Windows NT

It has been suggested that Dave Cutler intended the initialism "WNT" as a play on VMS, incrementing each letter by one.[6] However, the project was originally intended as a follow-on to OS/2 and was referred to as "NT OS/2" before receiving the Windows brand.[7] One of the original NT developers, Mark Lucovsky, states that the name was taken from the original target processor—the Intel i860, code-named N10 ("N-Ten").[8] A 1998 question-and-answer (Q&A) session with Bill Gates revealed that the letters were previously expanded to "New Technology" but no longer carry any specific meaning.[9] The letters were dropped from the names of releases from Windows 2000 and later, though Microsoft described that product as being "Built on NT Technology".[4][10]

One of the main purposes of NT is hardware and software portability. Various versions of NT family operating systems have been released for a variety of processor architectures, initially IA-32, MIPS, and DEC Alpha, with PowerPC, Itanium, x86-64 and ARM supported in later releases. An initial idea was to have a common code base with a custom Hardware Abstraction Layer (HAL) for each platform. However, support for MIPS, Alpha, and PowerPC was later dropped in Windows 2000. Broad software compatibility was initially achieved with support for several API "personalities", including Windows API, POSIX,[11] and OS/2 APIs[12] – the latter two were phased out starting with Windows XP.[13] Partial MS-DOS and Windows 16-bit compatibility is achieved on IA-32 via an integrated DOS Virtual Machine – although this feature is not available on other architectures.[14]

NT has supported per-object (file, function, and role) access control lists allowing a rich set of security permissions to be applied to systems and services. NT has also supported Windows network protocols, inheriting the previous OS/2 LAN Manager networking, as well as TCP/IP networking (for which Microsoft used to implement a TCP/IP stack derived at first from a STREAMS-based stack from Spider Systems, then later rewritten in-house).[15]

Windows NT 3.1 was the first version of Windows to use 32-bit flat virtual memory addressing on 32-bit processors. Its companion product, Windows 3.1, used segmented addressing and switches from 16-bit to 32-bit addressing in pages.

Windows NT 3.1 featured a core kernel providing a system API, running in supervisor mode (ring 0 in x86; referred to in Windows NT as "kernel mode" on all platforms), and a set of user-space environments with their own APIs which included the new Win32 environment, an OS/2 1.3 text-mode environment and a POSIX environment. The full preemptive multitasking kernel could interrupt running tasks to schedule other tasks, without relying on user programs to voluntarily give up control of the CPU, as in Windows 3.1 Windows applications (although MS-DOS applications were preemptively multitasked in Windows starting with Windows/386).

Notably, in Windows NT 3.x, several I/O driver subsystems, such as video and printing, were user-mode subsystems. In Windows NT 4, the video, server, and printer spooler subsystems were moved into kernel mode. Windows NT's first GUI was strongly influenced by (and programmatically compatible with) that from Windows 3.1; Windows NT 4's interface was redesigned to match that of the brand new Windows 95, moving from the Program Manager to the Windows shell design.

NTFS, a journaled, secure file system, is a major feature for NT. Windows NT also allows for other installable file systems; since versions 3.1, NT may be installed on FAT or HPFS file systems.[16]

Windows NT introduced its own driver model, the Windows NT driver model, and is incompatible with older driver frameworks. With Windows 2000, the Windows NT driver model was enhanced to become the Windows Driver Model, which was first introduced with Windows 98, but was based on the NT driver model.[17] Windows Vista added native support for the Windows Driver Foundation, which is also available for Windows XP, Windows Server 2003 and to an extent, Windows 2000.

Original Windows NT wordmark

Microsoft decided to create a portable operating system, compatible with OS/2 and POSIX and supporting multiprocessing, in October 1988.[18] When development started in November 1989, Windows NT was to be known as OS/2 3.0,[19] the third version of the operating system developed jointly by Microsoft and IBM. To ensure portability, initial development was targeted at the Intel i860XR RISC processor, switching to the MIPS R3000 in late 1989, and then the Intel i386 in 1990.[20] Microsoft also continued parallel development of the DOS-based and less resource-demanding Windows environment, resulting in the release of Windows 3.0 in May 1990.

Windows 3.0 was eventually so successful that Microsoft decided to change the primary application programming interface for the still unreleased NT OS/2 (as it was then known) from an extended OS/2 API to an extended Windows API. This decision caused tension between Microsoft and IBM and the collaboration ultimately fell apart.

