Phalanx CIWS

The Phalanx CIWS (pronounced "sea-wiz") is a close-in weapon system for defense against incoming threats such as small boats, surface torpedoes, anti-ship missiles and helicopters. It was designed and manufactured by the General Dynamics Corporation, Pomona Division,[3] later a part of Raytheon. Consisting of a radar-guided 20 mm (0.8 in) Vulcan cannon mounted on a swiveling base, the Phalanx has been used by the United States Navy and the naval forces of 15 other countries. The US Navy deploys it on every class of surface combat ship, except the Zumwalt-class destroyer and San Antonio-class amphibious transport dock.[5] Other users include the British Royal Navy, the Royal Australian Navy, the Royal Canadian Navy and the US Coast Guard (aboard its Hamilton- and Legend-class cutters).

Phalanx CIWS
Phalanx CIWS aboard USS Jason Dunham.
TypeClose-in weapon system
Place of originUnited States
Service history
In service1980–present
Used bySee operators
WarsPersian Gulf War
Production history
DesignerGeneral Dynamics
Designed1969
ManufacturerGeneral Dynamics
Unit cost5X Block 1B 8.56M pound to UK

9X Block 1B 13.66M USD each for SK
13 sets MK15 Phalanx Block 1B Baseline 2 for TW, 8 set is for upgrading the current Block 0 to MK15 Phalanx Block 1B Baseline 2, total cost: 0.416B with 260K MK 244 MOD 0 armor piercing bullet, Baseline2 is the newest model in Block 1B on 11/2016

(price may vary for different amounts of ammo, technical protocols, and personnel training)[1]
Produced1978[2]
Variants3
Specifications
Mass
  • 12,500 lb (5,700 kg) early models
  • 13,600 lb (6,200 kg) late models[2]
Barrel length
  • Block 0 & 1 (L76 gun barrel): 59.8 in (1,520 mm)
  • Block 1B (L99 gun barrel): 78 in (2,000 mm)[2]
Height15.5 ft (4.7 m)
CrewAutomated, with human oversight
Shell
Caliber20×102 mm
Barrels6-barrel (progressive RH parabolic twist, 9 grooves)
Elevation
  • Block 0: −10°/+80°
  • Block 1: −20°/+80°
  • (Rate of elevation: 86°/sec for Block 0/1)
  • Block 1B: -25°/+85°
  • (Rate of elevation: 115°/sec)[2]
Traverse
  • 150° from either side of centerline
  • (Rate of traverse: 100°/sec for Block 0 & 115°/sec for Block 1B)[2]
Rate of fire
  • Block 0/1: 3,000 rounds/minute (50 rounds/second)
  • Block 1A/1B: 4,500 rounds/minute (75 rounds/second)
Muzzle velocity3,600 ft/s (1,100 m/s)[2]
Effective firing range1,625 yd (1,486 m) (max. effective range)[2]
Maximum firing range6,000 yd (5,500 m)[2]
Main
armament
1×20 mm M61 Vulcan 6-barreled Gatling cannon[3]
Guidance
system
Ku-band radar and FLIR[4]
The Phalanx CIWS Block 1B mounted on the Oliver Hazard Perry-class frigate USS Elrod, in mothballs at the Philadelphia Navy Yard.

A land variant, known as the LPWS (Land Phalanx Weapon System), part of the C-RAM system, has recently been deployed in a short range missile defense role, to counter incoming rockets, artillery and mortar fire.[6] The U.S. Navy also fields the SeaRAM system, which pairs the RIM-116 Rolling Airframe Missile with sensors based on the Phalanx.

Because of their distinctive barrel-shaped radome and their automated nature of operation, Phalanx CIWS units are sometimes nicknamed "R2-D2" after the famous droid character from the Star Wars films.[7][8]

History

The Phalanx Close-In Weapons System (CIWS) was developed as the last line of automated weapons defense (terminal defense or point defense) against all incoming threats, including small boats, surface torpedoes, antiship missiles (AShMs or ASMs) and attacking aircraft, including high-g and maneuvering sea-skimmers.

The Phalanx prototype on USS King in 1973.

