Great Purge

Excerpt of NKVD Order No. 00447

A list from the Great Purge signed by Stalin, Molotov, Kaganovich, Voroshilov, Mikoyan, and Chubar.

The term repression was officially used to describe the prosecution of people considered counter-revolutionaries and enemies of the people by the leader of the Soviet Union at the time, Joseph Stalin. Historians debate the causes of the purge, such as Stalin's paranoia, or his desire to remove dissenters from the Communist Party or to consolidate his authority. The purges began in the Red Army, and the techniques developed there were quickly adapted to purges in other sectors.[9] Most public attention was focused on the purge of certain parts of the leadership of the Communist Party, as well as of government bureaucrats and leaders of the armed forces, most of whom were Party members. The campaigns also affected many other categories of the society: intelligentsia, peasants—especially those lending out money or wealth (kulaks)—and professionals.[10]

A series of NKVD operations affected a number of national minorities, accused of being "fifth-column" communities. A number of purges were officially explained as an elimination of the possibilities of sabotage and espionage, by the Polish Military Organisation and, consequently, many victims of the purge were ordinary Soviet citizens of Polish origin.

According to Nikita Khrushchev's 1956 speech, "On the Cult of Personality and Its Consequences", and to historian Robert Conquest, a great number of accusations, notably those presented at the Moscow show trials, were based on forced confessions, often obtained through torture,[11] and on loose interpretations of Article 58 of the RSFSR Penal Code, which dealt with counter-revolutionary crimes. Due legal process, as defined by Soviet law in force at the time, was often largely replaced with summary proceedings by NKVD troikas.[12]

Hundreds of thousands of victims were accused of various political crimes (espionage, wrecking, sabotage, anti-Soviet agitation, conspiracies to prepare uprisings and coups); they were quickly executed by shooting, or sent to the Gulag labor camps. Many died at the penal labor camps of starvation, disease, exposure, and overwork. Other methods of dispatching victims were used on an experimental basis. In Moscow, the use of gas vans used to kill the victims during their transportation to the Butovo firing range was documented.[note 1]

The Great Purge began under NKVD chief Genrikh Yagoda, but reached its peak between September 1936 and August 1938 under the leadership of Nikolai Yezhov, hence the name Yezhovshchina. The campaigns were carried out according to the general line, often by direct orders of the Party Politburo headed by Stalin.

From 1930 onwards, the Party and police officials feared the "social disorder" caused by the upheavals of forced collectivization of peasants and the resulting famine of 1932–1933, as well as the massive and uncontrolled migration of millions of peasants into cities. The threat of war heightened Stalin's perception of marginal and politically suspect populations as the potential source of an uprising in case of invasion. He began to plan for the preventive elimination of such potential recruits for a mythical "fifth column of wreckers, terrorists and spies."[13][14][15]

Leon Trotsky, in 1929, shortly before being driven out of the Soviet Union.

The term "purge" in Soviet political slang was an abbreviation of the expression purge of the Party ranks. In 1933, for example, the Party expelled some 400,000 people. But from 1936 until 1953, the term changed its meaning, because being expelled from the Party came to mean almost certain arrest, imprisonment, and often execution.

The political purge was primarily an effort by Stalin to eliminate challenge from past and potential opposition groups, including the left and right wings led by Leon Trotsky and Nikolai Bukharin, respectively. Following the Civil War and reconstruction of the Soviet economy in the late 1920s, veteran Bolsheviks no longer thought necessary the "temporary" wartime dictatorship, which had passed from Lenin to Stalin. Stalin's opponents on both sides of the political spectrum chided him as undemocratic and lax on bureaucratic corruption. This opposition to current leadership may have accumulated substantial support among the working class by attacking the privileges and luxuries the state offered to its high-paid elite. The Ryutin Affair seemed to vindicate Stalin's suspicions. Ryutin was working with the even larger secret Opposition Bloc which Leon Trotsky and Grigori Zinoviev participated,[16][17] and that made both get executed later. Stalin enforced a ban on party factions and banned those party members who had opposed him, effectively ending democratic centralism.

In the new form of Party organization, the Politburo, and Stalin in particular, were the sole dispensers of ideology. This required the elimination of all Marxists with different views, especially those among the prestigious "old guard" of revolutionaries. As the purges began, the government (through the NKVD) shot Bolshevik heroes, including Mikhail Tukhachevsky and Béla Kun, as well as the majority of Lenin's Politburo, for disagreements in policy. The NKVD attacked the supporters, friends, and family of these "heretical" Marxists, whether they lived in Russia or not. The NKVD nearly annihilated Trotsky's family before killing him in Mexico; the NKVD agent Ramón Mercader was part of an assassination task force put together by Special Agent Pavel Sudoplatov, under the personal orders of Stalin.[18]

Leningrad party leader Sergei Kirov with Stalin (and his daughter Svetlana) in 1934.

In 1934, Stalin used the murder of Sergey Kirov as a pretext to launch the Great Purge, in which about a million people perished (see § Number of people executed). Some later historians came to believe that Stalin arranged the murder, or at least that there was sufficient evidence to reach such a conclusion.[19] Kirov was a staunch Stalin loyalist, but Stalin may have viewed him as a potential rival because of his emerging popularity among the moderates. The 1934 Party Congress elected Kirov to the central committee with only three votes against, the fewest of any candidate, while Stalin received 292 votes against. After Kirov's assassination, the NKVD charged the former oppositionists, an ever-growing group according to their determination, with Kirov's murder as well as a growing list of other offences, including treason, terrorism, sabotage, and espionage.

Another justification for the purge was to remove any possible "fifth column" in case of a war. Vyacheslav Molotov and Lazar Kaganovich, participants in the repression as members of the Politburo, maintained this justification throughout the purge; they each signed many death lists.[20] Stalin believed war was imminent, threatened both by an explicitly hostile Germany and an expansionist Japan. The Soviet press portrayed the country as threatened from within by fascist spies.[19]

From the October Revolution[6] onward,[21] Lenin had used repression against perceived enemies of the Bolsheviks as a systematic method of instilling fear and facilitating social control, especially during the campaign commonly referred to as the Red Terror. This policy continued and intensified under Stalin, periods of heightened repression including the deportation of kulaks who opposed collectivization, and a severe famine in Ukraine. Lev Kopelev wrote, "In Ukraine 1937 began in 1933," referring to the comparatively early beginning of the Soviet crackdown in Ukraine.[22]^:418 A distinctive feature of the Great Purge was that, for the first time, members of the ruling party were included on a massive scale as victims of the repression. Due to the scale of the terror, the substantial victims of the purges were Communist Party members and office-holders.[23] The purge of the Party was accompanied by the purge of the whole society. The following events are used for the demarcation of the period.

