Amplitude modulation

In electronics and telecommunications, modulation means varying some aspect of a continuous wave carrier signal with an information-bearing modulation waveform, such as an audio signal which represents sound, or a video signal which represents images. In this sense, the carrier wave, which has a much higher frequency than the message signal, carries the information. At the receiving station, the message signal is extracted from the modulated carrier by demodulation.

In amplitude modulation, the amplitude or strength of the carrier oscillations is varied. For example, in AM radio communication, a continuous wave radio-frequency signal (a sinusoidal carrier wave) has its amplitude modulated by an audio waveform before transmission. The audio waveform modifies the amplitude of the carrier wave and determines the envelope of the waveform. In the frequency domain, amplitude modulation produces a signal with power concentrated at the carrier frequency and two adjacent sidebands. Each sideband is equal in bandwidth to that of the modulating signal, and is a mirror image of the other. Standard AM is thus sometimes called "double-sideband amplitude modulation" (DSBAM). Single-sideband amplitude modulation

A disadvantage of all amplitude modulation techniques, not only standard AM, is that the receiver amplifies and detects noise and electromagnetic interference in equal proportion to the signal. Increasing the received signal-to-noise ratio, say, by a factor of 10 (a 10 decibel improvement), thus would require increasing the transmitter power by a factor of 10. This is in contrast to frequency modulation (FM) and digital radio where the effect of such noise following demodulation is strongly reduced so long as the received signal is well above the threshold for reception. For this reason AM broadcast is not favored for music and high fidelity broadcasting, but rather for voice communications and broadcasts (sports, news, talk radio etc.).

AM is also inefficient in power usage; at least two-thirds of the power is concentrated in the carrier signal. The carrier signal contains none of the original information being transmitted (voice, video, data, etc.). However its presence provides a simple means of demodulation using envelope detection, providing a frequency and phase reference to extract the modulation from the sidebands. In some modulation systems based on AM, a lower transmitter power is required through partial or total elimination of the carrier component, however receivers for these signals are more complex because they must provide a precise carrier frequency reference signal (usually as shifted to the intermediate frequency) from a greatly reduced "pilot" carrier (in reduced-carrier transmission or DSB-RC) to use in the demodulation process. Even with the carrier totally eliminated in double-sideband suppressed-carrier transmission, carrier regeneration is possible using a Costas phase-locked loop. This does not work for single-sideband suppressed-carrier transmission (SSB-SC), leading to the characteristic "Donald Duck" sound from such receivers when slightly detuned. Single-sideband AM is nevertheless used widely in amateur radio and other voice communications because it has power and bandwidth efficiency (cutting the RF bandwidth in half compared to standard AM). On the other hand, in medium wave and short wave broadcasting, standard AM with the full carrier allows for reception using inexpensive receivers. The broadcaster absorbs the extra power cost to greatly increase potential audience.

An additional function provided by the carrier in standard AM, but which is lost in either single or double-sideband suppressed-carrier transmission, is that it provides an amplitude reference. In the receiver, the automatic gain control (AGC) responds to the carrier so that the reproduced audio level stays in a fixed proportion to the original modulation. On the other hand, with suppressed-carrier transmissions there is no transmitted power during pauses in the modulation, so the AGC must respond to peaks of the transmitted power during peaks in the modulation. This typically involves a so-called fast attack, slow decay circuit which holds the AGC level for a second or more following such peaks, in between syllables or short pauses in the program. This is very acceptable for communications radios, where compression of the audio aids intelligibility. However it is absolutely undesired for music or normal broadcast programming, where a faithful reproduction of the original program, including its varying modulation levels, is expected.

A simple form of amplitude modulation is the transmission of speech signals from the traditional analog telephone set using a common battery local loop.[2] The direct current provided by the central office battery is a carrier with a frequency of 0 Hz, that is modulated by a microphone (transmitter) in the telephone set according to the acoustic signal from the mouth of the speaker. The result is a varying amplitude direct current, whose AC-component is the speech signal extracted at the central office for transmission to another subscriber.

A simple form of digital amplitude modulation which can be used for transmitting binary data is on-off keying, the simplest form of amplitude-shift keying, in which ones and zeros are represented by the presence or absence of a carrier. On-off keying is likewise used by radio amateurs to transmit Morse code where it is known as continuous wave (CW) operation, even though the transmission is not strictly "continuous." A more complex form of AM, quadrature amplitude modulation is now more commonly used with digital data, while making more efficient use of the available bandwidth.

One of the crude pre-vacuum tube AM transmitters, a Telefunken arc transmitter from 1906. The carrier wave is generated by 6 electric arcs in the vertical tubes, connected to a tuned circuit. Modulation is done by the large carbon microphone (cone shape) in the antenna lead.

One of the first vacuum tube AM radio transmitters, built by Meissner in 1913 with an early triode tube by Robert von Lieben. He used it in a historic 36 km (24 mi) voice transmission from Berlin to Nauen, Germany. Compare its small size with above transmitter.