The first prototype system was offered to the U.S. Navy for evaluation on the destroyer leader USS King in 1973 and it was determined that additional improvements were required to improve performance and reliability. Subsequently, the Phalanx Operational Suitability Model successfully completed its Operational Test and Evaluation (OT&E) on board the destroyer USS Bigelow in 1977.[2] The model exceeded operational maintenance, reliability, and availability specifications. Another evaluation successfully followed, and the weapon system was approved for production in 1978. Phalanx production started with orders for 23 USN and 14 foreign military systems. The first ship fully fitted out was the aircraft carrier USS Coral Sea in 1980. The Navy began placing CIWS systems on non-combatant vessels in 1984.

Design

The basis of the system is the 20 mm M61 Vulcan Gatling gun autocannon, used since 1959, by the United States military on various tactical aircraft, linked to a Ku band fire control radar system for acquiring and tracking targets. This proven system was combined with a purpose-made mounting, capable of fast elevation and traverse speeds, to track incoming targets. An entirely self-contained unit, the mounting houses the gun, an automated fire-control system and all other major components, enabling it to automatically search for, detect, track, engage, and confirm kills using its computer-controlled radar system. Owing to this self-contained nature, Phalanx is ideal for support ships, which lack integrated targeting systems and generally have limited sensors. The entire unit has a mass between 12,400 to 13,500 lb (5,600 to 6,100 kg).

Upgrades
Rounds from a Mk-15 Phalanx CIWS from the guided missile destroyer USS Mitscher hit ex-USNS Saturn during a sinking exercise (SINKEX), 2010.

Due to the evolution of threats and computer technology, the Phalanx system has been developed through several configurations. The basic (original) style is the Block 0, equipped with first-generation, solid-state electronics and with marginal capability against surface targets. The Block 1 (1988) upgrade offered various improvements in radar, ammunition, computing power, rate of fire, and an increase in maximum engagement elevation to +70 degrees. These improvements were intended to increase the system's capability against emerging Russian supersonic antiship missiles. Block 1A introduced a new computer system to counter more maneuverable targets. The Block 1B PSuM (Phalanx Surface Mode, 1999) adds a forward-looking infrared (FLIR) sensor to make the weapon effective against surface targets.[9] This addition was developed to provide ship defense against small vessel threats and other "floaters" in littoral waters and to improve the weapon's performance against slower low-flying aircraft. The FLIR's capability is also of use against low-observability missiles and can be linked with the RIM-116 Rolling Airframe Missile (RAM) system to increase RAM engagement range and accuracy. The Block 1B also allows for an operator to visually identify and target threats.[9]

As the system model manager, the U.S. Navy is in the process of upgrading all their Phalanx systems to the Block 1B configuration. All U.S Navy Phalanx systems are scheduled for upgrade to Block 1B by the end of FY 2015. In addition to the FLIR sensor, the Block 1B incorporates an automatic acquisition video tracker, optimized gun barrels (OGB), and Enhanced Lethality Cartridges (ELC) for additional capabilities against asymmetric threats such as small maneuvering surface craft, slow-flying fixed and rotary-winged aircraft, and unmanned aerial vehicles. The FLIR sensor improves performance against antiship cruise missiles, while the OGB and ELC provide tighter dispersion and increased "first-hit" range; the Mk 244 ELC is specifically designed to penetrate antiship missiles with a 48 percent heavier tungsten penetrator round and an aluminum nose piece. Another system upgrade is the Phalanx 1B Baseline 2 radar to improve detection performance, increase reliability, and reduce maintenance. It also has a surface mode to track, detect, and destroy threats closer to the water's surface, increasing the ability to defend against fast-attack boats and low-flying missiles; the Baseline 2 radar upgrade is to be installed on all U.S. Navy Phalanx system-equipped vessels by FY 2019.[10] The Block 1B is also used by other navies, such as Canada, Portugal, Japan, Egypt, Bahrain, and the UK.[11]

In April 2017, Raytheon tested a new electric gun for the Phalanx allowing the system to fire at varying rates to conserve ammunition. The new design replaces the pneumatic motor, compressor, and storage tanks, reducing system weight by 180 lb (82 kg) while increasing reliability and reducing operating costs.[12]

Operation

The CIWS is designed to be the last line of defense against antiship missiles. Due to its design criteria, its effective range is very short relative to the range of modern ASMs, from 1 to 5 nautical miles (2 to 9 km). The gun mount moves at a very high speed and with great precision. The system takes minimal inputs from the ship, making it capable of functioning despite potential damage to the ship. The only inputs required for operation are 440 V AC three-phase electric power at 60 Hz and water (for electronics cooling). For full operation, including some nonessential functions, it also has inputs for ship's true compass heading and 115 V AC for the PASS subsystem.