• 1936, the first Moscow Trial.
• 1937, introduction of NKVD troikas for implementation of "revolutionary justice."
• 1937, passage of Article 58-14 about "counter-revolutionary sabotage."

On 2 July 1937, Stalin sent a top-secret letter to all regional Party chiefs (with a copy to NKVD regional chiefs) ordering them to present, within five days, estimates of the number of kulaks and "criminals" that should be arrested, executed, or sent to camps. Produced in a matter of days, these figures roughly matched those of "suspect" individuals already under police surveillance, although the criteria used to distribute the "kulak and criminal elements" among the two categories are not clear.

On 30 July 1937 the NKVD Order no. 00447 was issued, directed against "ex-kulaks" and other "anti-Soviet elements" (such as former officials of the Tsarist regime, former members of political parties other than the communist party, etc.). They were to be executed or sent to Gulag prison camps extrajudicially, under the decisions of NKVD troikas.

The following categories appear to have been on index-cards, catalogues of suspects assembled over the years by the NKVD and were systematically tracked down: "ex-kulaks" previously deported to "special settlements" in inhospitable parts of the country (Siberia, Urals, Kazakhstan, Far North), former tsarist civil servants, former officers of the White Army, participants in peasant rebellions, members of the clergy, persons deprived of voting rights, former members of non-Bolshevik parties, ordinary criminals, like thieves, known to the police and various other "socially harmful elements". However, many were also arrested at random in police sweeps, or as a result of denunciations or simply because they happened to be relatives, friends or just acquaintances of people already arrested. Many railwaymen, workers, kolkhoz peasants, and engineers were arrested in the course of the "Kulak Operation" just because they had the misfortune of working in, or near, important strategic factories, railway or building sites, where, as a result of frantic rhythms and plans, many work accidents had occurred in previous years. In 1937–1938, the NKVD reopened these cases and systematically ascribed them to "sabotage" or "wrecking."[41]

Yevgeny-Ludvig Karlovich Miller, one of the remaining leaders of the White movement, was kidnapped by the NKVD in 1937 and executed 19 months later.

The Orthodox clergy, including active parishioners, was nearly annihilated: 85% of the 35,000 members of the clergy were arrested. Particularly vulnerable to repression were also the so-called "special settlers" (spetzpereselentsy) who were under permanent police surveillance and constituted a huge pool of potential "enemies" to draw on. At least 100,000 of them were arrested in the course of the Great Terror.[42]

Common criminals such as thieves, "violators of the passport regime", etc. were also dealt with in a summary way. In Moscow, for example, nearly one third of the 20,765 persons executed on the Butovo firing range were charged with a non-political criminal offence.[42]

As soon as the Kulak Operation was launched (5 August 1937), regional party and NKVD bosses, eager to show their zeal, demanded an increase in the quotas. Accordingly, the quotas were increased. But this was not only the result of demands from below. The largest new allowances were distributed by Stalin and Yezhov on their own initiative: on 15 October 1937, for example, the Politburo passed a secret resolution increasing the number of people "to be repressed" by 120,000 (63,000 "in the first category" and 57,000 "in the second category"); on 31 January 1938, Stalin ordered a further increase of 57,200, 48,000 of whom were to be executed.

The police organized sweeps and round-ups of markets or railway stations where marginals and other social outcasts were likely to be found. To carry out a growing number of arrests, the State Security personnel of NKVD – approximately 25,000 officers – were supplemented by ordinary policemen, sometimes by civilian Party or Komsomol (Young Communist League) members.

Every NKVD local unit had a "casework minimum" of arrests to perform, and also of confessions to extract to "unmask conspiracies". The NKVD used uninterrupted interrogation for days on end and merciless beatings to force prisoners to confess their alleged "counter-revolutionary" crimes. To speed up the procedure, prisoners were often even forced to sign blank pages of the pre-printed interrogation folios on which the interrogator later typed up the confession.

After the interrogations the files were submitted to NKVD troikas, which pronounced the verdicts in the absence of the accused. During a half-day-long session a troika went through several hundred cases, delivering either a death sentence or a sentence to the Gulag labor camps. Death sentences were immediately enforceable. The executions were carried out at night, either in prisons or in secluded areas run by the NKVD and located as a rule on the outskirts of major cities.[43][44]

The "Kulak Operation" was largest single campaign of repression in 1937–38, with 669,929 people arrested and 376,202 executed, more than half the total of known executions.[45]

Israil Pliner; (1896–1939) chief of Gulag NKVD (1937–1938), later arrested and executed

A series of mass operations of the NKVD was carried out from 1937 through 1938 until the Soviet invasion of Poland in 1939 targeting specific nationalities within the Soviet Union, based on NKVD directives against the so-called diversionist element, according to the notion of the "hostile capitalist surrounding" as defined by Nikolai Yezhov.

The Polish operation of the NKVD was the largest of this kind.[46] The Polish operation claimed the largest number of the NKVD victims: 143,810 arrests and 111,091 executions according to records. Snyder estimates that at least eighty-five thousand of them were ethnic Poles.[46] The remainder were 'suspected' of being Polish, without further inquiry.[47] Poles comprised 12.5% of those who were killed during the Great Terror, while comprising only 0.4% of the population. Overall, national minorities targeted in these campaigns composed 36%[48] of the victims of the Great Purge, despite being only 1.6%[48] of the Soviet Union's population; 74%[48] of ethnic minorities arrested during the Great Purge were executed while those sentenced during the Kulak Operation only had a 50% chance of being executed,[48] (though this may have been due to the Gulag camp's lack of space in the late stages of The Purge rather than deliberate discrimination in sentencing.).[48]

The wives and children of those arrested and executed were dealt with by the NKVD Order No. 00486. The women were sentenced to forced labour for 5 or 10 years.[49] Their minor children were put in orphanages. All possessions were confiscated. Extended families were purposely left with nothing to live on, which usually sealed their fate as well, affecting up to 200,000–250,000 people of Polish background depending on the size of their families.[49] The NKVD national operations were conducted on a quota system using album procedure. The officials were mandated to arrest and execute a specific number of so-called "counter-revolutionaries", compiled by administration using various statistics but also telephone books with names sounding non-Russian.[50]

