|---|---|
Party | Candidate | Votes | % |
Republican | Ken Paxton | 2,743,473 | 58.82 |
Democratic | Sam Houston | 1,773,250 | 38.02 |
Libertarian | Jamie Balagia | 118,197 | 2.53 |
Green | Jamar Osborne | 29,591 | 0.63 |
Texas Attorney General Republican Primary Runoff Election, 2014[151] | |||
---|---|---|---|
Party | Candidate | Votes | % |
Republican | Ken Paxton | 466,407 | 63.41 |
Republican | Dan Branch | 269,098 | 36.59 |
Texas Attorney General Republican Primary Election, 2014[151] | |||
---|---|---|---|
Party | Candidate | Votes | % |
Republican | Ken Paxton | 569,034 | 44.45 |
Republican | Dan Branch | 428,325 | 33.46 |
Republican | Barry Smitherman | 282,701 | 22.08 |
Texas Senate 8th district election
Texas Senate 8th District Election, 2012[151] | |||
---|---|---|---|
Party | Candidate | Votes | % |
Republican | Ken Paxton | 178,238 | 62.29 |
Democratic | Jack Ternan, Jr. | 99,010 | 34.60 |
Libertarian | Ed Kless | 8,899 | 3.11 |
Texas House 70th district elections
Texas House of Representatives 70th District Election, 2010[151] | |||
---|---|---|---|
Party | Candidate | Votes | % |
Republican | Ken Paxton (inc.) | 43,006 | 100.00 |
Texas House of Representatives 70th District Election, 2008[151] | |||
---|---|---|---|
Party | Candidate | Votes | % |
Republican | Ken Paxton (inc.) | 73,450 | 86.21 |
Libertarian | Robert Virasin | 11,751 | 13.79 |
Texas House of Representatives 70th District Election, 2006 | |||
---|---|---|---|
Party | Candidate | Votes | % |
Republican | Ken Paxton (inc.) | 30,062 | 69.03 |
Democratic | Rick Koster | 12,265 | 28.16 |
Libertarian | Robert Virasin | 1,222 | 2.81 |
Texas House of Representatives 70th District Election, 2004 | |||
---|---|---|---|
Party | Candidate | Votes | % |
Republican | Ken Paxton (inc.) | 58,250 | 76.03 |
Democratic | Martin Woodward | 18,451 | 23.97 |
Texas House of Representatives 70th District Election, 2002 | |||
---|---|---|---|
Party | Candidate | Votes | % |
Republican | Ken Paxton | 28,012 | 78.50 |
Democratic | Fred Lusk | 7,074 | 19.82 |
Libertarian | Robert Worthington | 600 | 1.68 |
Texas House of Representatives 70th District Republican Primary Runoff Election, 2002 | |||
---|---|---|---|
Party | Candidate | Votes | % |
Republican | Ken Paxton | 2,775 | 63.33 |
Republican | Bill Vitz | 1,607 | 36.67 |
Texas House of Representatives 70th District Republican Primary Election, 2002[151] | |||
---|---|---|---|
Party | Candidate | Votes | % |
Republican | Ken Paxton | 2,168 | 39.45 |
Republican | Bill Vitz | 1,171 | 21.31 |
Republican | Matt Matthews | 1,100 | 20.02 |
Republican | Robert Rankins | 954 | 17.36 |
Republican | Harry Pierce | 102 | 1.86 |
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External links
Wikimedia Commons has media related to Ken Paxton. |
Texas House of Representatives | ||
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Preceded by David Counts |
Member of the Texas House of Representatives from the 70th district 2003–2013 |
Succeeded by Scott Sanford |
Texas Senate | ||
Preceded by Florence Shapiro |
Member of the Texas Senate from the 8th district 2013–2015 |
Succeeded by Van Taylor |
Legal offices | ||
Preceded by Greg Abbott |
Attorney General of Texas 2015–present |
Incumbent |