A technician checks the radar transmitter and microwave assemblies of a Phalanx CIWS, most likely a Block 0. On the unit in the background, the search radar can be seen at the top left with the vertical, orange-peel shaped, tracking radar below it.

Radar subsystems

The CIWS has two antennas that work together to engage targets. The first antenna, for searching, is located inside the radome on the weapon control group (top of the white-painted portion). The search subsystem provides bearing, range, velocity, heading, and altitude information of potential targets to the CIWS computer. This information is analyzed to determine whether the detected object should be engaged by the CIWS system. Once the computer identifies a valid target (see details below), the mount moves to face the target and then hands the target over to the tracking antenna. The track antenna is extremely precise, but views a much smaller area. The tracking subsystem observes the target until the computer determines that the probability of a successful hit is maximized and then, depending on the operator conditions, the system either fires automatically or recommends fire to the operator. While firing, the system tracks outgoing rounds and 'walks' them onto the target.

U.S. Navy sailors load tungsten ammunition (white sabots at right) and offload dummy ammunition (left).

Gun and ammunition handling system

The Block 0 CIWS mounts (hydraulic driven) fired at a rate of 3,000 rounds per minute and held 989 rounds in the magazine drum.[3] The Block 1 CIWS mounts (hydraulic) also fired at 3,000 rounds per minute with an extended magazine drum holding 1,550 rounds. The Block 1A and newer (pneumatic driven) CIWS mounts fire at a rate of 4,500 rounds per minute with a 1,550-round magazine. The velocity of the rounds fired is about 3,600 feet per second (1,100 m/s). The rounds are armor-piercing tungsten penetrator rounds or depleted uranium with discardable sabots. The Phalanx CIWS 20–mm rounds are designed to destroy a missile's airframe and make it unaerodynamic, thus keeping shrapnel from the exploding projectile to a minimum, effectively keeping secondary damage to a minimum. The ammunition handling system has two conveyor belt systems. The first takes the rounds out of the magazine drum to the gun; the second takes empty shells or nonfired rounds to the opposite end of the drum.

The 20–mm APDS rounds consist of a 15 mm (0.59 in) penetrator encased in a plastic sabot and a lightweight metal pusher.[13] Shells fired by the Phalanx cost around $30 each and the gun typically fires 100 or more when engaging a target.[14]

CIWS contact target identification

The CIWS does not recognize identification friend or foe, also known as IFF. The CIWS only has the data it collects in real time from the radars to decide if the target is a threat and to engage it. A contact must meet multiple criteria for the CIWS to consider it a target. These criteria include:

A sailor sits at a CIWS Local Control Panel (LCP) during a general quarters drill.
  1. Is the range of the target increasing or decreasing in relation to the ship? The CIWS search radar sees contacts that are out-bound and discards them. The CIWS engages a target only if it is approaching the ship.
  2. Is the contact capable of maneuvering to hit the ship? If a contact is not heading directly at the ship, the CIWS looks at its heading in relation to the ship and its velocity. It then decides if the contact can still perform a maneuver to hit the ship.
  3. Is the contact traveling between the minimum and maximum velocities? The CIWS has the ability to engage targets that travel in a wide range of speeds; however, it is not an infinitely wide range. The system has a target maximum-velocity limit. If a target exceeds this velocity, the CIWS does not engage it. It also has a target minimum-velocity limit, and does not engage any contact below that velocity. The operator can adjust the minimum and maximum limits within the limits of the system.