The Polish Operation of the NKVD served as a model for a series of similar NKVD secret decrees targeting a number of the Soviet Union's diaspora nationalities: the Finnish, Latvian, Estonian, Romanian, Greek, and Chinese. Of the operations against national minorities, it was the largest one, second only to the "Kulak Operation" in terms of the number of victims. According to Timothy Snyder, ethnic Poles constituted the largest group of victims in the Great Terror, comprising less than 0.5% of the country's population but comprising 12.5% of those executed.[51] Timothy Snyder attributes 300,000 deaths during the Great Purge to "national terror" including ethnic minorities and Ukrainian Kulaks who survived the early 1930s.[52] Concerning diaspora minorities, the vast majority of whom were Soviet citizens and whose ancestors had resided for decades and sometimes centuries in the Soviet Union and Russian Empire, "this designation absolutized their cross-border ethnicities as the only salient aspect of their identity, sufficient proof of their disloyalty and sufficient justification for their arrest and execution" (Martin, 2001: 338).[53] Several historians have called the National Operations of the NKVD genocidal.[54][55][56][57]Norman Naimark called Stalin's policy towards Poles in the 1930s "genocidal;"[57] however he doesn't consider the Great Purge entirely genocidal because it also targeted political opponents.[57]

The first five Marshals of the Soviet Union in November 1935. (l-r): Mikhail Tukhachevsky, Semyon Budyonny, Kliment Voroshilov, Vasily Blyukher, Aleksandr Yegorov. Only Voroshilov and Budyonny survived the Great Purge.

The purge of the Red Army and Military Maritime Fleet removed three of five marshals (then equivalent to four-star generals), 13 of 15 army commanders (then equivalent to three-star generals),[58] eight of nine admirals (the purge fell heavily on the Navy, who were suspected of exploiting their opportunities for foreign contacts),[59] 50 of 57 army corps commanders, 154 out of 186 division commanders, 16 of 16 army commissars, and 25 of 28 army corps commissars.[60]

At first it was thought 25–50% of Red Army officers had been purged; the true figure is now known to be in the area of 3.7–7.7%. This discrepancy was the result of a systematic underestimation of the true size of the Red Army officer corps, and it was overlooked that most of those purged were merely expelled from the Party. Thirty percent of officers purged in 1937–1939 were allowed to return to service.[61]

The purge of the army was claimed to be supported by German-forged documents (said to have been correspondence between Marshal Tukhachevsky and members of the German high command).[62] The claim is unsupported by facts, as by the time the documents were supposedly created, two people from the eight in the Tukhachevsky group were already imprisoned, and by the time the document was said to reach Stalin the purging process was already underway. However the actual evidence introduced at trial was obtained from forced confessions.[63]

Eventually almost all of the Bolsheviks who had played prominent roles during the Russian Revolution of 1917, or in Lenin's Soviet government, were executed. Out of six members of the original Politburo during the 1917 October Revolution who lived until the Great Purge, Stalin himself was the only one who remained in the Soviet Union, alive.[6] Four of the other five were executed; the fifth, Leon Trotsky, had been forced into exile outside the Soviet Union in 1929, but was assassinated in Mexico by Soviet agent Ramón Mercader in 1940. Of the seven members elected to the Politburo between the October Revolution and Lenin's death in 1924, four were executed, one (Tomsky) committed suicide, and two (Molotov and Kalinin) lived.

However, the trials and executions of the former Bolshevik leaders, while being the most visible part, were only a minor aspect of the purges. A series of documents discovered in the Central Committee archives in 1992 by Vladimir Bukovsky demonstrate that there were quotas for arrests and executions as for all other activities in the planned economy.[64]

The victims were convicted in absentia and in camera by extrajudicial organs—the NKVD troikas sentenced indigenous "enemies" under NKVD Order no. 00447 and the two-man dvoiki (NKVD Commissar Nikolai Yezhov and Main State Prosecutor Andrey Vyshinsky, or their deputies) those arrested along national lines. A characteristic of all the mass operations of the NKVD was flexibility: first, the numbers—the so-called limit—could be easily increased; second, it was left entirely to the NKVD officers whether a particular prisoner was to be shot or sent to the prison camps; third, the time-limits set for the completion of single operations were extended time and again.

The victims were executed at night, either in prisons, in the cellars of NKVD headquarters, or in a secluded area, usually a forest. The NKVD officers shot prisoners in the head using pistols.[42][65]

Intelligentsia

1938 NKVD arrest photo of the poet Osip Mandelstam, who died in a labor camp.

The NKVD photo of writer Isaac Babel made after his arrest.

Theatre director Vsevolod Meyerhold at the time of his arrest.

Botanist Nikolai Vavilov's photo, taken at the time of his arrest.

In the 1920s and 1930s, 2,000 writers, intellectuals, and artists were imprisoned and 1,500 died in prisons and concentration camps. After sunspot development research was judged un-Marxist, twenty-seven astronomers disappeared between 1936 and 1938. The Meteorological Office was violently purged as early as 1933 for failing to predict weather harmful to the crops.[66] However, the toll was especially high among writers. Those who perished during the Great Purge include:

Pianist Khadija Gayibova, executed in 1938.

Paleontologist and geologist Dmitrii Mushketov, executed in 1938.