IBM continued OS/2 development alone while Microsoft continued work on the newly renamed Windows NT. Though neither operating system would immediately be as popular as Microsoft's MS-DOS or Windows products, Windows NT would eventually be far more successful than OS/2.

Microsoft hired a group of developers from Digital Equipment Corporation led by Dave Cutler to build Windows NT, and many elements of the design reflect earlier DEC experience with Cutler's VMS,[21] VAXELN and RSX-11, but also an unreleased object-based operating system developed by Dave Cutler at Digital codenamed MICA.[22] The team was joined by selected members of the disbanded OS/2 team, including Moshe Dunie.[6]

Windows 2000 architecture

The VMS kernel was written in VAX Macro, but Windows NT was designed to run on multiple instruction set architectures and multiple hardware platforms within each architecture. The platform dependencies are hidden from the rest of the system by the HAL (Hardware Abstraction Layer).

While creating Windows NT, Microsoft developers rewrote VMS in C. Although they added the Win32 API, NTFS file system, GUI, and backwards compatibility with DOS, OS/2, and Win16, DEC engineers almost immediately noticed the two operating systems' internal similarities; parts of VAX/VMS Internals and Data Structures, published by Digital Press, accurately describe Windows NT internals using VMS terms. Instead of a lawsuit, Microsoft agreed to pay DEC $65–100 million, help market VMS, train Digital personnel on Windows NT, and continue Windows NT support for DEC Alpha.[21]

Windows NT and VMS memory management, processes, and scheduling are very similar. Windows NT's process management differs by implementing threading, which DEC did not implement until VMS 7.0 in 1995, likely to compete with Microsoft.

Like VMS,[21] Windows NT's kernel mode code distinguishes between the "kernel", whose primary purpose is to implement processor- and architecture-dependent functions, and the "executive". This was designed as a modified microkernel, as the Windows NT kernel was influenced by the Mach microkernel developed by Richard Rashid at Carnegie Mellon University,[23] but does not meet all of the criteria of a pure microkernel. Both the kernel and the executive are linked together into the single loaded module ntoskrnl.exe; from outside this module, there is little distinction between the kernel and the executive. Routines from each are directly accessible, as for example from kernel-mode device drivers.

API sets in the Windows NT family are implemented as subsystems atop the publicly undocumented "native" API; this allowed the late adoption of the Windows API (into the Win32 subsystem). Windows NT was one of the earliest operating systems to use Unicode internally.

Windows NT 3.1 to 3.51 incorporated the Program Manager and File Manager from the Windows 3.1x series. Windows NT 4.0 onwards replaced those programs with Windows Explorer (including a taskbar and Start menu), which originally appeared in Windows 95.

The first release was given version number 3.1 to match the contemporary 16-bit Windows; magazines of that era claimed the number was also used to make that version seem more reliable than a ".0" release. Also the Novell IPX protocol was apparently licensed only to 3.1 versions of Windows software.

The NT version number is not now generally used for marketing purposes, but is still used internally, and said to reflect the degree of changes to the core of the operating system.[42] However, for application compatibility reasons, Microsoft kept the major version number as 6 in releases following Vista,[43] but changed it later to 10 in Windows 10.[38] The build number is an internal identifier used by Microsoft's developers and beta testers.

Starting with Windows 8.1, Microsoft changed the Version API Helper functions' behavior. If an application is not manifested for Windows 8.1 or later, the API will always return version 6.2, which is the version number of Windows 8.[44][45] This is because the manifest feature was introduced with Windows 8.1,[46] to replace GetVersion and related functions.[47]

Windows NT is written in C and C++, with a very small amount written in assembly language.[48] C is mostly used for the kernel code while C++ is mostly used for user-mode code. Assembly language is avoided where possible because it would impede portability.[49]

The minimum hardware specification required to run each release of the professional workstation version of Windows NT has been fairly slow-moving until the 6.0 Vista release, which requires a minimum of 15 GB of free disk space, a 10-fold increase in free disk space alone over the previous version.

• Architecture of Windows NT
• F6 disk
• Windows Server domain
• ReactOS (an open source project with the goal of providing binary- and device driver-level compatibility with Windows NT)
• Windows NT startup process
• Windows Preinstallation Environment
• Microsoft Servers

• Windows (official page), Microsoft.
• Russinovich, Mark, "Windows NT and VMS: The Rest of the Story", Win 2000 (discussion of ancestry of NT), archived from the original on May 3, 2002.
• A Brief History of the Windows NT Operating System (fact sheet), Microsoft PressPass, 1998, archived from the original on June 10, 2004.