There are many other subsystems that together ensure proper operation, such as environmental control, transmitter, mount movement control, power control and distribution, and so on. It takes six to eight months to train a technician to maintain, operate, and repair the CIWS.

Incidents

Drone exercise accidents

On 10 February 1983, USS Antrim was conducting a live-fire exercise off the East Coast of the United States using the Phalanx against a target drone. Although the drone was successfully engaged at close range, the target debris bounced off the sea surface and struck the ship. This caused significant damage and fire from the drone's residual fuel, which also killed a civilian instructor aboard this ship.[15][16]

On 13 October 1989, USS El Paso was conducting a live-fire exercise off the East Coast of the United States using the Phalanx against a target drone. The drone was successfully engaged, but as the drone fell to the sea, the CIWS re-engaged it as a continued threat to El Paso. Rounds from the Phalanx struck the bridge of USS Iwo Jima, killing one officer and injuring a petty officer.[17]

Iran–Iraq War
Stark listing after being hit.
See also: USS Stark (FFG-31) § Missile attack

On 17 May 1987, during the Iran–Iraq War, an Iraqi [18] modified Falcon 50 business jet, [19] fired two Exocet missiles at the American frigate USS Stark.

Both missiles struck the port side of the ship near the bridge. The Phalanx CIWS remained in standby mode and the Mark 36 SRBOC countermeasures were not armed.[20] 37 United States Navy personnel were killed and 21 wounded.

Iraqi missile attack in 1991 Gulf War

On 25 February 1991, during the first Gulf War, the Phalanx-equipped frigate USS Jarrett was a few miles from the U.S. Navy battleship USS Missouri and the Royal Navy destroyer HMS Gloucester. An Iraqi missile battery fired two Silkworm missiles (often referred to as the Seersucker), at which time Missouri fired its SRBOC chaff countermeasures. The Phalanx system on Jarrett, operating in its automatic target-acquisition mode, fixed on Missouri's chaff, releasing a burst of rounds. From this burst, four rounds hit Missouri, which was 2–3 miles (3.2–4.8 km) from Jarrett at the time. There were no injuries on Missouri and the Iraqi missiles were destroyed by Sea Dart missiles fired by Gloucester.[21]

JMSDF mounted Phalanx CIWS

Accidental downing of US aircraft by the Japanese destroyer Yūgiri

On 4 June 1996, a Japanese Phalanx accidentally shot down a US A-6 Intruder from the aircraft carrier USS Independence that was towing a radar target during gunnery exercises about 1,500 mi (2,400 km) west of the main Hawaiian island of Oahu. A Phalanx aboard the Asagiri-class destroyer JDS Yūgiri locked onto the Intruder instead of the target or tracked up the tow cable after acquiring the towed-target. Both the pilot and bombardier/navigator ejected safely.[22] A post-accident investigation concluded that Yūgiri's gunnery officer gave the order to fire before the A-6 was out of the CIWS engagement envelope.[23][24]

Centurion C-RAM
Centurion C-RAM

Seeking a solution to continual rocket and mortar attacks on bases in Iraq, the U.S. Army requested a quick-to-field antiprojectile system in May 2004, as part of its Counter-Rocket, Artillery, Mortar initiative.[25] The end result of this program was the "Centurion". For all intents and purposes a terrestrial version of the Navy's CIWS, the Centurion was rapidly developed,[26] with a proof-of-concept test in November that same year. Deployment to Iraq began in 2005,[25][27] where it was set up to protect forward operating bases and other high-value sites in and around the capital, Baghdad.[28] Israel has purchased a single system for testing purposes, and was reported[29] to have considered buying the system to counter rocket attacks and defend point military installations. However, the swift and effective development and performance of Israel's indigenous Iron dome system has ruled out any purchase or deployment of Centurion.