• Poet Osip Mandelstam was arrested for reciting his famous anti-Stalin poem Stalin Epigram to his circle of friends in 1934. After intervention by Nikolai Bukharin and Boris Pasternak (Stalin jotted down in Bukharin's letter with feigned indignation: "Who gave them the right to arrest Mandelstam?"), Stalin instructed NKVD to "isolate but preserve" him, and Mandelstam was "merely" exiled to Cherdyn for three years, but this proved to be a temporary reprieve. In May 1938, he was promptly arrested again for "counter-revolutionary activities".[67] On 2 August 1938, Mandelstam was sentenced to five years in correction camps and died on 27 December 1938 at a transit camp near Vladivostok.[68] Pasternak himself was nearly purged, but Stalin is said to have crossed Pasternak's name off the list, saying "Don't touch this cloud dweller."[69]
• Writer Isaac Babel was arrested in May 1939, and according to his confession paper (which contained a blood stain) he "confessed" to being a member of a Trotskyist organization and being recruited by French writer André Malraux to spy for France. In the final interrogation, he retracted his confession and wrote letters to the prosecutor's office stating that he had implicated innocent people, but to no avail. Babel was tried before an NKVD troika and convicted of simultaneously spying for the French, Austrians and Trotsky, as well as "membership in a terrorist organization". On 27 January 1940, he was shot in Butyrka prison.[70]
• Writer Boris Pilnyak was arrested on 28 October 1937 for counter-revolutionary activities, spying and terrorism. One report alleged that "he held secret meetings with [André] Gide, and supplied him with information about the situation in the USSR. There is no doubt that Gide used this information in his book attacking the USSR." Pilnyak was tried on 21 April 1938. In the proceeding that lasted 15 minutes, he was condemned to death and executed shortly afterward.[70]
• Theatre director Vsevolod Meyerhold was arrested in 1939 and shot in February 1940 for "spying" for Japanese and British intelligence. His wife, the actress Zinaida Raikh, was murdered in her apartment.[71] In a letter to Molotov dated 13 January 1940, Meyerhold wrote:

  The investigators began to use force on me, a sick 65-year-old man. I was made to lie face down and beaten on the soles of my feet and my spine with a rubber strap ... For the next few days, when those parts of my legs were covered with extensive internal hemorrhaging, they again beat the red-blue-and-yellow bruises with the strap and the pain was so intense that it felt as if boiling water was being poured on these sensitive areas. I howled and wept from the pain. I incriminated myself in the hope that by telling them lies I could end the ordeal. When I lay down on the cot and fell asleep, after 18 hours of interrogation, in order to go back in an hour's time for more, I was woken up by my own groaning and because I was jerking about like a patient in the last stages of typhoid fever.[70]

• Georgian poet Titsian Tabidze was arrested on 10 October 1937 on a charge of treason and was tortured in prison. In a bitter humor, he named only the 18th-century Georgian poet Besiki as his accomplice in anti-Soviet activities.[72] He was executed on 16 December 1937.
• Tabidze's lifelong friend and fellow poet, Paolo Iashvili, having earlier been forced to denounce several of his associates as the enemies of the people, shot himself with a hunting gun in the building of the Writers' Union.[73] He witnessed and was even forced to participate in public trials that ousted many of his associates from the Writers' Union, effectively condemning them to death. When Lavrentiy Beria, chief of the Soviet security and secret police apparatus under Stalin and subsequently head of the NKVD, further pressured Iashvili with the alternatives of denouncing Tabidze or being arrested and tortured by the NKVD, Iashvili killed himself.[74]
• In early 1937, poet Pavel Nikolayevich Vasiliev is said to have defended Nikolai Bukharin as "a man of the highest nobility and the conscience of peasant Russia" at the time of his denunciation at the Pyatakov Trial (Second Moscow Trial) and damned other writers then signing the routine condemnations as "pornographic scrawls on the margins of Russian literature". He was promptly shot on 16 July 1937.[75]
• Jan Sten, philosopher and deputy head of the Marx-Engels Institute, was Stalin's private tutor when Stalin was trying hard to study Hegel's dialectic. (Stalin received lessons twice a week from 1925 to 1928, but he found it difficult to master even some of the basic ideas. Stalin developed enduring hostility toward German idealistic philosophy, which he called "the aristocratic reaction to the French Revolution".) Sten eventually became a member of an undergound opposition group, and this group later joined the Bloc of Soviet Oppositions which was leaded by Leon Trotsky.[16] In 1937, Sten was seized on the direct order of Stalin, who declared him one of the chiefs of "Menshevizing idealists". On 19 June 1937, Sten was put to death in Lefortovo prison.[76]
• Poet Nikolai Klyuev was arrested in 1933 for contradicting Soviet ideology. He was shot in October 1937.
• Russian linguist Nikolai Durnovo, born into the Durnovo noble family, was executed on 27 October 1937. He created a classification of Russian dialects that served as a base for modern scientific linguistic nomenclature.
• Mari poet and playwright Sergei Chavain was executed in Yoshkar-Ola on 11 November 1937. The State prize of Mari El is named after Chavain.
• Ukrainian theater and movie director Les Kurbas, considered by many to be the most important Ukrainian theater director of the 20th century, was shot on 3 November 1937.
• Russian writer and explorer Maximilian Kravkov was arrested on a charge of his alleged participation in the "Japanese-SR Terrorist Subversive Espionage Organization". He was executed on 12 October 1937.
• Russian Esperanto writer and translator Nikolai Nekrasov was arrested in 1938, and accused of being "an organizer and leader of a fascist, espionage, terrorist organization of Esperantists". He was executed on 4 October 1938. Another Esperanto writer Vladimir Varankin was executed on 3 October 1938.
• Playwright and avant-garde poet Nikolay Oleynikov was arrested and executed for "subversive writing" on 24 November 1937.
• Yakut writer Platon Oyunsky, seen as one of the founders of modern Yakut literature, died in prison in 1939.
• Russian dramaturge Adrian Piotrovsky, responsible for creating the synopsis for Sergei Prokofiev's ballet Romeo and Juliet, was executed on 21 November 1937.
• Boris Shumyatsky, de facto executive producer for the Soviet film monopoly from 1930 to 1937, was executed as a "traitor" in 1938, following a purge of the Soviet film industry.
• Sinologist Julian Shchutsky was convicted as a "Japanese spy" and executed on 2 February 1938.
• Russian linguist Nikolai Nevsky, an expert on a number of East Asian languages, was arrested by the NKVD on the charge of being a "Japanese spy". On 27 November 1937 he was executed, along with his Japanese wife Isoko Mantani-Nevsky.
• Ukrainian drama writer Mykola Kulish was executed on 3 November 1937. He is considered to be one of the lead figures of Executed Renaissance.