Although AM was used in a few crude experiments in multiplex telegraph and telephone transmission in the late 1800s,[3] the practical development of amplitude modulation is synonymous with the development between 1900 and 1920 of "radiotelephone" transmission, that is, the effort to send sound (audio) by radio waves. The first radio transmitters, called spark gap transmitters, transmitted information by wireless telegraphy, using different length pulses of carrier wave to spell out text messages in Morse code. They couldn't transmit audio because the carrier consisted of strings of damped waves, pulses of radio waves that declined to zero, that sounded like a buzz in receivers. In effect they were already amplitude modulated.

Illustration of amplitude modulation

The carrier wave (sine wave) of frequency f_c and amplitude A is expressed by

${\displaystyle c(t)=A\sin(2\pi f_{c}t)\,}$.

The message signal, such as an audio signal that is used for modulating the carrier, is m(t), and has a frequency f_m, much lower than f_c:

${\displaystyle m(t)=M\cos \left(2\pi f_{m}t+\phi \right)=Am\cos \left(2\pi f_{m}t+\phi \right)\,}$,

where m is the amplitude sensitivity, M is the amplitude of modulation. If m < 1, (1 + m(t)/A) is always positive for undermodulation. If m > 1 then overmodulation occurs and reconstruction of message signal from the transmitted signal would lead in loss of original signal. Amplitude modulation results when the carrier c(t) is multiplied by the positive quantity (1 + m(t)/A):

${\displaystyle {\begin{aligned}y(t)&=\left[1+{\frac {m(t)}{A}}\right]c(t)\\&=\left[1+m\cos \left(2\pi f_{m}t+\phi \right)\right]A\sin \left(2\pi f_{c}t\right)\end{aligned}}}$

In this simple case m is identical to the modulation index, discussed below. With m = 0.5 the amplitude modulated signal y(t) thus corresponds to the top graph (labelled "50% Modulation") in figure 4.

Using prosthaphaeresis identities, y(t) can be shown to be the sum of three sine waves:

${\displaystyle y(t)=A\sin(2\pi f_{c}t)+{\frac {1}{2}}Am\left[\sin \left(2\pi \left[f_{c}+f_{m}\right]t+\phi \right)+\sin \left(2\pi \left[f_{c}-f_{m}\right]t-\phi \right)\right].\,}$

Therefore, the modulated signal has three components: the carrier wave c(t) which is unchanged in frequency, and two sidebands with frequencies slightly above and below the carrier frequency f_c.

Fig 2: Double-sided spectra of baseband and AM signals.

A useful modulation signal m(t) is usually more complex than a single sine wave, as treated above. However, by the principle of Fourier decomposition, m(t) can be expressed as the sum of a set of sine waves of various frequencies, amplitudes, and phases. Carrying out the multiplication of 1 + m(t) with c(t) as above, the result consists of a sum of sine waves. Again, the carrier c(t) is present unchanged, but each frequency component of m at f_i has two sidebands at frequencies f_c + f_i and f_c - f_i. The collection of the former frequencies above the carrier frequency is known as the upper sideband, and those below constitute the lower sideband. The modulation m(t) may be considered to consist of an equal mix of positive and negative frequency components, as shown in the top of Fig. 2. One can view the sidebands as that modulation m(t) having simply been shifted in frequency by f_c as depicted at the bottom right of Fig. 2.

Fig 3: The spectrogram of an AM voice broadcast shows the two sidebands (green) on either side of the carrier (red) with time proceeding in the vertical direction.

The short-term spectrum of modulation, changing as it would for a human voice for instance, the frequency content (horizontal axis) may be plotted as a function of time (vertical axis), as in Fig. 3. It can again be seen that as the modulation frequency content varies, an upper sideband is generated according to those frequencies shifted above the carrier frequency, and the same content mirror-imaged in the lower sideband below the carrier frequency. At all times, the carrier itself remains constant, and of greater power than the total sideband power.

The RF bandwidth of an AM transmission (refer to Figure 2, but only considering positive frequencies) is twice the bandwidth of the modulating (or "baseband") signal, since the upper and lower sidebands around the carrier frequency each have a bandwidth as wide as the highest modulating frequency. Although the bandwidth of an AM signal is narrower than one using frequency modulation (FM), it is twice as wide as single-sideband techniques; it thus may be viewed as spectrally inefficient. Within a frequency band, only half as many transmissions (or "channels") can thus be accommodated. For this reason analog television employs a variant of single-sideband (known as vestigial sideband, somewhat of a compromise in terms of bandwidth) in order to reduce the required channel spacing.