Each system consists of a modified Phalanx 1B CIWS, powered by an attached generator and mounted on a trailer for mobility. Including the same 20 mm M61A1 Gatling gun, the unit is likewise capable of firing 4,500 20–mm rounds per minute.[6][30] In 2008, there were more than 20 CIWS systems protecting bases in the U.S. Central Command area of operations. A Raytheon spokesman told the Navy Times that 105 attacks were defeated by the systems, most of them involving mortars. Based on the success of Centurion, 23 additional systems were ordered in September 2008.[31]

Like the naval (1B) version, Centurion uses Ku-band radar and FLIR[32] to detect and track incoming projectiles, and is also capable of engaging surface targets, with the system able to reach a minus-25-degree elevation.[32] The Centurion is reportedly capable of defending a 0.5 sq mi (1.3 km2) area.[33] One major difference between the land- and sea-based variants is the choice of ammunition. Whereas naval Phalanx systems fire tungsten armor-piercing rounds, the C-RAM uses the 20–mm HEIT-SD (High-Explosive Incendiary Tracer, Self-Destruct) ammunition, originally developed for the M163 Vulcan Air Defense System.[26][34] These rounds explode on impact with the target, or on tracer burnout, thereby greatly reducing the risk of collateral damage from rounds that fail to hit their target.[26][34]

Operators
Map of Phalanx CIWS operators in blue
Phalanx CIWS and Bofors 40mm L70 Gun aboard ROCN Di Hua (PFG-1206)

Current operators
 Australia[35]

 Bahrain[35]

 Canada[35]

 Greece[36]

 Ecuador

 Egypt[37]

 India[38]

 Israel[35]

 Japan[37]

 Mexico[39]

 New Zealand[35]

 Pakistan[35]

 Poland[35]

 Portugal[37]

 Saudi Arabia[35]

 South Korea[40]

 Thailand[41]

 Turkey

 Taiwan (13 sets MK15 Phalanx Block 1B Baseline 2, 8 set is for upgrading the current Block 0 to MK15 Phalanx Block 1B Baseline 2, total cost: 0.416B with 260K MK 244 MOD 0 armor piercing bullet, Baseline2 is the newest model in Block 1B on 11/2016)[35][1]

 United Kingdom[37]

 United States[37]

Former

 Australia

 Canada

 Chile

 Japan

 Malaysia

 New Zealand

 Thailand

 Taiwan

 United Kingdom

 United States

Specifications (Block 1A/B)
Phalanx (Block 1A) live fire test aboard USS Monterey in November 2008.
  • Gun: 1× 20–mm M61A2 Vulcan 6-barreled Gatling cannon[3]
  • Height: 15.5 ft (4.7 m)
  • Weight: 12,500 lb (5,700 kg), later models 13,600 lb (6,200 kg)[2]
  • Elevation −25° to +85°
  • Muzzle velocity: 3,600 ft/s (1,100 m/s)
  • Rate of fire: 4,500 rounds/minute
  • Maximum burst size: 1000 rounds
  • Ammunition capacity: 1,550 rounds
  • Radar: Ku band
  • Cost: $3.8 Million[42]
  • Target Mach 2.[43]