Xinjiang Great Purge

Main articles: Xinjiang War (1937) and Sheng Shicai

The pro-Soviet leader Sheng Shicai of Xinjiang province in China launched his own purge in 1937 to coincide with Stalin's Great Purge. The Xinjiang War (1937) broke out amid the purge.[83] Sheng received assistance from the NKVD. Sheng and the Soviets alleged a massive Trotskyist conspiracy and a "Fascist Trotskyite plot" to destroy the Soviet Union. The Soviet Consul General Garegin Apresoff, General Ma Hushan, Ma Shaowu, Mahmud Sijan, the official leader of the Xinjiang province Huang Han-chang and Hoja-Niyaz were among the 435 alleged conspirators in the plot. Xinjiang came under virtual Soviet control. Stalin opposed the Chinese Communist Party.[84]

Rocket engineer Sergei Korolev shortly after his arrest, 1938

The Great Purge of 1936–1938 can be roughly divided into four periods:[85]

October 1936 – February 1937

Reforming the security organizations, adopting official plans on purging the elites.

March 1937 – June 1937

Purging the elites; adopting plans for the mass repressions against the "social base" of the potential aggressors, starting of purging the "elites" from opposition.

July 1937 – October 1938

Mass repressions against "kulaks", "dangerous" ethnic minorities, family members of oppositionists, military officers, saboteurs in agriculture and industry.

November 1938 – 1939

Stopping of mass operations, abolishing of many organs of extrajudicial executions, repressions against some organizers of mass repressions.

In the summer of 1938 Yezhov was relieved from his post as head of the NKVD and was eventually tried and executed. Lavrentiy Beria, a fellow Georgian and Stalin confidant, succeeded him as head of NKVD. On 17 November 1938 a joint decree of Sovnarkom USSR and Central Committee of VKP(b) (Decree about Arrests, Prosecutor Supervision and Course of Investigation) and the subsequent order of NKVD undersigned by Beria, cancelled most of the NKVD orders of systematic repression and suspended implementation of death sentences. The decree signaled the end of massive Soviet purges.[86]

Nevertheless, the practice of mass arrest and exile continued until Stalin's death in 1953. Political executions also continued, but, with the exception of Katyn and other NKVD massacres during World War II, on a vastly smaller scale. One notorious example is the "Night of the Murdered Poets", in which at least thirteen prominent Yiddish writers were executed on 12 August 1952. Historians such as Michael Parrish have argued that while the Great Terror ended in 1938, a lesser terror continued in the 1940s.[87] Aleksandr Solzhenitsyn (a Soviet Army officer who became a prisoner for a decade in the Gulag system) presents in The Gulag Archipelago the most holistic view of the timeline of all the Leninist and Stalinist purges (1918–1956), in which the 1936–1938 purge may have been simply the one that got the most attention from people in a position to record its magnitude for posterity—the intelligentsia—by directly targeting them, whereas several other waves of the ongoing flow of purges, such as the First five-year plan of 1928–1933's collectivization and dekulakization, were just as huge and just as devoid of justice but were more successfully swallowed into oblivion in the popular memory of the (surviving) Soviet public.[88] For example, in one such passage Solzhenitsyn mentions 1938 and says that 1948 was in some ways hardly better.

In some cases, high military command arrested under Yezhov were later executed under Beria. Some examples include Marshal of the Soviet Union Alexander Yegorov, arrested in April 1938 and shot (or died from torture) in February 1939 (his wife, G. A. Yegorova, was shot in August 1938); Army Commander Ivan Fedko, arrested July 1938 and shot February 1939; Flagman Konstantin Dushenov, arrested May 1938 and shot February 1940; Komkor G. I. Bondar, arrested August 1938 and shot March 1939. All the aforementioned have been posthumously rehabilitated.[89]

Polish-born Soviet politician Stanislav Kosior, a contributor to the 1932–33 famine in Ukraine, was executed in 1939.

When the relatives of those who had been executed in 1937–38 inquired about their fate, they were told by NKVD that their arrested relatives had been sentenced to "ten years without the right of correspondence" (десять лет без права переписки). When these ten-year periods elapsed in 1947–48 but the arrested did not appear, the relatives asked MGB about their fate again and this time were told that the arrested died in imprisonment.[90]

Although the trials of former Soviet leaders were widely publicized, the hundreds of thousands of other arrests and executions were not. These became known in the West only as a few former gulag inmates reached the West with their stories.[91] Not only did foreign correspondents from the West fail to report on the purges, but in many Western nations (especially France), attempts were made to silence or discredit these witnesses; according to Robert Conquest, Jean-Paul Sartre took the position that evidence of the camps should be ignored so the French proletariat would not be discouraged.[92] A series of legal actions ensued at which definitive evidence was presented that established the validity of the former labor camp inmates' testimony.[93]

According to Robert Conquest in his 1968 book The Great Terror: Stalin's Purge of the Thirties, with respect to the trials of former leaders, some Western observers were unintentionally or intentionally ignorant of the fraudulent nature of the charges and evidence, notably Walter Duranty of The New York Times, a Russian speaker; the American Ambassador, Joseph E. Davies, who reported, "proof ... beyond reasonable doubt to justify the verdict of treason";[94] and Beatrice and Sidney Webb, authors of Soviet Communism: A New Civilization.[95] While "Communist Parties everywhere simply transmitted the Soviet line", some of the most critical reporting also came from the left, notably The Manchester Guardian.[96] The American journalist H. R. Knickerbocker also reported on the executions. He called them in 1941 "the great purges", and described how over four years they affected "the top fourth or fifth, to estimate it conservatively, of the Party itself, of the Army, Navy, and Air Force leaders and then of the new Bolshevik intelligentsia, the foremost technicians, managers, supervisors, scientists". Knickerbocker also wrote about dekulakization: "It is a conservative estimate to say that some 5,000,000 [kulaks] ... died at once, or within a few years."[97]

Evidence and the results of research began to appear after Stalin's death. This revealed the full enormity of the Purges. The first of these sources were the revelations of Nikita Khrushchev, which particularly affected the American editors of the Communist Party USA newspaper, the Daily Worker, who, following the lead of The New York Times, published the Secret Speech in full.[98]

Posthumously rehabilitated, Tukhachevsky on a 1963 postage stamp of the Soviet Union