Another improvement over standard AM is obtained through reduction or suppression of the carrier component of the modulated spectrum. In Figure 2 this is the spike in between the sidebands; even with full (100%) sine wave modulation, the power in the carrier component is twice that in the sidebands, yet it carries no unique information. Thus there is a great advantage in efficiency in reducing or totally suppressing the carrier, either in conjunction with elimination of one sideband (single-sideband suppressed-carrier transmission) or with both sidebands remaining (double sideband suppressed carrier). While these suppressed carrier transmissions are efficient in terms of transmitter power, they require more sophisticated receivers employing synchronous detection and regeneration of the carrier frequency. For that reason, standard AM continues to be widely used, especially in broadcast transmission, to allow for the use of inexpensive receivers using envelope detection. Even (analog) television, with a (largely) suppressed lower sideband, includes sufficient carrier power for use of envelope detection. But for communications systems where both transmitters and receivers can be optimized, suppression of both one sideband and the carrier represent a net advantage and are frequently employed.

A technique used widely in broadcast AM transmitters is an application of the Hapburg carrier, first proposed in the 1930s but impractical with the technology then available. During periods of low modulation the carrier power would be reduced and would return to full power during periods of high modulation levels. This has the effect of reducing the overall power demand of the transmitter and is most effective on speech type programmes. Various trade names are used for its implementation by the transmitter manufacturers from the late 80's onwards.

The AM modulation index is a measure based on the ratio of the modulation excursions of the RF signal to the level of the unmodulated carrier. It is thus defined as:

${\displaystyle m={\frac {\mathrm {peak\ value\ of\ } m(t)}{A}}={\frac {M}{A}}}$

where ${\displaystyle M\,}$ and ${\displaystyle A\,}$ are the modulation amplitude and carrier amplitude, respectively; the modulation amplitude is the peak (positive or negative) change in the RF amplitude from its unmodulated value. Modulation index is normally expressed as a percentage, and may be displayed on a meter connected to an AM transmitter.

So if ${\displaystyle m=0.5}$, carrier amplitude varies by 50% above (and below) its unmodulated level, as is shown in the first waveform, below. For ${\displaystyle m=1.0}$, it varies by 100% as shown in the illustration below it. With 100% modulation the wave amplitude sometimes reaches zero, and this represents full modulation using standard AM and is often a target (in order to obtain the highest possible signal-to-noise ratio) but mustn't be exceeded. Increasing the modulating signal beyond that point, known as overmodulation, causes a standard AM modulator (see below) to fail, as the negative excursions of the wave envelope cannot become less than zero, resulting in distortion ("clipping") of the received modulation. Transmitters typically incorporate a limiter circuit to avoid overmodulation, and/or a compressor circuit (especially for voice communications) in order to still approach 100% modulation for maximum intelligibility above the noise. Such circuits are sometimes referred to as a vogad.

However it is possible to talk about a modulation index exceeding 100%, without introducing distortion, in the case of double-sideband reduced-carrier transmission. In that case, negative excursions beyond zero entail a reversal of the carrier phase, as shown in the third waveform below. This cannot be produced using the efficient high-level (output stage) modulation techniques (see below) which are widely used especially in high power broadcast transmitters. Rather, a special modulator produces such a waveform at a low level followed by a linear amplifier. What's more, a standard AM receiver using an envelope detector is incapable of properly demodulating such a signal. Rather, synchronous detection is required. Thus double-sideband transmission is generally not referred to as "AM" even though it generates an identical RF waveform as standard AM as long as the modulation index is below 100%. Such systems more often attempt a radical reduction of the carrier level compared to the sidebands (where the useful information is present) to the point of double-sideband suppressed-carrier transmission where the carrier is (ideally) reduced to zero. In all such cases the term "modulation index" loses its value as it refers to the ratio of the modulation amplitude to a rather small (or zero) remaining carrier amplitude.

Fig 4: Modulation depth. In the diagram, the unmodulated carrier has an amplitude of 1.

Anode (plate) modulation. A tetrode's plate and screen grid voltage is modulated via an audio transformer. The resistor R1 sets the grid bias; both the input and output are tuned circuits with inductive coupling.

Modulation circuit designs may be classified as low- or high-level (depending on whether they modulate in a low-power domain—followed by amplification for transmission—or in the high-power domain of the transmitted signal).[4]

The simplest form of AM demodulator consists of a diode which is configured to act as envelope detector. Another type of demodulator, the product detector, can provide better-quality demodulation with additional circuit complexity.

• AM stereo
• Shortwave radio
• Amplitude modulation signalling system (AMSS)
• Modulation sphere
• Types of radio emissions
• Airband
• DSB-SC

• Newkirk, David and Karlquist, Rick (2004). Mixers, modulators and demodulators. In D. G. Reed (ed.), The ARRL Handbook for Radio Communications (81st ed.), pp. 15.1–15.36. Newington: ARRL. ISBN 0-87259-196-4.

• Amplitude Modulation by Jakub Serych, Wolfram Demonstrations Project.
• Amplitude Modulation, by S Sastry.
• Amplitude Modulation, an introduction by Federation of American Scientists.
• Amplitude Modulation tutorial including related topics of modulators, demodulators, etc...