Similar systems

References

Notes
  1. Storm.mg. "凱子軍購？海軍先斬後奏買方陣快砲 價格比英、韓貴1倍-風傳媒".
  2. DiGiulian, Tony (5 March 2018). "USA 20 mm Phalanx Close-in Weapon System (CIWS)". NavWeaps.com. Retrieved 28 July 2020.
  3. Thomas, Vincent C. The Almanac of Seapower 1987 Navy League of the United States (1987) ISBN 0-9610724-8-2 p.191
  4. Archived October 7, 2009, at the Wayback Machine
  5. "Amphibious Transport Dock". www.public.navy.mil.
  6. "Murdoc online March 20, 2006 CIWS now does surface targets, too". Murdoconline.net. Archived from the original on April 12, 2009. Retrieved 2010-04-13.
  7. Sieff, Martin (November 3, 2006). "Phalanx Has a Future". Spacewar.com. Retrieved October 2, 2017.
  8. "TELUS, news, headlines, stories, breaking, canada, canadian, national". Home.mytelus.com. Archived from the original on 2011-07-14. Retrieved 2010-04-13.
  9. "Raytheon Company: Phalanx". Raytheon.com. Retrieved 2010-04-13.
  10. Navy Overhauls Phalanx Ship Defense Weapon Archived 2013-12-17 at the Wayback Machine - Defensetech.org, 21 August 2013
  11. "Raytheon Awarded Phalanx 1B Upgrade Order for Royal Navy". Prnewswire.com. Archived from the original on 2010-09-01. Retrieved 2010-04-13.
  12. New electric gun for Phalanx® Close-In Weapon System passes first test - PRNewswire.com, 4 April 2017
  13. "CIWS: The Last Ditch Defense" (PDF).
  14. Laser Weapons That Seem To Work - Strategypage.com, 17 April 2013
  15. "USS Antrim (FFG 20)". Navysite.de. Retrieved 2012-08-04.
  16. "USS Antrim FFG-20". Historycentral.com. Retrieved 2012-08-04.
  17. Plunkett, A.J. (October 12, 1989). "Iwo Jima Officer Killed In Firing Exercise". Daily Press. Archived from the original on 2013-10-21. Retrieved 2013-08-16.
  18. Formal Investigation into the Circumstances Surrounding the Attack of the USS Stark in 1987
  19. Leone, Dario (2019-07-14). "How a Modified Iraqi Falcon 50 Business Jet Nearly Destroyed a US Frigate". The National Interest. Retrieved 2020-04-12.
  20. "DOD Letter, Subject: Formal investigation into the circumstances surrounding the attack on the USS Stark (FFG-31) on 17 May 1987" (PDF). 3 September 1987. Retrieved 28 July 2020.
  21. "Tab-H Friendly-fire Incidents". Gulflink.osd.mil. Retrieved 2010-04-13.
  22. Cable News Network. Japan apologizes for gunning down U.S. plane. June 4, 1996.
  23. The Virginian-Pilot. Human Error Cited In Downing Of Navy Plane By Japanese Archived 2007-10-15 at the Wayback Machine. October 24, 1996.
  24. "Transcript of the DoD investigation of the incident".
  25. "Army C-RAM Intercepts 100th Mortar Bomb in Iraq". Defense-update.com. 2007-06-07. Archived from the original on 2009-12-31. Retrieved 2010-04-13.
  26. "Navy News, news from Iraq". Navy Times. 2005-06-27. Retrieved 2010-04-13.
  27. "First C-RAM joint intercept battery organizes for combat. – Free Online Library". Thefreelibrary.com. Retrieved 2010-04-13.
  28. "Archived copy" (PDF). Archived from the original (PDF) on 2010-11-28. Retrieved 2009-08-28.CS1 maint: archived copy as title (link)
  29. "BMD Focus: Barak dithered on Phalanx". Spacewar.com. Retrieved 2010-04-13.
  30. "Israel may buy rapid-fire cannon" Jerusalem Post Dec 20, 2007 Archived July 13, 2011, at the Wayback Machine
  31. Analyst: DDGs without CIWS vulnerable. Navy Times. September 16, 2008
  33. 23-Apr-2009 13:20 EDT (2009-04-23). "A Laser Phalanx?". Defenseindustrydaily.com. Retrieved 2010-04-13.
  34. "Counter-RAM Systems Target Rockets". Aviation Week. 2009-08-27. Retrieved 2010-04-13.
  35. "Mk 15 Phalanx Block 0 / CIWS, Close-In Weapon System". Deagel.com. 2010-03-07. Retrieved 2010-04-13.
  36. "World Navies Today: india". Hazegray.org. 2002-03-24. Retrieved 2010-04-13.
  37. "Mk 15 Phalanx Block 1B / CIWS, Close-In Weapon System". Deagel.com. Retrieved 2010-04-13.
  38. "INS Jalashwa". bharat-rakshak.com. Retrieved 2015-04-16.
  39. "Mexico Missile Boats". HAARETZ.com. 2003-12-23. Retrieved 2013-04-10.
  40. "Raytheon to deliver 9 Phalanx CIWS to Republic of Korea Navy". February 25, 2014.
  41. "World Navies Today: Thailand". Hazegray.org. 2002-03-25. Retrieved 2010-04-13.
  42. "FY97 Annual Report - PHALANX CLOSE-IN WEAPON SYSTEM (CIWS)". Globalsecurity.org. Retrieved 2016-01-05.
  43. https://vz.ru/society/2017/4/17/866694.html
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