Monument to victims of the repressions in Ulaanbaatar, Mongolia

The Great Purge was denounced by Soviet leader Nikita Khrushchev following Stalin's death. In his secret speech to the 20th CPSU congress in February 1956 (which was made public a month later), Khrushchev referred to the purges as an "abuse of power" by Stalin which resulted in enormous harm to the country. In the same speech, he recognized that many of the victims were innocent and were convicted on the basis of false confessions extracted by torture. To take that position was politically useful to Khrushchev, as he was at that time engaged in a power struggle with rivals who had been associated with the Purge, the so-called Anti-Party Group. The new line on the Great Purges undermined their power, and helped propel him to the Chairmanship of the Council of Ministers. Starting from 1954, some of the convictions were overturned. Mikhail Tukhachevsky and other generals convicted in the Trial of Red Army Generals were declared innocent ("rehabilitated") in 1957. The former Politburo members Yan Rudzutak and Stanislav Kosior and many lower-level victims were also declared innocent in the 1950s. Nikolai Bukharin and others convicted in the Moscow Trials were not rehabilitated until as late as 1988. Leon Trotsky, considered a major player in the Russian Revolution and a major contributor to Marxist theory, was never rehabilitated by the USSR. The book Rehabilitation: The Political Processes of the 1930s–50s (Реабилитация. Политические процессы 30-50-х годов) (1991) contains a large amount of newly presented original archive material: transcripts of interrogations, letters of convicts, and photos. The material demonstrates in detail how numerous show trials were fabricated.

Official figures put the total number of documentable executions during the years 1937 and 1938 at 681,692,[99][100] in addition to 136,520 deaths in the Gulag;[2] whereas the total estimate of deaths brought about by Soviet repression during the Great Purge ranges from 950,000 to 1.2 million, which includes executions, deaths in detention and those who died shortly after being released from the Gulag, as a result of their treatment therein.[1] This estimate summarises results of comparative analysis of various archival documents and, therefore, takes into account earlier arguments that official Soviet archival data may understate the actual number of deaths, be incomplete or unreliable.[101][102][103][104] A common practice of falsification for lowering the execution numbers was disguising executions with the sentence ten years without the right of correspondence. All of the bodies identified from the mass graves at Vinnitsa and Kuropaty were of individuals who had received this sentence.[105]

The lower figure did roughly confirm Conquest's original 1968 estimate of 700,000 "legal" executions and in the preface to the 40th anniversary edition of The Great Terror, Conquest claimed that he had been "correct on the vital matter—the numbers put to death: about one million".[106] Getty and Naumov write "the archival evidence from the secret police rejects the astronomically high estimates often given for the number of terror victims...in any event, the data available at this point make it clear that the number shot in the two worst purge years [1937-38] was more likely in the hundreds of thousands than in the millions."[107]

The Soviets themselves made their own estimates with Molotov saying "The report written by that commission member…says that 1,370,000 arrests were made in the 1930s. That’s too many. I responded that the figures should be thoroughly reviewed"[108]

Memorial events in Bykovnya Graves reserve.

A list from the Great Purge signed by Molotov, Stalin, Voroshilov, Kaganovich, and Zhdanov

Historians with archival access have confirmed that Stalin was intimately involved in the terror. Russian historian Oleg V. Khlevniuk states "theories about the elemental, spontaneous nature of the terror, about a loss of central control over the course of mass repression, and about the role of regional leaders in initiating the terror are simply not supported by the historical record".[109] Stalin personally directed Yezhov to torture those who were not making proper confessions. In one instance, he told Yezhov "Isn't it time to squeeze this gentleman and force him to report on his dirty little business? Where is he: in a prison or a hotel?" In another, while reviewing one of Yezhov's lists, he added to M. I. Baranov's name, "beat, beat!"[110] According to Stalin biographer Simon Sebag Montefiore, he never attended torture sessions or executions.[111]

In addition to authorizing torture, Stalin also signed 357 lists in 1937 and 1938 authorizing executions of some 40,000 people, and about 90% of these are confirmed to have been shot,[112] this was 7.4% of those executed legally.[113] While reviewing one such list, Stalin reportedly muttered to no one in particular: "Who's going to remember all this riff-raff in ten or twenty years time? No one. Who remembers the names now of the boyars Ivan the Terrible got rid of? No one."[114]

Stephen G. Wheatcroft posits that while the 'purposive deaths' caused by Hitler constitute 'murder', those caused by Stalin fall into the category of 'execution'. He elaborates:

Stalin undoubtedly caused many innocent people to be executed, but it seems likely that he thought many of them guilty of crimes against the state and felt that the execution of others would act as a deterrent to the guilty. He signed the papers and insisted on documentation. Hitler, by contrast, wanted to be rid of the Jews and communists simply because they were Jews and communists. He was not concerned about making any pretence at legality. He was careful not to sign anything on this matter and was equally insistent on no documentation.[115]

Opening of monument to victims of political repressions, Moscow, 1990

At least two Soviet commissions investigated the show-trials after Stalin's death. The first was headed by Molotov and included Voroshilov, Kaganovich, Suslov, Furtseva, Shvernik, Aristov, Pospelov, and Rudenko. They were given the task to investigate the materials concerning Bukharin, Rykov, Zinoviev, Tukhachevsky, and others. The commission worked in 1956–1957. While stating that the accusations against Tukhachevsky et al. should be abandoned, it failed to fully rehabilitate the victims of the three Moscow trials, although the final report does contain an admission that the accusations have not been proven during the trials and "evidence" had been produced by lies, blackmail, and "use of physical influence". Bukharin, Rykov, Zinoviev, and others were still seen as political opponents, and though the charges against them were obviously false, they could not have been rehabilitated because "for many years they headed the anti-Soviet struggle against the building of socialism in USSR".

The second commission largely worked from 1961 to 1963 and was headed by Shvernik ("Shvernik Commission"). It included Shelepin, Serdyuk, Mironov, Rudenko, and Semichastny. The hard work resulted in two massive reports, which detailed the mechanism of falsification of the show-trials against Bukharin, Zinoviev, Tukhachevsky, and many others. The commission based its findings in large part on eyewitness testimonies of former NKVD workers and victims of repressions, and on many documents. The commission recommended rehabilitating every accused with the exceptions of Radek and Yagoda, because Radek's materials required some further checking, and Yagoda was a criminal and one of the falsifiers of the trials (though most of the charges against him had to be dropped too, he was not a "spy", etc.). The commission stated:

Stalin committed a very grave crime against the Communist party, the socialist state, Soviet people and worldwide revolutionary movement...Together with Stalin, the responsibility for the abuse of law, mass unwarranted repressions and death of many thousands of wholly innocent people also lies on Molotov, Kaganovich, Malenkov....

Molotov stated "We would have been complete idiots if we had taken the reports at their face value. We were not idiots." and that "the cases were reviewed and some people were released"[116][117]

"Wall of sorrow" at the first exhibition of the victims of Stalinism in Moscow, 19 November 1988

In the late 1980s, with the formation of the Memorial Society and similar organisations across the Soviet Union at a time of Gorbachev's glasnost ("openness and transparency") it became possible not only to speak about the Great Terror but also to begin locating the killing grounds of 1937-1938 and identifying those who lay buried there.

In 1988, for instance, the mass graves at Kurapaty in Belarus were the site of a clash between demonstrators and the police. In 1990, a boulder stone was brought from the former Solovki prison camp in the White Sea, and erected next to KGB headquarters in Moscow as a memorial to all "the victims of political repression" since 1917.

Following the collapse of the Soviet Union, many more mass graves filled with executed victims of the terror were discovered and turned into memorial sites.[118][119][120][121] Some, such as the killing fields Bykivnia near Kyiv, are said to contain up to 200,000 corpses.[122][123][124]

In 2007, one such site, the Butovo firing range near Moscow, was turned into a shrine to the victims of Stalinism. Between August 1937 and October 1938, more than 20,000 people were shot and buried there.[125]

On 30 October 2017, President Vladimir Putin opened the Wall of Sorrow, an official but controversial recognition of the crimes of the Soviet regime.[126]

• 
  Kuropaty mass grave site near Minsk, Belarus
• 
  Memorial cemetery Krasny Bor near Petrozavodsk, Russia
• 
  Memorial to Polish victims of Stalinist repression, Tomsk, Russia
• 
  Monument to victims of political repressions in Rutchenkove settlement, part of Donetsk, Ukraine
• 
  Memorial to victims of Stalinist repression in Tomsk, Russia
• 
  The monumental slab at the entrance to the Sandarmokh burial grounds reads: "People! do not kill one another", Russia

The Great Purge has provoked numerous debates about its purpose, scale and mechanisms. According to one interpretation, Stalin's regime had to maintain its citizens in a state of fear and uncertainty to stay in power (Brzezinski, 1958). Robert Conquest emphasized Stalin's paranoia, focused on the Moscow show trial of "Old Bolsheviks", and analyzed the carefully planned and systematic destruction of the Communist Party. Some others view the Great Purge as a crucial moment, or rather the culmination, of a vast social engineering campaign started at the beginning of the 1930s (Hagenloh, 2000; Shearer, 2003; Werth, 2003).[15]

According to historian James Harris, contemporary archival research pokes "rather large holes in the traditional story" weaved by Conquest and others.[127] His findings, while not exonerating Stalin or the Soviet state, dispel the notion that the bloodletting was merely the result of Stalin attempting to establish his own personal dictatorship; evidence suggests he was committed to building the socialist state envisioned by Lenin. The real motivation for the terror, according to Harris, was an exaggerated fear of counterrevolution.[128]

So what was the motivation behind the Terror? The answers required a lot more digging, but it gradually became clearer that the violence of the late 1930s was driven by fear. Most Bolsheviks, Stalin among them, believed that the revolutions of 1789, 1848 and 1871 had failed because their leaders hadn't adequately anticipated the ferocity of the counter-revolutionary reaction from the establishment. They were determined not to make the same mistake.[129]

Two major lines of interpretation have emerged among historians. One argues that the purges reflected Stalin's ambitions, his paranoia, and his inner drive to increase his power and eliminate potential rivals. Revisionist historians explain the purges by theorizing that rival factions exploited Stalin's paranoia and used terror to enhance their own position. Peter Whitewood examines the first purge, directed at the Army, and comes up with a third interpretation that Stalin and other top leaders believing that they were always surrounded by capitalist enemies, always worried about the vulnerability and loyalty of the Red Army.[130] It was not a ploy – Stalin truly believed it. "Stalin attacked the Red Army because he seriously misperceived a serious security threat"; thus "Stalin seems to have genuinely believed that foreign‐backed enemies had infiltrated the ranks and managed to organize a conspiracy at the very heart of the Red Army." The purge hit deeply from June 1937 and November 1938, removing 35,000; many were executed. Experience in carrying out the purge facilitated purging other key elements in the wider Soviet polity.[131][132][133] Historians often cite the disruption as factors in the Red Army's disastrous military performance during the German invasion.[134] Robert W. Thurston reports that the purge was not intended to subdue the Soviet masses, many of whom helped enact the purge, but to deal with opposition to Stalin's rule among the Soviet elites.[135]

• Excess mortality in the Soviet Union under Joseph Stalin
• Index of Soviet Union-related articles
• History of the Soviet Union (1927–1953)
• Armenian victims of the Great Purge
• Campaign to Suppress Counterrevolutionaries
• Operation North, the mass deportation of Soviet Jehovah's Witnesses to Siberia in 1951
• Doctors' plot, a 1952–53 purge directed against mostly Jewish doctors, officials and others.
• Night of the Murdered Poets, the 1952 execution of thirteen Soviet Jews arrested in 1948–49.
• Soviet repression in Belarus
• Mass killings under communist regimes

See also: Bibliography of Stalinism and the Soviet Union § Terror, famine and the Gulag

• Andrew, Christopher; Mitrokhin, Vasili (2000) [1999]. The Sword and the Shield: The Mitrokhin Archive and the Secret History of the KGB. New York: Basic Books. ISBN 978-0-465-00312-9.
• A. Artizov, Yu. Sigachev, I. Shevchuk, V. Khlopov under editorship of acad. A. N. Yakovlev. Rehabilitation: As It Happened. Documents of the CPSU CC Presidium and Other Materials. Vol. 2, February 1956–Early 1980s. Moscow, 2003.
• Chase, William J. (2001). Enemies within the Gates?: The Comintern and the Stalinist Repression, 1934–1939. New Haven, CT: Yale University Press. ISBN 978-0-300-08242-5.
• Colton, Timothy J. (1998). Moscow: Governing the Socialist Metropolis. Belknap Press. ISBN 978-0-674-58749-6.
• Conquest, Robert (1973) [1968]. The Great Terror: Stalin's Purge of the Thirties (Revised ed.). London: Macmillan. ISBN 978-0-02-527560-7.
• —— (1987). Stalin and the Kirov Murder. New York: Oxford University Press. ISBN 978-0-19-505579-5.
• —— (2008) [1990]. The Great Terror: A Reassessment. Oxford: Oxford University Press. ISBN 978-0-19-531700-8.
• Courtois, Stéphane (1999). The Black Book of Communism: Crimes, Terror, Repression. Cambridge, MA: Harvard University Press. ISBN 978-0-674-07608-2.
• Figes, Orlando (2007). The Whisperers: Private Life in Stalin's Russia. London: Allen Lane. ISBN 978-0-7139-9702-6.
• Gellately, Robert (2007). Lenin, Stalin, and Hitler: The Age of Social Catastrophe. Knopf. ISBN 978-1-4000-4005-6.
• Harris, James (2017). The Great Fear: Stalin's Terror of the 1930s. Oxford University Press. ISBN 978-0198797869.
• Haynes, John Earl; Klehr, Harvey (2003). In Denial: Historians, Communism, and Espionage. Encounter Books. ISBN 978-1-893554-72-6.
• Hill, Alexander (2017), The Red Army and the Second World War, Cambridge University Press, ISBN 978-1-1070-2079-5.
• Hoffman, David L., ed. (2003). Stalinism: The Essential Readings. Oxford: Blackwell Publishers. ISBN 978-0-631-22890-5.
• Ilic, Melanie, ed. (2006). Stalin's Terror Revisited. Basingstoke: Palgrave Macmillan.
• Karlsson, Klas-Göran; Schoenhals, Michael (2008). Crimes against humanity under communist regimes – Research review (PDF). Forum for Living History. ISBN 978-91-977487-2-8. Archived from the original (PDF) on 24 August 2010.
• Koestler, Arthur (1940). Darkness at Noon.
• Kuromiya, Hiroaki (2007). The Voices of the Dead: Stalin's Great Terror in the 1930s. New Haven, CT: Yale University Press. ISBN 978-0-300-12389-0.
• Lyons, Eugene (1937). Assignment in Utopia. Harcourt Brace and Company.
• McLoughlin, Barry; McDermott, Kevin (2002). Stalin's Terror: High Politics and Mass Repression in the Soviet Union. Basingstoke: Palgrave Macmillan. ISBN 978-1-4039-0119-4.
• Merridale, Catherine (2002). Night of Stone: Death and Memory in Twentieth-Century Russia. London: Penguin. ISBN 978-0-14-200063-2.
• Naimark, Norman M. (2010). Stalin's Genocides (Human Rights and Crimes against Humanity). Princeton, NJ: Princeton University Press. ISBN 978-0-691-14784-0.
• Parrish, Michael (1996). The Lesser Terror: Soviet state security, 1939–1953. Westport, CT: Praeger Press. ISBN 978-0-275-95113-9.
• Rogovin, Vadim (1996). Two Lectures: Stalin's Great Terror: Origins and Consequences—Leon Trotsky and the Fate of Marxism in the USSR. Mehring books. ISBN 978-0-929087-83-2.
• —— (1998). 1937: Stalin's Year of Terror. Mehring Books. ISBN 978-0-929087-77-1.
• Rosefielde, Steven (2009). Red Holocaust. London: Routledge. ISBN 978-0-415-77757-5.
• Snyder, Timothy (2005). Sketches from a Secret War: A Polish Artist's Mission to Liberate Soviet Ukraine. New Haven, CT: Yale University Press. ISBN 978-0-300-10670-1.
• —— (2010). Bloodlands: Europe Between Hitler and Stalin. New York: Basic Books. ISBN 978-0-465-00239-9 – via Google Books.
• Solzhenitsyn, Aleksandr I. (1973). The Gulag Archipelago, 1918–1956: In Three Volumes. New York: Harper and Row.
• Thurston, Robert (1998) [1996]. Life and Terror in Stalin's Russia, 1934–1941. New Haven, CT: Yale University Press. ISBN 978-0-300-07442-0.
• Tzouliadis, Tim (2008). The Forsaken: An American Tragedy in Stalin's Russia. London: Penguin. ISBN 978-1-59420-168-4.
• Watt, Donald Cameron. "Who plotted against whom? Stalin's purge of the soviet high command revisited." Journal of Soviet Military Studies 3.1 (1990): 46-65.
• Wheatcroft, Stephen (1996). "The Scale and Nature of German and Soviet Repression and Mass Killings, 1930–45" (PDF). Europe-Asia Studies. 48 (8): 1319–1353. doi:10.1080/09668139608412415. JSTOR 152781.
• —— (2000). "The Scale and Nature of Stalinist Repression and its Demographic Significance: On Comments by Keep and Conquest" (PDF). Europe-Asia Studies. 52 (6): 1143–1159. doi:10.1080/09668130050143860. PMID 19326595. S2CID 205667754.
• Whitewood, Peter. The Red Army and the Great Terror: Stalin’s Purge of the Soviet Military (2015)
• Whitewood, Peter. "The Purge of the Red Army and the Soviet Mass Operations, 1937–38." Slavonic & East European Review 93.2 (2015): 286-314. online
• —— "Subversion in the Red Army and the Military Purge of 1937–1938." Europe-Asia Studies 67.1 (2015): 102-122.
• —— "In the shadow of the war: Bolshevik perceptions of polish subversive and military threats to the Soviet Union, 1920–32." Journal of Strategic Studies (2019): 1-24.
• Yakovlev, Alexander N., ed. (1991). Реабилитация. Политические процессы 30-50-х годов [Rehabilitation: Political Trials of the 1930s–50s]. Moscow: ROSSPEN.
• —— (2004) [2002]. A Century of Violence in Soviet Russia. New Haven, CT: Yale University Press. ISBN 978-0-300-10322-9.

• Media related to Great Purge at Wikimedia Commons
• The Case of Bukharin—Transcript of Nikolai Bukharin's testimonies and last plea; from "The Case of the Anti-Soviet Block of Rights and Trotskyites", Red Star Press, 1973, pages 369–439, 767–779
• Actual video footage from Third Moscow Trial on YouTube
• Nicolas Werth Case Study: The NKVD Mass Secret Operation n° 00447 (August 1937 – November 1938)
• "Documenting the Death Toll: Research into the Mass Murder of Foreigners in Moscow, 1937–38" by Barry McLoughlin, American Historical Association, 1999